Offering Expenses. The Company will be responsible for and will pay all expenses relating to the Offering, including, without limitation, (a) all filing fees and expenses relating to the registration of the Securities with the Commission (as defined below); (b) all FINRA Public Offering filing fees; (c) all fees and expenses relating to the listing of the Company’s Ordinary Shares on the NASDAQ Stock Market; (d) if required, all fees, expenses and disbursements relating to the registration or qualification of the Securities under the “blue sky” securities laws of such states and other jurisdictions as MM Global may reasonably designate (including, without limitation, all filing and registration fees, and the reasonable fees and disbursements of “blue sky” counsel); (e) all fees, expenses and disbursements relating to the registration, qualification or exemption of the Securities under the securities laws of such foreign jurisdictions as MM Global may reasonably designate; (f) the costs of all mailing and printing of the Offering documents; (g) transfer and/or stamp taxes, if any, payable upon the transfer of Securities from the Company to Investors (as defined below); (h) the fees and expenses of the Company’s accountants; and (i) reasonable “road show” expenses, diligence expenses, and legal fees of MM Global’s counsel actually incurred not to exceed in the aggregate $45,000. If the proceeds of the Offering are to be paid to the Company by the Placement Agent on the Closing Date, the Placement Agent may deduct from such proceeds the expenses set forth herein to be paid by the Company to the Placement Agent, provided, however, that in the event that the Offering is terminated prior to the Closing Date, the Company agrees to reimburse the Placement Agent to the extent required by Section 5 hereof.
Appears in 3 contracts
Samples: Placement Agency Agreement (Fangdd Network Group Ltd.), Placement Agency Agreement (Fangdd Network Group Ltd.), Placement Agency Agreement (Fangdd Network Group Ltd.)
Offering Expenses. The Company will be responsible for and will pay all expenses relating to the Offering, including, without limitation, (a) all filing fees and expenses relating to the registration of the Securities with the Commission (as defined below)Commission; (b) all FINRA Public Offering filing fees; (c) all fees and expenses relating to the listing of the Company’s Ordinary Shares common stock on the NASDAQ Stock Market; (d) if required, all fees, expenses and disbursements relating to the registration or qualification of the Securities under the “blue sky” securities laws of such states and other jurisdictions as MM Global Xxxxxx may reasonably designate (including, without limitation, all filing and registration fees, and the reasonable fees and disbursements of “blue sky” counsel); (e) all fees, expenses and disbursements relating to the registration, qualification or exemption of the Securities under the securities laws of such foreign jurisdictions as MM Global Xxxxxx may reasonably designate; (f) the costs of all mailing and printing of the Offering documents; (g) transfer and/or stamp taxes, if any, payable upon the transfer of Securities from the Company to Investors (as defined below)Investors; (h) the fees and expenses of the Company’s accountants; and (i) reasonable up to $5,000 of “road show” expenses, (j) diligence expenses, and legal (k) fees and expenses of MM Global’s Xxxxxx’x counsel actually incurred and other agents and representatives not to exceed in the aggregate $45,000150,000. If the proceeds of the Offering are to be paid to the Company by the Placement Agent on the Closing Date, the The Placement Agent may deduct from such the net proceeds of the Offering payable to the Company on the Closing Date the expenses set forth herein to be paid by the Company to the Placement Agent, provided, however, that in the event that the Offering is terminated prior to the Closing Dateterminated, the Company agrees to reimburse the Placement Agent to the extent required by Section 5 hereof.
Appears in 3 contracts
Samples: Placement Agency Agreement (Ascent Solar Technologies, Inc.), Placement Agency Agreement (Ascent Solar Technologies, Inc.), Placement Agency Agreement (Ascent Solar Technologies, Inc.)
Offering Expenses. The Company will be responsible for and will pay all expenses relating to the Offering, including, without limitation, (a) all filing fees and expenses relating to the registration of the Securities with the Commission (as defined below)Commission; (b) all FINRA Public Offering filing fees; (c) all fees and expenses relating to the listing of the Company’s Ordinary Shares common stock on the NASDAQ Stock Market; (d) if required, all fees, expenses and disbursements relating to the registration or qualification of the Securities under the “blue sky” securities laws of such states and other jurisdictions as MM Global Xxxxxx may reasonably designate (including, without limitation, all filing and registration fees, and the reasonable fees and disbursements of “blue sky” counsel, which shall be Xxxxxx’x counsel and which fee shall be $5,000); (e) all fees, expenses and disbursements relating to the registration, qualification or exemption of the Securities under the securities laws of such foreign jurisdictions as MM Global Xxxxxx may reasonably designate; (f) the costs of all mailing and printing of the Offering documents; (g) transfer and/or stamp taxes, if any, payable upon the transfer of Securities from the Company to Investors (as defined below)Investors; (h) the fees and expenses of the Company’s accountants; and (i) reasonable “road show” expenses, diligence expenses, expenses and legal fees of MM Global’s Xxxxxx’x counsel actually incurred not to exceed in the aggregate $45,00030,000. If the proceeds of the Offering are to be paid to the Company by the Placement Agent on the Closing Date, the The Placement Agent may deduct from such the net proceeds of the Offering payable to the Company on the Closing Date the expenses set forth herein to be paid by the Company to the Placement Agent, provided, however, that in the event that the Offering is terminated prior to the Closing Dateterminated, the Company agrees to reimburse the Placement Agent to the extent required by Section 5 hereof.
Appears in 2 contracts
Samples: Placement Agency Agreement (Precision Therapeutics Inc.), Placement Agency Agreement (Precision Therapeutics Inc.)
Offering Expenses. The Company will be responsible for and will pay all expenses relating to the Offering, including, without limitation, (a) all filing fees and expenses relating to the registration of the Securities with the Commission (as defined below)Commission; (b) all FINRA Public Offering filing fees; (c) all fees and expenses relating to the listing of the Company’s Ordinary Shares common stock on the NASDAQ Stock MarketNYSE MKT; (d) if required, all fees, expenses and disbursements relating to the registration or qualification of the Securities under the “blue sky” securities laws of such states and other jurisdictions as MM Global Dxxxxx may reasonably designate (including, without limitation, all filing and registration fees, and the reasonable fees and disbursements of “blue sky” counsel, which will be Dxxxxx’x counsel it being agreed that such fees and expenses of Dxxxxx’x counsel will be $25,000); (e) all fees, expenses and disbursements relating to the registration, qualification or exemption of the Securities under the securities laws of such foreign jurisdictions as MM Global Dxxxxx may reasonably designate; (f) the costs of all mailing and printing of the Offering documents; (g) transfer and/or stamp taxes, if any, payable upon the transfer of Securities from the Company to Investors (as defined below)Investors; (h) the fees and expenses of the Company’s accountants; and (i) reasonable “road show” expenses, diligence expenses, expenses and legal fees of MM Global’s counsel actually incurred the Placement Agent not to exceed in the aggregate $45,00062,500. If the proceeds of the Offering are to be paid to the Company by the Placement Agent on the Closing Date, the The Placement Agent may deduct from such the net proceeds of the Offering payable to the Company on the Closing Date the expenses set forth herein to be paid by the Company to the Placement Agent, provided, however, that in the event that the Offering is terminated prior to the Closing Dateterminated, the Company agrees to reimburse the Placement Agent pursuant to the extent required by Section 5 hereof.
Appears in 2 contracts
Samples: Placement Agency Agreement (InspireMD, Inc.), Placement Agency Agreement (InspireMD, Inc.)
Offering Expenses. The Company will be responsible for and will pay all expenses relating to the Offering, including, without limitation, (a) all filing fees and expenses relating to the registration of the Securities with the Commission (as defined below)Commission; (b) all FINRA Public Offering filing fees; (c) all fees and expenses relating to the listing of the Company’s Ordinary Shares common stock on the NASDAQ Stock Market; (d) if required, all fees, expenses and disbursements relating to the registration or qualification of the Securities under the “blue sky” securities laws of such states and other jurisdictions as MM Global Dxxxxx may reasonably designate (including, without limitation, all filing and registration fees, and the reasonable fees and disbursements of “blue sky” counsel), which will be Placement Agent’s counsel) it being agreed that such fees and expenses for such “blue sky” work will be $10,000; (e) all fees, expenses and disbursements relating to the registration, qualification or exemption of the Securities under the securities laws of such foreign jurisdictions as MM Global Dxxxxx may reasonably designate; (f) the costs of all mailing and printing of the Offering documents; (g) transfer and/or stamp taxes, if any, payable upon the transfer of Securities from the Company to Investors (as defined below)Investors; (h) the fees and expenses of the Company’s accountants; and (i) reasonable “road show” expenses, diligence expenses, and legal fees of MM Global’s Dxxxxx’x counsel actually incurred and not to exceed in the aggregate $45,000100,000. If the proceeds of the Offering are to be paid to the Company by the Placement Agent on the Closing Date, the The Placement Agent may deduct from such the net proceeds of the Offering payable to the Company on the Closing Date the expenses set forth herein to be paid by the Company to the Placement Agent, provided, however, that in the event that the Offering is terminated prior to the Closing Dateterminated, the Company agrees to reimburse the Placement Agent to the extent required by Section 5 hereof.
Appears in 2 contracts
Samples: Placement Agency Agreement (Tonix Pharmaceuticals Holding Corp.), Tonix Pharmaceuticals Holding Corp.
Offering Expenses. The Company will be responsible for and will pay all expenses relating to the Offering, including, without limitation, (a) all filing fees and expenses relating to the registration of the Securities with the Commission (as defined below)Commission; (b) all FINRA Public Offering filing fees; (c) all fees and expenses relating to the listing of the Company’s Ordinary Shares common stock on the NASDAQ Stock Market; (d) if required, all fees, expenses and disbursements relating to the registration or qualification of the Securities under the “blue sky” securities laws of such states and other jurisdictions as MM Global Xxxxxx may reasonably designate (including, without limitation, all filing and registration fees, and the reasonable fees and disbursements of “blue sky” counsel); (e) all fees, expenses and disbursements relating to the registration, qualification or exemption of the Securities under the securities laws of such foreign jurisdictions as MM Global Xxxxxx may reasonably designate; (f) the costs of all mailing and printing of the Offering documents; (g) transfer and/or stamp taxes, if any, payable upon the transfer of Securities from the Company to Investors (as defined below)Investors; (h) the fees and expenses of the Company’s accountants; and (i) reasonable up to $5,000 of “road show” expenses, (j) diligence expenses, and legal (k) fees and expenses of MM Global’s Xxxxxx’x counsel actually incurred and other agents and representatives not to exceed in the aggregate $45,000155,000. If the proceeds of the Offering are to be paid to the Company by the Placement Agent on the Closing Date, the The Placement Agent may deduct from such the net proceeds of the Offering payable to the Company on the Closing Date the expenses set forth herein to be paid by the Company to the Placement Agent, provided, however, that in the event that the Offering is terminated prior to the Closing Dateterminated, the Company agrees to reimburse the Placement Agent to the extent required by Section 5 hereof.
Appears in 1 contract
Samples: Placement Agency Agreement (Ascent Solar Technologies, Inc.)
Offering Expenses. The Company will be responsible for and will pay all expenses relating to the Offering, including, without limitation, (a) all filing fees and expenses relating to the registration of the resale of the Securities with the Commission (as defined below)Commission; (b) all FINRA Public Offering filing fees; (c) all fees and expenses relating to the listing of the Company’s Ordinary Shares on the NASDAQ Stock MarketMarket or on such other stock exchanges as the Company and Xxxxxx together determine; (dc) if required, all fees, expenses and disbursements relating to the registration or qualification of the Securities under the “blue sky” securities laws of such states and other jurisdictions as MM Global Xxxxxx may reasonably designate (including, without limitation, all filing and registration fees, and the reasonable fees and disbursements of the Company’s “blue sky” counsel, which will be Xxxxxx’x counsel it being agreed that such fees and expenses of Xxxxxx’x counsel will be $15,000); (ed) all fees, expenses and disbursements relating to the registration, qualification or exemption of the Securities under the securities laws of such foreign jurisdictions as MM Global Xxxxxx may reasonably designate; (fe) the costs of all mailing and printing of the Offering documentsSubscription Documents; (gf) transfer and/or stamp taxes, if any, payable upon the transfer of Securities from the Company to Investors Xxxxxx; (as defined below)g) the fees and expenses of the Company’s accountants; (h) the fees and expenses of the Company’s accountantslegal counsel and other agents and representatives; and (i) reasonable “road show” expenses, up to $150,000 of Xxxxxx’x legal and additional diligence expenses, and legal fees of MM Global’s counsel actually incurred not to exceed in the aggregate $45,000. If the proceeds of the Offering are to be paid to the Company by the Placement Agent on the Closing Date, the Placement Agent may deduct from such proceeds the expenses set forth herein to be paid by the Company to the Placement Agent, provided, however, that in the event that the Offering is terminated prior to the Closing Date, the Company agrees to reimburse the Placement Agent to the extent required by Section 5 hereof.
Appears in 1 contract
Samples: Placement Agency Agreement (Arch Therapeutics, Inc.)
Offering Expenses. The Company will be responsible for and will pay all expenses relating to the Offering, including, without limitation, (a) all filing fees and expenses relating to the registration of the Securities with the Commission (as defined below)Commission; (b) all FINRA Public Offering filing fees; (c) all fees and expenses relating to the listing of the Company’s Ordinary Shares common stock on the NASDAQ Stock Market; (d) if required, all fees, expenses and disbursements relating to the registration or qualification of the Securities under the “blue sky” securities laws of such states and other jurisdictions as MM Global Dxxxxx may reasonably designate (including, without limitation, all filing and registration fees, and the reasonable fees and disbursements of “blue sky” counsel); (e) all fees, expenses and disbursements relating to the registration, qualification or exemption of the Securities under the securities laws of such foreign jurisdictions as MM Global Dxxxxx may reasonably designate; (f) the costs of all mailing and printing of the Offering documents; (g) transfer and/or stamp taxes, if any, payable upon the transfer of Securities from the Company to Investors (as defined below)Investors; (h) the fees and expenses of the Company’s accountants; and (i) reasonable up to $5,000 of “road show” expenses, expenses and diligence expenses, and legal (j) fees and expenses of MM Global’s Dxxxxx’x counsel actually incurred and other agents and representatives not to exceed in the aggregate $45,000150,000. If the proceeds of the Offering are to be paid to the Company by the Placement Agent on the Closing Date, the The Placement Agent may deduct from such the net proceeds of the Offering payable to the Company on the Closing Date the expenses set forth herein to be paid by the Company to the Placement Agent, provided, however, that in the event that the Offering is terminated prior to the Closing Dateterminated, the Company agrees to reimburse the Placement Agent to the extent required by Section 5 hereof.
Appears in 1 contract
Samples: Placement Agency Agreement (Ascent Solar Technologies, Inc.)
Offering Expenses. The Company will be responsible for and will pay all expenses relating to the Offering, including, without limitation, (a) all filing fees and expenses relating to the registration of the Securities with the Commission (as defined below)Commission; (b) all FINRA Public Offering filing fees; (c) all fees and expenses relating to the listing of the Company’s Ordinary Shares common stock on the NASDAQ Stock Market; (d) if required, all fees, expenses and disbursements relating to the registration or qualification of the Securities under the “blue sky” securities laws of such states and other jurisdictions as MM Global Dxxxxx may reasonably designate (including, without limitation, all filing and registration fees, and the reasonable fees and disbursements of “blue sky” counsel, which will be Dxxxxx’x counsel it being agreed that such fees and expenses of such counsel for such “blue sky” work will be $15,000); (e) all fees, expenses and disbursements relating to the registration, qualification or exemption of the Securities under the securities laws of such foreign jurisdictions as MM Global Dxxxxx may reasonably designate; (f) the costs of all mailing and printing of the Offering documents; (g) transfer and/or stamp taxes, if any, payable upon the transfer of Securities from the Company to Investors (as defined below)Investors; (h) the fees and expenses of the Company’s accountants; and (i) reasonable “road show” expenses, diligence expenses, expenses and legal fees of MM Global’s Dxxxxx’x counsel actually incurred not to exceed in the aggregate $45,000. If the proceeds of the Offering are to be paid to the Company by the Placement Agent on the Closing Date, the The Placement Agent may deduct from such the net proceeds of the Offering payable to the Company on the Closing Date the expenses set forth herein to be paid by the Company to the Placement Agent, provided, however, that in the event that the Offering is terminated prior to the Closing Dateterminated, the Company agrees to reimburse the Placement Agent to the extent required by Section 5 hereof.
Appears in 1 contract
Offering Expenses. The Company will be responsible for and will pay all expenses relating to the Offering, including, without limitation, (a) all filing fees and expenses relating to the registration of the Securities with the Commission (as defined below)Commission; (b) all FINRA Public Offering filing fees; (c) all fees and expenses relating to the listing of the Company’s Ordinary Shares common stock on the NASDAQ Stock MarketNYSE American; (d) if required, all fees, expenses and disbursements relating to the registration or qualification of the Securities under the “blue sky” securities laws of such states and other jurisdictions as MM Global Dxxxxx may reasonably designate (including, without limitation, all filing and registration fees, and the reasonable fees and disbursements of “blue sky” counsel, which will be Placement Agent’s counsel); (e) all fees, expenses and disbursements relating to the registration, qualification or exemption of the Securities under the securities laws of such foreign jurisdictions as MM Global Dxxxxx may reasonably designate; (f) the costs of all mailing and printing of the Offering documents; (g) transfer and/or stamp taxes, if any, payable upon the transfer of Securities from the Company to Investors (as defined below)Investors; (h) the fees and expenses of the Company’s accountants; and (i) reasonable “road show” expenses, diligence expenses, and reasonable legal fees of MM Global’s Dxxxxx’x counsel actually incurred and not to exceed in the aggregate $45,00075,000. If the proceeds of the Offering are to be paid to the Company by the Placement Agent on the Closing Date, the The Placement Agent may deduct from such the net proceeds of the Offering payable to the Company on the Closing Date the expenses set forth herein to be paid by the Company to the Placement Agent, provided, however, that in the event that the Offering is terminated prior to the Closing Dateterminated, the Company agrees to reimburse the Placement Agent to the extent required by Section 5 hereof.
Appears in 1 contract
Offering Expenses. The Company will be responsible for and will pay all expenses relating to the Offering, including, without limitation, (a) all filing fees and expenses relating to the registration of the Securities with the Commission (as defined below)Commission; (b) all FINRA Public Offering filing fees; (c) all fees and expenses relating to the listing of the Company’s Ordinary Shares common stock on the NASDAQ Stock MarketNYSE MKT; (d) if required, all fees, expenses and disbursements relating to the registration or qualification of the Securities under the “blue sky” securities laws of such states and other jurisdictions as MM Global Dxxxxx may reasonably designate (including, without limitation, all filing and registration fees, and the reasonable fees and disbursements of “blue sky” counsel, which will be Dxxxxx’x counsel it being agreed that such fees and expenses of Dxxxxx’x counsel will be $25,000); (e) all fees, expenses and disbursements relating to the registration, qualification or exemption of the Securities under the securities laws of such foreign jurisdictions as MM Global Dxxxxx may reasonably designate; (f) the costs of all mailing and printing of the Offering documents; (g) transfer and/or stamp taxes, if any, payable upon the transfer of Securities from the Company to Investors (as defined below)Investors; (h) the fees and expenses of the Company’s accountants; and (i) reasonable “road show” expenses, diligence expenses, expenses and legal fees of MM Global’s Dxxxxx’x counsel actually incurred not to exceed in the aggregate $45,00087,500. If the proceeds of the Offering are to be paid to the Company by the Placement Agent on the Closing Date, the The Placement Agent may deduct from such the net proceeds of the Offering payable to the Company on the Closing Date the expenses set forth herein to be paid by the Company to the Placement Agent, provided, however, that in the event that the Offering is terminated prior to the Closing Dateterminated, the Company agrees to reimburse the Placement Agent pursuant to the extent required by Section 5 hereof.
Appears in 1 contract
Offering Expenses. The Company will be responsible for and will pay all expenses relating to the Offering, including, without limitation, (a) all filing fees and expenses relating to the registration of the Securities with the Commission (as defined below)Commission; (b) all FINRA Public Offering filing fees; (c) all fees and expenses relating to the listing of the Company’s Ordinary Shares 's common stock on the NASDAQ Stock MarketNYSE MKT; (d) if required, all fees, expenses and disbursements relating to the registration or qualification of the Securities under the “"blue sky” " securities laws of such states and other jurisdictions as MM Global Dawson may reasonably designate designxxx (including, without limitation, all filing and registration fees, and the reasonable fees and disbursements of “"blue sky” " counsel, which will be Dawson's counsel it being agreed thxx xxxx fees and expenses of Dawson's counsel will be limited xx $00,000); (e) all fees, expenses and disbursements relating to the registration, qualification or exemption of the Securities under the securities laws of such foreign jurisdictions as MM Global Dawson may reasonably designate; (fx) the costs of all mailing and printing of the Offering documents; (g) transfer and/or stamp taxes, if any, payable upon the transfer of Securities from the Company to Investors (as defined below)Investors; and (h) the fees and expenses of the Company’s 's accountants; and (i) reasonable “road show” expenses, diligence expenses, and legal fees of MM Global’s counsel actually incurred not to exceed in the aggregate $45,000. If the proceeds of the Offering are to be paid to the Company by the Placement Agent on the Closing Date, the The Placement Agent may deduct from such the net proceeds of the Offering payable to the Company on the Closing Date the expenses set forth herein to be paid by the Company to the Placement Agent, provided, however, that in the event that the Offering is terminated prior to the Closing Dateterminated, the Company agrees to reimburse the Placement Agent pursuant to the extent required by Section 5 hereof.
Appears in 1 contract
Offering Expenses. The Company will be responsible for and will pay all expenses relating to the Offering, including, without limitation, (a) all filing fees and expenses relating to the registration of the Securities with the Commission (as defined below)Commission; (b) all FINRA Public Offering filing fees; (c) all fees and expenses relating to the listing of the Company’s Ordinary Shares common stock on the NASDAQ Stock MarketNYSE MKT; (d) if required, all fees, expenses and disbursements relating to the registration or qualification of the Securities under the “blue sky” securities laws of such states and other jurisdictions as MM Global Dxxxxx may reasonably designate (including, without limitation, all filing and registration fees, and the reasonable fees and disbursements of “blue sky” counsel, which will be Dxxxxx’x counsel it being agreed that such fees and expenses of Dxxxxx’x counsel will be $25,000); (e) all fees, expenses and disbursements relating to the registration, qualification or exemption of the Securities under the securities laws of such foreign jurisdictions as MM Global Dxxxxx may reasonably designate; (f) the costs of all mailing and printing of the Offering documents; (g) transfer and/or stamp taxes, if any, payable upon the transfer of Securities from the Company to Investors (as defined below)Investors; (h) the fees and expenses of the Company’s accountants; and (i) reasonable “road show” expenses, diligence expenses, expenses and legal fees of MM Global’s Dxxxxx’x counsel actually incurred not to exceed in the aggregate $45,00025,000. If the proceeds of the Offering are to be paid to the Company by the Placement Agent on the Closing Date, the The Placement Agent may deduct from such the net proceeds of the Offering payable to the Company on the Closing Date the expenses set forth herein to be paid by the Company to the Placement Agent, provided, however, that in the event that the Offering is terminated prior to the Closing Dateterminated, the Company agrees to reimburse the Placement Agent pursuant to the extent required by Section 5 hereof.
Appears in 1 contract
Offering Expenses. The Company will be responsible for and will pay all expenses relating to the Offering, including, without limitation, (a) all filing fees and expenses relating to the registration of the Securities with the Commission (as defined below)Commission; (b) all FINRA Public Offering filing fees; (c) all fees and expenses relating to the listing of the Company’s Ordinary Shares common stock on the NASDAQ Stock MarketNYSE American; (d) if required, all fees, expenses and disbursements relating to the registration or qualification of the Securities under the “blue sky” securities laws of such states and other jurisdictions as MM Global Dxxxxx may reasonably designate (including, without limitation, all filing and registration fees, and the reasonable fees and disbursements of “blue sky” counsel, which will be Placement Agent’s counsel); (e) all fees, expenses and disbursements relating to the registration, qualification or exemption of the Securities under the securities laws of such foreign jurisdictions as MM Global Dxxxxx may reasonably designate; (f) the costs of all mailing and printing of the Offering documents; (g) transfer and/or stamp taxes, if any, payable upon the transfer of Securities from the Company to Investors (as defined below)Investors; (h) the fees and expenses of the Company’s accountants; and (i) reasonable “road show” expenses, diligence expenses, and reasonable legal fees of MM Global’s Dxxxxx’x counsel actually incurred and not to exceed in the aggregate $45,000. If the proceeds of 125,000; provided, that if the Offering are to be paid to does not result in the Company by the Placement Agent on the Closing Datereceiving at least $4,000,000 in gross proceeds, the cap on such expenses shall be $75,000. The Placement Agent may deduct from such the net proceeds of the Offering payable to the Company on the Closing Date the expenses set forth herein to be paid by the Company to the Placement Agent, provided, however, that in the event that the Offering is terminated prior to the Closing Dateterminated, the Company agrees to reimburse the Placement Agent to the extent required by Section 5 hereof.
Appears in 1 contract
Offering Expenses. The Company will be responsible for and will pay all expenses relating to the Offering, including, without limitation, (a) all filing fees and expenses relating to the registration of the Securities with the Commission (as defined below)Commission; (b) all FINRA Public Offering filing fees; (c) all fees and expenses relating to the listing of the Company’s Ordinary Shares common stock on the NASDAQ Stock Market; (d) if required, all fees, expenses and disbursements relating to the registration or qualification of the Securities under the “blue sky” securities laws of such states and other jurisdictions as MM Global Dxxxxx may reasonably designate (including, without limitation, all filing and registration fees, and the reasonable fees and disbursements of “blue sky” counsel), which will be Placement Agent’s counsel) it being agreed that such fees and expenses for such “blue sky” work will be $10,000; (e) all fees, expenses and disbursements relating to the registration, qualification or exemption of the Securities under the securities laws of such foreign jurisdictions as MM Global Dxxxxx may reasonably designate; (f) the costs of all mailing and printing of the Offering documents; (g) transfer and/or stamp taxes, if any, payable upon the transfer of Securities from the Company to Investors (as defined below)Investors; (h) the fees and expenses of the Company’s accountants; and (i) reasonable “road show” expenses, diligence expenses, and legal fees of MM Global’s Dxxxxx’x counsel actually incurred and not to exceed in the aggregate $45,000125,000. If the proceeds of the Offering are to be paid to the Company by the Placement Agent on the Closing Date, the The Placement Agent may deduct from such the net proceeds of the Offering payable to the Company on the Closing Date the expenses set forth herein to be paid by the Company to the Placement Agent, provided, however, that in the event that the Offering is terminated prior to the Closing Dateterminated, the Company agrees to reimburse the Placement Agent to the extent required by Section 5 hereof.
Appears in 1 contract
Samples: Placement Agency Agreement (Tonix Pharmaceuticals Holding Corp.)
Offering Expenses. The Company will be responsible for and will pay all expenses relating to the Offering, including, without limitation, (a) all filing fees and expenses relating to the registration of the Securities with the Commission (as defined below)Commission; (b) all FINRA Public Offering filing fees; (c) all fees and expenses relating to the listing of the Company’s Ordinary Shares common stock on the NASDAQ Stock Market; (d) if required, all fees, expenses and disbursements relating to the registration or qualification of the Securities under the “blue sky” securities laws of such states and other jurisdictions as MM Global Xxxxxx may reasonably designate (including, without limitation, all filing and registration fees, and the reasonable fees and disbursements of “blue sky” counsel); (e) all fees, expenses and disbursements relating to the registration, qualification or exemption of the Securities under the securities laws of such foreign jurisdictions as MM Global Xxxxxx may reasonably designate; (f) the costs of all mailing and printing of the Offering documents; (g) transfer and/or stamp taxes, if any, payable upon the transfer of Securities from the Company to Investors (as defined below)Investors; (h) the fees and expenses of the Company’s accountants; and (i) reasonable up to $5,000 of “road show” expenses, expenses and diligence expenses, and legal (j) fees and expenses of MM Global’s Xxxxxx’x counsel actually incurred and other agents and representatives not to exceed in the aggregate $45,000150,000. If the proceeds of the Offering are to be paid to the Company by the Placement Agent on the Closing Date, the The Placement Agent may deduct from such the net proceeds of the Offering payable to the Company on the Closing Date the expenses set forth herein to be paid by the Company to the Placement Agent, provided, however, that in the event that the Offering is terminated prior to the Closing Dateterminated, the Company agrees to reimburse the Placement Agent to the extent required by Section 5 hereof.
Appears in 1 contract
Samples: Placement Agency Agreement (Ascent Solar Technologies, Inc.)
Offering Expenses. The Company will be responsible for and will pay all expenses relating to the Offering, including, without limitation, (a) all filing fees and expenses relating to the registration of the Securities with the Commission (as defined below)Commission; (b) all FINRA Public Offering filing fees; (c) all fees and expenses relating to the listing of the Company’s Ordinary Shares common stock on the NASDAQ Stock Market; (d) if required, all fees, expenses and disbursements relating to the registration or qualification of the Securities under the “blue sky” securities laws of such states and other jurisdictions as MM Global Xxxxxx may reasonably designate (including, without limitation, all filing and registration fees, and the reasonable fees and disbursements of “blue sky” counsel); (e) all fees, expenses and disbursements relating to the registration, qualification or exemption of the Securities under the securities laws of such foreign jurisdictions as MM Global Xxxxxx may reasonably designate; (f) the costs of all mailing and printing of the Offering documents; (g) transfer and/or stamp taxes, if any, payable upon the transfer of Securities from the Company to Investors (as defined below)Investors; (h) the fees and expenses of the Company’s accountants; and (i) reasonable “road show” expenses, diligence expenses, expenses and legal fees of MM Global’s Xxxxxx’x counsel actually incurred not to exceed in the aggregate $45,00065,000. If the proceeds of the Offering are to be paid to the Company by the Placement Agent on the Closing Date, the The Placement Agent may deduct from such the net proceeds of the Offering payable to the Company on the Closing Date the expenses set forth herein to be paid by the Company to the Placement Agent, provided, however, that in the event that the Offering is terminated prior to the Closing Dateterminated, the Company agrees to reimburse the Placement Agent to the extent required by Section 5 hereof.
Appears in 1 contract
Samples: Placement Agency Agreement (Sonoma Pharmaceuticals, Inc.)
Offering Expenses. The Company will be responsible for and will pay all expenses relating to the Offering, including, without limitation, (a) all filing fees and expenses relating to the registration of the Securities with the Commission (as defined below)Commission; (b) all FINRA Public Offering filing fees; (c) all fees and expenses relating to the listing of the Company’s Ordinary Shares common stock on the NASDAQ Stock Market; (d) if required, all fees, expenses and disbursements relating to the registration or qualification of the Securities under the “blue sky” securities laws of such states and other jurisdictions as MM Global Xxxxxx may reasonably designate (including, without limitation, all filing and registration fees, and the reasonable fees and disbursements of “blue sky” counsel); (e) all fees, expenses and disbursements relating to the registration, qualification or exemption of the Securities under the securities laws of such foreign jurisdictions as MM Global Xxxxxx may reasonably designate; (f) the costs of all mailing and printing of the Offering documents; (g) transfer and/or stamp taxes, if any, payable upon the transfer of Securities from the Company to Investors (as defined below)Investors; (h) the fees and expenses of the Company’s accountants; and (i) reasonable “road show” expenses, diligence expenses, expenses and legal fees of MM Global’s Xxxxxx’x counsel actually incurred not to exceed in the aggregate $45,00050,000. If the proceeds of the Offering are to be paid to the Company by the Placement Agent on the Closing Date, the The Placement Agent may deduct from such the net proceeds of the Offering payable to the Company on the Closing Date the expenses set forth herein to be paid by the Company to the Placement Agent, provided, however, that in the event that the Offering is terminated prior to the Closing Dateterminated, the Company agrees to reimburse the Placement Agent to the extent required by Section 5 hereof.
Appears in 1 contract
Samples: Placement Agency Agreement (Sonoma Pharmaceuticals, Inc.)