Offering in Compliance with Securities Laws Sample Clauses

Offering in Compliance with Securities Laws. The Borrower has issued all of its securities pursuant to an effective registration statement on Form N-2 or otherwise in accordance with all Federal and State securities laws applicable thereto in all material respects.
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Offering in Compliance with Securities Laws. Each Registrant has issued all of its securities pursuant to an effective Registration Statement on Form N-1A or as may otherwise be required by Federal and State securities laws applicable thereto in all material respects.
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Offering in Compliance with Securities Laws. Each Fund has issued all of its securities pursuant to an effective Registration Statement on Form N-1A or as may otherwise be required by Federal and State securities laws applicable thereto in all material respects.
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Offering in Compliance with Securities Laws. Each Fund and each ------------------------------------------- Borrower has issued all of its securities pursuant to an effective registration statement on Form N-1A or otherwise in accordance with all Federal and State securities laws applicable thereto.
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Offering in Compliance with Securities Laws. The Borrower has complied with all applicable securities laws with respect to the issue of its shares.
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Offering in Compliance with Securities Laws. Each Fund that is an open-end investment company, on its own behalf or, if applicable, on behalf of the investment portfolios thereof which are Borrowers, has issued all of its securities pursuant to an effective Registration Statement on Form N-1A, or as may otherwise be required by Federal and State securities laws applicable thereto in all material respects.
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Offering in Compliance with Securities Laws. The Borrower has issued its common shares of beneficial interests pursuant to the Registration Statement, which was declared an effective registration statement on Form N-2 on October 26, 1999 and such issuance materially complied with all Federal and State securities laws applicable thereto.
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Offering in Compliance with Securities Laws. The Borrower has issued all of its outstanding Common Stock pursuant to an effective Registration Statement or an exemption from registration, or otherwise in compliance with all federal and state securities laws applicable thereto in all material respects. Section 5.23.
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Related to Offering in Compliance with Securities Laws

  • Compliance with Securities Laws (i) The Holder of this Warrant, by acceptance hereof, acknowledges that this Warrant and the shares of Warrant Stock to be issued upon exercise hereof are being acquired solely for the Holder's own account and not as a nominee for any other party, and for investment, and that the Holder will not offer, sell or otherwise dispose of this Warrant or any shares of Warrant Stock to be issued upon exercise hereof except pursuant to an effective registration statement, or an exemption from registration, under the Securities Act and any applicable state securities laws.

  • Continued Compliance with Securities Laws The Company will comply with the 1933 Act and the 1933 Act Regulations and the 1934 Act and the 1934 Act Regulations so as to permit the completion of the distribution of the Securities as contemplated in this Agreement and in the Prospectus. If at any time when a prospectus is required by the 1933 Act to be delivered in connection with sales of the Securities, any event shall occur or condition shall exist as a result of which it is necessary, in the opinion of counsel for the Underwriters or for the Company, to amend the Registration Statement or amend or supplement the Prospectus in order that the Prospectus will not include any untrue statements of a material fact or omit to state a material fact necessary in order to make the statements therein not misleading in the light of the circumstances existing at the time it is delivered to a purchaser, or if it shall be necessary, in the opinion of such counsel, at any such time to amend the Registration Statement or amend or supplement the Prospectus in order to comply with the requirements of the 1933 Act or the 1933 Act Regulations, the Company will promptly prepare and file with the Commission, subject to Section 3(b), such amendment or supplement as may be necessary to correct such statement or omission or to make the Registration Statement or the Prospectus comply with such requirements, and the Company will furnish to the Underwriters such number of copies of such amendment or supplement as the Underwriters may reasonably request. If at any time following issuance of an Issuer-Represented Free Writing Prospectus there occurred or occurs an event or development as a result of which such Issuer-Represented Free Writing Prospectus conflicted or would conflict with the information contained in the Registration Statement or included or would include an untrue statement of a material fact or omitted or would omit to state a material fact necessary in order to make the statements therein, in the light of the circumstances prevailing at that subsequent time, not misleading, the Company has promptly notified or will promptly notify the Representative and has promptly amended or will promptly amend or supplement, at its own expense, such Issuer-Represented Free Writing Prospectus to eliminate or correct such conflict, untrue statement or omission.

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