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Common use of Offering Process Clause in Contracts

Offering Process. In connection with the Private Placement, Financial Adviser will: (a) familiarize itself to the extent it deems appropriate with the business, operations, financial condition and prospects of the Client and the industry; (b) review to its satisfaction the offering documents (the “Private Placement Materials”) in connection with the offering of the Securities; If Financial Adviser is satisfied with the results of its due diligence of Client, Financial Adviser will then: (a) identify possible investors, which might have an interest in receiving the Private Placement Materials and evaluating participation in the Private Placement; (b) contact one or more possible investors in the Securities (the “Potential Investors”) and distribute the Private Placement Materials to those requesting receipt of the same; (c) attend meetings with Client and Potential Investors; and assist the Client in responding to due diligence requests from Potential Investors; and (d) assist the Client in closing on the sale of Securities to those Potential Investors accepted by Client in the Private Placement.

Appears in 3 contracts

Samples: Engagement Letter (Teraphysics Corp), Engagement Letter (Teraphysics Corp), Engagement Letter (Teraphysics Corp)

Offering Process. In connection with the Private PlacementFinancing, Financial Adviser will: (a) familiarize itself to the extent it deems appropriate with the business, operations, financial condition and prospects of the Client and the industry; (b) review to its satisfaction the offering documents (the “Private Placement Offering Materials”) in connection with the offering of the Securities; If Financial Adviser is satisfied with the results of its due diligence of the Client, Financial Adviser will then: (a) identify possible investors, which might have an interest in receiving the Private Placement Offering Materials and evaluating participation in the Private PlacementFinancing; (b) contact one or more possible investors in the Securities (the “Potential Investors”) and distribute the Private Placement Offering Materials to those requesting receipt of the same; (c) attend meetings with the Client and Potential Investors; and assist the Client in responding to due diligence requests from Potential Investors; and (d) assist the Client in closing on the sale of Securities to those Potential Investors accepted by the Client in the Private PlacementFinancing.

Appears in 2 contracts

Samples: Engagement Letter (Stocosil Inc.), Engagement Letter (Stocosil Inc.)

Offering Process. In connection with the Private PlacementRegulation A Offering, Financial Adviser will: (a) a. familiarize itself to the extent it deems appropriate with the business, operations, financial condition and prospects of the Client and the industry; (b) b. review to its satisfaction the offering documents (the “Private Placement Regulation A Offering Materials”) in connection with the offering of the Securities; If Financial Adviser is satisfied with the results of its due diligence of Client, Financial Adviser will then: (a) c. identify possible investors, which might have an interest in receiving the Private Placement Regulation A Offering Materials and evaluating participation in the Private PlacementRegulation A Offering; (b) d. contact one or more possible investors in the Securities (the “Potential Investors”) and distribute the Private Placement Regulation A Offering Materials to those requesting receipt of the same; (c) e. attend meetings with Client and Potential Investors; and assist the Client in responding to due diligence requests from Potential Investors; and (d) f. assist the Client in closing on the sale of Securities to those Potential Investors accepted by Client in the Private PlacementRegulation A Offering.

Appears in 2 contracts

Samples: Engagement Letter (Masterworks 002, LLC), Engagement Letter (Masterworks 001, LLC)

Offering Process. In connection with the Private PlacementFinancing, Financial Adviser will: (a) familiarize itself to the extent it deems appropriate with the business, operations, financial condition and prospects of the Client and the industry; (b) review to its satisfaction the offering documents (the “Private Placement Materials”) in connection with the offering of the Securities; If Financial Adviser is satisfied with the results of its due diligence of Client, Financial Adviser will then: (a) identify possible investors, which might have an interest in receiving the Private Placement Materials and evaluating participation in the Private PlacementFinancing; (b) contact one or more possible investors in the Securities (the “Potential Investors”) and distribute the Private Placement Materials to those requesting receipt of the same; (c) attend meetings with Client and Potential Investors; and assist the Client in responding to due diligence requests from Potential Investors; and (d) assist the Client in closing on the sale of Securities to those Potential Investors accepted by Client in the Private Placement.

Appears in 1 contract

Samples: Engagement Letter (Stocosil Inc.)