Ongoing Customer Due Diligence. The Transfer Agent shall maintain risk-based internal controls and procedures reasonably designed for conducting ongoing due diligence of Fund Investors, including, but not limited to, understanding the nature and purpose of Fund Investor relationships to develop Fund Investor risk profiles and conducting risk-based monitoring to maintain and update Fund Investor information.
Appears in 5 contracts
Samples: Transfer Agency and Service Agreement (Coller Secondaries Private Equity Opportunities Fund), Transfer Agency and Service Agreement (MassMutual Access Pine Point Fund), Transfer Agency and Service Agreement (Tiff Investment Program)
Ongoing Customer Due Diligence. The Transfer Agent shall maintain risk-based internal controls and procedures reasonably designed for conducting ongoing due diligence of Fund Company Investors, including, but not limited to, understanding the nature and purpose of Fund Company Investor relationships to develop Fund Company Investor risk profiles and conducting risk-based monitoring to maintain and update Fund Company Investor information.
Appears in 1 contract
Samples: Transfer Agency and Service Agreement (Lord Abbett Private Credit Fund)
Ongoing Customer Due Diligence. The Transfer Agent shall maintain and follow risk-based internal controls and procedures reasonably designed for conducting ongoing due diligence of Fund Investorsinvestors, including, but not limited to, understanding the nature and purpose of Fund Investor investor relationships to develop Fund Investor investor risk profiles and conducting risk-based monitoring to maintain and update Fund Investor investor information.. Information Classification: Limited Access Information Classification: Limited Access
Appears in 1 contract
Samples: Transfer Agency and Service Agreement (BlackRock Private Investments Fund)
