ORDINANCE. Personal data held by CAL relating to the Client, the Client’s agent(s) or Client’s guarantor(s)(if any) may be used for the purposes of the maintenance and operation of the Account in accordance with the relevant agreement(s), distribution of research, enforcement against counter-party, risk assessment, compliance with regulatory requirements to know the Client and to carry our due diligence to assess the Client’s investment suitability and for any other directly related purposes and will be kept confidential, but CAL may provide such information to:-
Appears in 8 contracts
Samples: Cash/Custodian Client's Agreement, Cash/Custodian Client’s Agreement, Cash/Custodian Client’s Agreement
ORDINANCE. Personal data held by CAL relating to the Client, the Client’s agent(s) or Client’s guarantor(s)(if any) may be used for the purposes of the maintenance and operation of the Account in accordance with the relevant agreement(s), distribution of research, enforcement against counter-party, risk assessment, compliance with regulatory requirements to know the Client and to carry our due diligence to assess the Client’s investment suitability and for any other directly related purposes and will be kept confidential, but CAL may provide such information to:-to:
Appears in 2 contracts
Samples: Cash/Custodian Client’s Agreement, Cash/Custodian Client’s Agreement
