Other Notices as Administrative Agent. (for financial statements, compliance certificates, maturity extension and commitment change notices, etc) Bank of America, N.A. Agency Management 000 Xxxxx Xxxxx Xxxxxx Bank of America Plaza Mail Code: NC1-002-15-36 Xxxxxxxxx, XX 00000-0000 Attention: Xxxx X. Xxxxxxx Telephone: 000.000.0000 Telecopier: 704.409.0015 Electronic Mail: xxxx.x.xxxxxxx@xxxx.xxx SWING LINE LENDER: Swingline Lender’s Office: Bank of America, N.A. 000 Xxxxx Xxxxx Xxxxxx One Independence Center Mail Code: NC1-001-04-39 Xxxxxxxxx, XX 00000-0000 Attention: Xxxxxx X. XxXxxx Telephone: 000.000.0000 Telecopier: 000.000.0000 Electronic Mail: xxxxxx.x.xxxxxx@xxxx.xxx Remittance Instructions: Bank of America, N.A. Charlotte, NC ABA #: 000-000-000 New York, NY Account #: 1366212250600 Attn: Corporate Credit Services, Charlotte NC Ref: AllianceBernstein L.P. $ 83,333,333.34 8.333333334 % Banks and Addresses Commitment Commitment Percentage The Bank of New York Mellon Operations Address: Xxx Xxxx Xxxxxx Xxx Xxxx, Xxx Xxxx 00000 Attn: Xxxx Xxxx Facsimile No.: (000) 000-0000 / 4782 Credit Address: Xxx Xxxx Xxxxxx Xxx Xxxx, Xxx Xxxx 00000 Attn: Xxxxxx Xxxxx Facsimile No.: (000) 000-0000 Electronic Mail: Xxxxxx.xxxxx@xxxxxxxxx.xxx $ 40,000,000.00 4.000000000 % Xxxxx Brothers Xxxxxxxx & Co. Operations Address: 000 Xxxxxxxx Xxx Xxxx, Xxx Xxxx 00000 Attn: Xxxx Xxxxxx / Xxxxxxxx Xxxxxx Facsimile No.: (000) 000-0000 Electronic Mail: xxxxxxxxxxx@xxx.xxx Credit Address: 000 Xxxxxxxx Xxx Xxxx, Xxx Xxxx 00000 Attn: Xxx Xxxxxx Facsimile No.: (000) 000-0000 Electronic Mail: xxx.xxxxxx@xxx.xxx $ 30,000,000.00 3.000000000 % Citibank, N.A. Operations Address: 0000 Xxxxx Xxxx, Building #3 New Castle, Delaware 19720 Attn: Xxxxx Xxx Facsimile No.: (000) 000-0000 Electronic Mail: xxxxx.xxx@xxxx.xxx Credit Address: 000 Xxxxxxxxx Xxxxxx, 0xx Xxxxx Xxx Xxxx, Xxx Xxxx 00000 Attn: Xxxxxxx X. Xxxx Facsimile No.: (000) 000-0000 Electronic Mail: xxxxxxx.x.xxxx@xxxx.xxx $ 83,333,333.33 8.333333333 % Banks and Addresses Commitment Commitment Percentage Credit Agricole Corporate and Investment Bank Operations Address: 0000 Xxxxxx xx xxx Xxxxxxxx Xxx Xxxx, XX 00000 Attn: Xxx Xxxxx Facsimile No.: (000) 000-0000 Electronic Mail: Xxxxxx.xxxxx@xx-xxx.xxx Credit Address: 0000 Xxxxxx xx xxx Xxxxxxxx Xxx Xxxx, XX 00000 Attn: Xxxxxxxxx Xxxxx Facsimile No.: (000) 000-0000 Electronic Mail: Xxxxxxxxx.Xxxxx@xx-xxx.xxx $ 40,000,000.00 4.000000000 % Deutsche Bank AG New York Branch Operations Address: with a copy to: DB Services New Jersey, Inc. 0000 Xxxx Xxxxxxx, Xxxxx 000 Xxxxxxxxxxxx, Xxxxxxx 00000 Attn: Xxxxxx Xxxxxx Facsimile No.: (000) 000-0000 Electronic Mail: Xxxxxx.Xxxxxx@xx.xxx Credit Address: Deutsche Bank AG New York Branch 00 Xxxx Xxxxxx Xxx Xxxx, Xxx Xxxx 00000-0000 Attn: Xxxxxxxx Xxxxxx Facsimile No.: (000) 000-0000 Electronic Mail: Xxxxxxxx.Xxxxxx@xx.xxx $ 70,000,000.00 7.000000000 % Xxxxxxx Sachs Bank USA Operations Address: 000 Xxxx Xxxxxx Xxx Xxxx, XX 00000 Attn: Operations Contact Facsimile No.: (000) 000-0000 Credit Address: 00 Xxxxxx Xxxxxx, 38th Floor Jersey City, NJ 07302 Attn: Xxxxxx Xxx Telephone No.: (000) 000-0000 Electronic Mail: xxx.xxxx@xx.xxx $ 40,000,000.00 4.000000000 % Banks and Addresses Commitment Commitment Percentage JPMorgan Chase Bank, N.A. Operations Address: 000 Xxxxxxx Xxxxxxxxxx Road, Ops 2 Xxxxxx, XX 00000 Attn: Xxxxxx Xxxx Facsimile No.: (000) 000-0000 Electronic Mail: xx_xxx@xxxxxxxx.xxx Credit Address: 000 Xxxx Xxxxxx, 00xx Xxxxx Xxx Xxxx, XX 00000 Attn: Xxxxxx Xxxxx Telephone No.: (000) 000-0000 Electronic Mail: xxxxxx.x.xxxxx@xxxxxxxx.xxx $ 83,333,333.33 8.333333333 % Credit Suisse AG, Cayman Islands Branch Operations Address: 0000 Xxxxx Xxxxxxxx Drive P.O. Box: 110047 Research Xxxxxxxx Xxxx, XX 00000 Attn: Xxxx Xxxxxxxxx Facsimile No.: (000) 000-0000 Electronic Mail: xxxx.xxxxxxxxx@xxxxxx-xxxxxx.xxx Credit Address: Eleven Xxxxxxx Xxxxxx Xxx Xxxx, Xxx Xxxx 00000 Attn: Xxx Xxxxx Facsimile No.: (000) 000-0000 Electronic Mail: xxx.xxxxx@xxxxxx-xxxxxx.xxx $ 70,000,000.00 7.000000000 % HSBC Bank USA, National Association Operations Address: 0 XXXX Xxxxxx, 00xx Xxxxx Xxxxxxx, XX 00000 Attn: Xxxxxxxx Xxxxxxxxxxx Facsimile No.: (000) 000-0000 Credit Address: 000 Xxxxx Xxxxxx Xxx Xxxx, XX 00000 Attn: Fereshtah Xxxxxxxxx Facsimile No.: (000) 000-0000 Electronic Mail: xxxxxxxxx.x.xxxxxxxxx@xx.xxxx.xxx $ 70,000,000.00 7.000000000 % 100 Banks and Addresses Commitment Commitment Percentage Xxxxxx Xxxxxxx Bank, N.A. Operations Address: 0000 Xxxxxx Xxxxxx Xxxxx, 0xx Xxxxx Xxxxxxxxx, XX 00000 Attn: Xxxxxx Xxxxxxx Loan Servicing Facsimile No.: (000) 000-0000 Electronic Mail: xxxxxxxxxxxxxxx@xxxxxxxxxxxxx.xxx Credit Address: 000 Xxxxxxx Xxxxxx, 00xx Xxxxx Xxx Xxxx, XX 00000 Attn: Xxxxx Xxxxxxxxxxx Facsimile No.: (000) 000-0000 Electronic Mail: xxxxx.xxxxxxxxxxx@xxxxxxxxxxxxx.xxx $ 60,000,000.00 6.000000000 % The Northern Trust Company Operations Address: 00 Xxxxx XxXxxxx Xxxxxx Xxxxxxx, XX 00000 Attn: Xxxx Xxxxx Facsimile No.: (000) 000-0000 Electronic Mail: xx00@xxxx.xxx Credit Address: 00 Xxxxx XxXxxxx Xxxxxx Xxxxxxx, XX 00000 Attn: Xxxxxxxx X. Xxxxx Facsimile No.: (000) 000-0000 Electronic Mail: xxx0@xxxx.xxx $ 40,000,000.00 4.000000000 % Royal Bank of Canada Operations Address: Xxx Xxxxxxx Xxxxx, 0xx Xxxxx Xxx Xxxx, XX 00000 Attn: Loans Administration Manager Facsimile No.: (000) 000-0000 Credit Address: Xxx Xxxxxxx Xxxxx, 0xx Xxxxx Xxx Xxxx, XX 00000 Attn: Xxxxx Xxxxxxxxx / Xxx Xxxxxxxx Facsimile No.: (000) 000-0000 Electronic Mail: xxxxx.xxxxxxxxx@xxxxx.xxx / xxx.xxxxxxxx@xxxxx.xxx $ 40,000,000.00 4.000000000 % 101 Banks and Addresses Commitment Commitment Percentage The Royal Bank of Scotland plc Operations Address: 000 Xxxxxxxxxx Xxxxxxxxx Xxxxxxxx, XX 00000 Attn: Xxxxxxxxx Xxxxxxxxxx Facsimile No.: (000) 000-0000 Electronic Mail: xxxxxxxxx.xxxxxxxxxx@xxx.xxx Credit Address: 000 Xxxxxxxxxx Xxxxxxxxx Xxxxxxxx, XX 00000 Attn: Xxxxxx Xxx Telephone No.: (000) 000-0000 Electronic Mail: Xxxxxx.Xxx@xxx.xxx $ 40,000,000.00 4.000000000 % Societe Generale Operations Address: 000 Xxxxxxxxxx Xxxx. Xxxxxx Xxxx, XX 00000 Attn: June Won Facsimile No.: (000) 000-0000 Electronic Mail: xxxx.xxx@xxxxx.xxx Credit Address: 0000 Xxxxxx xx xxx Xxxxxxxx Xxx Xxxx, Xxx Xxxx 00000 Attn: Xxxxxxx Xxxxxxxxx Facsimile No.: (000) 000-0000 Electronic Mail: xxxxxxx.xxxxxxxxx@xxxxx.xxx $ 40,000,000.00 4.000000000 % State Street Bank and Trust Company Operations Address: 000 Xxxxxxxxxx Xxx. Xxx 0000 Xxxxxx, XX 00000 Attn: Xxxx Xxxxxx Facsimile No.: (000) 000-0000 Electronic Mail: xxxxxxxx@xxxxxxxxxxx.xxx Credit Address: 000 Xxxxxxxxxx Xxx. Xxx 0000 Xxxxxx, XX 00000 Attn: Xxxx Xxxxxxxxx Facsimile No.: (000) 000-0000 Electronic Mail: xxxxxxxxxxx@xxxxxxxxxxx.xxx $ 70,000,000.00 7.000000000 % 102 Banks and Addresses Commitment Commitment Percentage UBS Loan Finance LLC Operations Address: 000 Xxxxxxxxxx Xxxxxxxxx Xxxxxxxx, XX 00000 Attn: Xxx Xxxxxx Facsimile No.: (000) 000-0000 Electronic Mail: xxx.xxxxxx@xxx.xxx Credit Address: 000 Xxxxxxxxxx Xxxxxxxxx Xxxxxxxx, XX 00000 Attn: Xxxxxx XxXxxxx Facsimile No.: (000) 000-0000 Electronic Mail: Xxxxxx.XxXxxxx@xxx.xxx $ 60,000,000.00 6.000000000 % Xxxxx Fargo Bank, National Association Operations Address: 0000 Xxxxxxx Xxxxxx, 0xx Xxxxx Xxxxxx, XX 00000 Attn: Xxxxxx Xxxxxxxx-Xxxxxxx Facsimile No.: (000) 000-0000 Electronic Mail: xxxxxx.x.xxxxxxxx-xxxxxxx@xxxxxxxxxx.xxx Credit Address: 000 X. Xxxxxxx Xxxxxx, 00xx Xxxxx Xxxxxxxxx, XX 00000 Attn: Xxxxxxxxx Xxxxx Telephone No.: (000) 000-0000 Electronic Mail: Xxxxxxxxx.Xxxxx@xxxxxxxx.xxx $ 40,000,000.00 4.000000000 % TOTAL $ 1,000,000,000 100 % 103 SCHEDULE 2 BROKER-DEALER SUBSIDIARIES
Appears in 1 contract
Samples: Revolving Credit Agreement (Alliancebernstein L.P.)
Other Notices as Administrative Agent. (for financial statements, compliance certificates, maturity extension and commitment change notices, etc) Bank of America, N.A. Agency Management 000 Xxxxx X Xxxxx Xxxxxx Bank of America Plaza Mail Code: NC1-002026-1506-36 03 Xxxxxxxxx, XX 00000-0000 Attention: Xxxx X. Xxxxxxx Xxxxx Xxxxxx Telephone: 000.000.0000 Telecopier000-000-0000 Facsimile: 704.409.0015 000-000-0000 Electronic Mail: xxxx.x.xxxxxxx@xxxx.xxx xxxxx.xxxxxx@xxxx.xxx SWING LINE LENDERLENDERS: Swingline Lender’s Office: Bank of America, N.A. 000 Xxxxx Xxxxx Xxxxxx One Independence Center Mail Code: NC1-001-04-39 Xxxxxxxxx, XX 00000-0000 Attention: Xxxxxx X. XxXxxx Xxxxxxxxx Xxxx Telephone: 000.000.0000 Telecopier: 000.000.0000 214.290.9653 Electronic Mail: xxxxxx.x.xxxxxx@xxxx.xxx xxxxxxxxx.x.xxxx@xxxx.xxx Remittance Instructions: Bank of America, N.A. Charlotte, NC ABA #: 000-000-000 New York, NY Account #: 1366212250600 Attn: Corporate Credit Services, Charlotte NC Ref: AllianceBernstein L.P. $ 83,333,333.34 8.333333334 % Banks and Addresses Commitment Commitment Percentage The Bank of New York Mellon Operations AddressSwingline Lender’s Office: Xxx Xxxx Citibank, N.A. 000 Xxxxxxxxx Xxxxxx Xxx Xxxx, Xxx Xxxx XX 00000 AttnAttention: Xxxx Xxxx Facsimile No.Xxxxxx Telephone: (000) 000-0000 / 4782 Credit Address: Xxx Xxxx Xxxxxx Xxx Xxxx, Xxx Xxxx 00000 Attn: Xxxxxx Xxxxx Facsimile No.: (000) 000-0000 000.000.0000 Electronic Mail: Xxxxxx.xxxxx@xxxxxxxxx.xxx $ 40,000,000.00 4.000000000 % Xxxxx Brothers Xxxxxxxx & Co. Operations AddressXxxxxxx.xxxxxx@xxxx.xxx Remittance Instructions: Citibank, N.A., New York, NY ABA #: 000-000-000 Xxxxxxxx Xxx Xxxx, Xxx Xxxx 00000 Account #: 4078-4524 Account Name: SSB Attn: Xxxx Xxxxxx / Loan Administration Swingline Lender’s Office: JPMorgan Chase Bank, N.A. 000 Xxxxxxx Xxxxxxxxxx Xx. NCC 0, 0xx Xxxxx Xxxxxx, XX 00000 Xxxxxxxxx: Xxxxx Xxxxxxxx Xxxxxx Facsimile No.Telephone: (000) 000-0000 +00000.000.0000 Electronic Mail: xxxxxxxxxxx@xxx.xxx Credit Addressxxxxx.x.xxxxxxxx@xxxxxxxx.xxx Remittance Instructions: JPMorgan Chase Bank, N.A. ABA #: 021 000 Xxxxxxxx Xxx Xxxx, Xxx Xxxx 00000 021 Account #: 9008113381H0829 Account Name: LS2 Incoming Account Attn: Xxx Xxxxxx Facsimile No.Loan & Agency Ref: (000) 000-0000 Electronic MailAllianceBernstein Swingline Lender’s Office: xxx.xxxxxx@xxx.xxx $ 30,000,000.00 3.000000000 % CitibankHSBC Bank USA, N.A. Operations Address: 0000 000 Xxxxx Xxxx, Building #3 New Castle, Delaware 19720 Attn: Xxxxx Xxx Facsimile No.: (000) 000-0000 Electronic Mail: xxxxx.xxx@xxxx.xxx Credit Address: 000 Xxxxxxxxx Xxxxxx, 0xx Xxxxx Xxx Xxxx, Xxx Xxxx XX 00000 AttnAttention: Xxxxxxx X. Xxxx Facsimile No.Xxxxxx Xxxxx Telephone: (000) 000-0000 000.000.0000 Electronic Mail: xxxxxxx.x.xxxx@xxxx.xxx $ 83,333,333.33 8.333333333 % Banks Xxxxxx.xxxxx@xxxx.xxx Remittance Instructions: Bank of America, N.A. ABA #: 000000000 Account #: 1366072250600 Attn: Wire Clearing Acct for Syn Loans – LIQ Ref: AllianceBernstein L.P. Swingline Lender’s Office: State Street Bank and Addresses Commitment Commitment Percentage Trust Company 0 Xxxx Xxxxxx Mail Stop CCB 0900 Xxxxxx, XX 00000 Attention: Xxxxx Xxxxxxxx Telephone: 000.000.0000 Electronic Mail: xxxxxxxxxx@xxxxxxxxxxx.xxx Remittance Instructions: State Street Bank and Trust Company, Boston, MA ABA #: 000-000-000 Account #: 0000-000-0 Account Name: IS Loan Operations/CSU Internal Ref: Alliance Xxxxxxxxx XX Swingline Lender’s Office: Xxxxx Brothers Xxxxxxxx & Co. 000 Xxxxxxxx Xxx Xxxx, XX 00000 Attention: Xxx Xxxxxx Telephone: 000.000.0000 Electronic Mail: xxx.xxxxxx@xxx.xxx Remittance Instructions: Citibank NY ABA #: 000000000 Account #: 00000000 Account Name: Xxxxx Brothers Xxxxxxxx & Co Further Credit: A/C#8627424 House Clearing Account Swingline Lender’s Office: Credit Agricole Corporate and Investment Bank Operations Address: 0000 Xxxxxx xx xxx Xxxxxxxx Xxx Xxxx, XX 00000 AttnAttention: Xxx Xxxxx Facsimile No.Xxxxx Telephone: (000) 000-0000 000.000.0000 Electronic Mail: Xxxxxx.xxxxx@xx-xxx.xxx Xxxxx.xxxxx@xx-xxx.xxx Remittance Instructions: Credit AddressAgricole CIB ABA #: 026 008 073 Account #: 001-088179-3701-00 Account Name: Loan Settlement Swingline Lender’s Office: Xxxxxxx Xxxxx Bank USA 000 Xxxx Xxxxxx Xxx Xxxx, XX 00000 Attention: Xxxxxxx X. Xx Xxxxx Telephone: 000.000.0000 Electronic Mail: xxx.xxxx@xx.xxx Remittance Instructions: Citibank N.A. ABA #: 000000000 Swift Code: XXXXXX00 Account #: 00000000 Account Name: Xxxxxxx Xxxxx Bank USA Swingline Lender’s Office: MUFG Bank, Ltd. 0000 Xxxxxx xx xxx Xxxxxxxx Xxx Xxxx, XX 00000 AttnAttention: Xxxxxxxxx Xxxxx Facsimile No.Xxxxxx Telephone: (000) 000-0000 000.000.0000 Telecopier: 212.782.6402 Electronic Mail: Xxxxxxxxx.Xxxxx@xx-xxx.xxx $ 40,000,000.00 4.000000000 % Deutsche Bank AG New York Branch Operations Addressxxxxxxx@xx.xxxx.xx Remittance Instructions: with a copy to: DB Services New Jersey, Inc. 0000 Xxxx Xxxxxxx, Xxxxx 000 Xxxxxxxxxxxx, Xxxxxxx 00000 Attn: Xxxxxx Xxxxxx Facsimile No.: (000) 000-0000 Electronic Mail: Xxxxxx.Xxxxxx@xx.xxx Credit Address: Deutsche Bank AG New York Branch 00 Xxxx Xxxxxx Xxx Xxxx, Xxx Xxxx 00000-0000 Attn: Xxxxxxxx Xxxxxx Facsimile No.: (000) 000-0000 Electronic Mail: Xxxxxxxx.Xxxxxx@xx.xxx $ 70,000,000.00 7.000000000 % Xxxxxxx Sachs Bank USA Operations Address: 000 Xxxx Xxxxxx Xxx Xxxx, XX 00000 Attn: Operations Contact Facsimile No.: (000) 000-0000 Credit Address: 00 Xxxxxx Xxxxxx, 38th Floor Jersey City, NJ 07302 Attn: Xxxxxx Xxx Telephone No.: (000) 000-0000 Electronic Mail: xxx.xxxx@xx.xxx $ 40,000,000.00 4.000000000 % Banks and Addresses Commitment Commitment Percentage JPMorgan Chase MUFG Bank, N.A. Ltd. ABA #: 0000-0000-0 Account #: 00000000 Attention: Loan Operations AddressDept. Ref: 000 AllianceBernstein L.P. and Xxxxxxx Xxxxxxxxxx RoadX. Xxxxxxxxx & Co LLC Exhibit A to the Credit Agreement FORM OF NOTE _______, Ops 2 Xxxxxx20__ FOR VALUE RECEIVED, XX 00000 Attn: Xxxxxx Xxxx Facsimile Nothe undersigned [ALLIANCEBERNSTEIN L.P.] [XXXXXXX X. XXXXXXXXX & CO.: , LLC], a Delaware limited [partnership] [liability company] (000the “Borrower”), hereby promises to pay to the order of ____________________ (the “Bank”) 000-0000 Electronic Mail: xx_xxx@xxxxxxxx.xxx at the Administrative Agent’s Head Office as such term is defined in the Amended and Restated Revolving Credit Address: 000 Xxxx XxxxxxAgreement dated as of October 13, 00xx Xxxxx Xxx Xxxx2021 (as modified, XX 00000 Attn: Xxxxxx Xxxxx Telephone No.: (000) 000-0000 Electronic Mail: xxxxxx.x.xxxxx@xxxxxxxx.xxx $ 83,333,333.33 8.333333333 % amended, restated or supplemented and in effect from time to time, the “Credit Suisse AGAgreement”), Cayman Islands Branch Operations Address: 0000 Xxxxx Xxxxxxxx Drive P.O. Box: 110047 Research Xxxxxxxx Xxxxamong the Borrower, XX 00000 Attn: Xxxx [AllianceBernstein L.P.] [Xxxxxxx X. Xxxxxxxxx Facsimile No.: (000) 000-0000 Electronic Mail: xxxx.xxxxxxxxx@xxxxxx-xxxxxx.xxx Credit Address: Eleven Xxxxxxx Xxxxxx Xxx Xxxx& Co., Xxx Xxxx 00000 Attn: Xxx Xxxxx Facsimile No.: (000) 000-0000 Electronic Mail: xxx.xxxxx@xxxxxx-xxxxxx.xxx $ 70,000,000.00 7.000000000 % HSBC Bank USALLC], National Association Operations Address: 0 XXXX Xxxxxx, 00xx Xxxxx Xxxxxxx, XX 00000 Attn: Xxxxxxxx Xxxxxxxxxxx Facsimile No.: (000) 000-0000 Credit Address: 000 Xxxxx Xxxxxx Xxx Xxxx, XX 00000 Attn: Fereshtah Xxxxxxxxx Facsimile No.: (000) 000-0000 Electronic Mail: xxxxxxxxx.x.xxxxxxxxx@xx.xxxx.xxx $ 70,000,000.00 7.000000000 % 100 Banks and Addresses Commitment Commitment Percentage Xxxxxx Xxxxxxx Bank, N.A. Operations Address: 0000 Xxxxxx Xxxxxx Xxxxx, 0xx Xxxxx Xxxxxxxxx, XX 00000 Attn: Xxxxxx Xxxxxxx Loan Servicing Facsimile No.: (000) 000-0000 Electronic Mail: xxxxxxxxxxxxxxx@xxxxxxxxxxxxx.xxx Credit Address: 000 Xxxxxxx Xxxxxx, 00xx Xxxxx Xxx Xxxx, XX 00000 Attn: Xxxxx Xxxxxxxxxxx Facsimile No.: (000) 000-0000 Electronic Mail: xxxxx.xxxxxxxxxxx@xxxxxxxxxxxxx.xxx $ 60,000,000.00 6.000000000 % The Northern Trust Company Operations Address: 00 Xxxxx XxXxxxx Xxxxxx Xxxxxxx, XX 00000 Attn: Xxxx Xxxxx Facsimile No.: (000) 000-0000 Electronic Mail: xx00@xxxx.xxx Credit Address: 00 Xxxxx XxXxxxx Xxxxxx Xxxxxxx, XX 00000 Attn: Xxxxxxxx X. Xxxxx Facsimile No.: (000) 000-0000 Electronic Mail: xxx0@xxxx.xxx $ 40,000,000.00 4.000000000 % Royal Bank of Canada Operations Address: Xxx Xxxxxxx XxxxxAmerica, 0xx Xxxxx Xxx XxxxN.A., XX 00000 Attn: Loans Administration Manager Facsimile No.: (000) 000-0000 Credit Address: Xxx Xxxxxxx Xxxxxindividually and as administrative agent, 0xx Xxxxx Xxx Xxxx, XX 00000 Attn: Xxxxx Xxxxxxxxx / Xxx Xxxxxxxx Facsimile No.: (000) 000-0000 Electronic Mail: xxxxx.xxxxxxxxx@xxxxx.xxx / xxx.xxxxxxxx@xxxxx.xxx $ 40,000,000.00 4.000000000 % 101 and the Banks and Addresses Commitment Commitment Percentage The Royal Bank of Scotland plc Operations Address: 000 Xxxxxxxxxx Xxxxxxxxx Xxxxxxxx, XX 00000 Attn: Xxxxxxxxx Xxxxxxxxxx Facsimile No.: (000) 000-0000 Electronic Mail: xxxxxxxxx.xxxxxxxxxx@xxx.xxx Credit Address: 000 Xxxxxxxxxx Xxxxxxxxx Xxxxxxxx, XX 00000 Attn: Xxxxxx Xxx Telephone No.: (000) 000-0000 Electronic Mail: Xxxxxx.Xxx@xxx.xxx $ 40,000,000.00 4.000000000 % Societe Generale Operations Address: 000 Xxxxxxxxxx Xxxx. Xxxxxx Xxxx, XX 00000 Attn: June Won Facsimile No.: (000) 000-0000 Electronic Mail: xxxx.xxx@xxxxx.xxx Credit Address: 0000 Xxxxxx xx xxx Xxxxxxxx Xxx Xxxx, Xxx Xxxx 00000 Attn: Xxxxxxx Xxxxxxxxx Facsimile No.: (000) 000-0000 Electronic Mail: xxxxxxx.xxxxxxxxx@xxxxx.xxx $ 40,000,000.00 4.000000000 % State Street Bank and Trust Company Operations Address: 000 Xxxxxxxxxx Xxx. Xxx 0000 Xxxxxx, XX 00000 Attn: Xxxx Xxxxxx Facsimile No.: (000) 000-0000 Electronic Mail: xxxxxxxx@xxxxxxxxxxx.xxx Credit Address: 000 Xxxxxxxxxx Xxx. Xxx 0000 Xxxxxx, XX 00000 Attn: Xxxx Xxxxxxxxx Facsimile No.: (000) 000-0000 Electronic Mail: xxxxxxxxxxx@xxxxxxxxxxx.xxx $ 70,000,000.00 7.000000000 % 102 Banks and Addresses Commitment Commitment Percentage UBS Loan Finance LLC Operations Address: 000 Xxxxxxxxxx Xxxxxxxxx Xxxxxxxx, XX 00000 Attn: Xxx Xxxxxx Facsimile No.: (000) 000-0000 Electronic Mail: xxx.xxxxxx@xxx.xxx Credit Address: 000 Xxxxxxxxxx Xxxxxxxxx Xxxxxxxx, XX 00000 Attn: Xxxxxx XxXxxxx Facsimile No.: (000) 000-0000 Electronic Mail: Xxxxxx.XxXxxxx@xxx.xxx $ 60,000,000.00 6.000000000 % Xxxxx Fargo Bank, National Association Operations Address: 0000 Xxxxxxx Xxxxxx, 0xx Xxxxx Xxxxxx, XX 00000 Attn: Xxxxxx Xxxxxxxx-Xxxxxxx Facsimile No.: (000) 000-0000 Electronic Mail: xxxxxx.x.xxxxxxxx-xxxxxxx@xxxxxxxxxx.xxx Credit Address: 000 X. Xxxxxxx Xxxxxx, 00xx Xxxxx Xxxxxxxxx, XX 00000 Attn: Xxxxxxxxx Xxxxx Telephone No.: (000) 000-0000 Electronic Mail: Xxxxxxxxx.Xxxxx@xxxxxxxx.xxx $ 40,000,000.00 4.000000000 % TOTAL $ 1,000,000,000 100 % 103 SCHEDULE 2 BROKER-DEALER SUBSIDIARIESlisted on Schedule 1 thereto:
Appears in 1 contract
Samples: Revolving Credit Agreement (Alliancebernstein L.P.)
Other Notices as Administrative Agent. (for financial statementsU.S. Bank, compliance certificatesNational Association U.S. Bancorp Center 000 Xxxxxxxx Xxxx XX-XX-X00X Xxxxxxxxxxx, maturity extension and commitment change notices, etc) Bank of America, N.A. Agency Management 000 Xxxxx Xxxxx Xxxxxx Bank of America Plaza Mail Code: NC1-002-15-36 Xxxxxxxxx, XX 00000-0000 Xxxxxxxxx 00000 Attention: Xxxx X. Xxxxxxx National Syndicated Lending Services Telephone: 000.000.0000 Telecopier: 704.409.0015 Electronic Mail: xxxx.x.xxxxxxx@xxxx.xxx SWING LINE LENDER: Swingline Lender’s Office: Bank of America, N.A. 000 Xxxxx Xxxxx Xxxxxx One Independence Center Mail Code: NC1-001-04-39 Xxxxxxxxx, XX 00000-0000 Attention: Xxxxxx X. XxXxxx Telephone: 000.000.0000 Telecopier: 000.000.0000 Electronic Mail: xxxxxx.x.xxxxxx@xxxx.xxx Remittance Instructions: Bank of America, N.A. Charlotte, NC ABA #: 000-000-000 New York, NY Account #: 1366212250600 Attn: Corporate Credit Services, Charlotte NC Ref: AllianceBernstein L.P. $ 83,333,333.34 8.333333334 % Banks and Addresses Commitment Commitment Percentage The Bank of New York Mellon Operations Address: Xxx Xxxx Xxxxxx Xxx Xxxx, Xxx Xxxx 00000 Attn: Xxxx Xxxx Facsimile No.: (000) 000-0000 / 4782 Credit Address: Xxx Xxxx Xxxxxx Xxx Xxxx, Xxx Xxxx 00000 Attn: Xxxxxx Xxxxx Facsimile No.Fax: (000) 000-0000 Electronic Mail: Xxxxxx.xxxxx@xxxxxxxxx.xxx $ 40,000,000.00 4.000000000 % xxxxxxxxxxxxxxxxxxxxxxx@xxxxxx.xxx With a copy to: U.S. Bank, National Association 1095 Avenue of the Xxxxxxxx, 00xx Xxxxx Brothers Xxxxxxxx & Co. Operations Address: 000 Xxxxxxxx Xxx Xxxx, Xxx Xxxx 00000 AttnAttention: Xxxx Xxxxxx / Xxxxxxxx X. Xxxxxx Facsimile No.Telephone: (000) 000-0000 Electronic Mail: xxxxxxxxxxx@xxx.xxx Credit Addressxxxxxx.xxxxxx@xxxxxx.xxx and Xxxxxxxx PC 0000 X. Xxxxxxx Street Dallas, TX 75201 Attention: 000 Xxxxxxxx Xxx Xxxx, Xxx Xxxx 00000 AttnX. Xxxxxx Telephone: Xxx Xxxxxx Facsimile No.(000) 000-0000 Fax: (000) 000-0000 Electronic Mail: xxx.xxxxxx@xxx.xxx $ 30,000,000.00 3.000000000 % Citibankxxxxxxx@xxxxxxxx.xxx Schedule 10.02 L/C ISSUER: Letter of Credit Applications and Other Notices as L/C Issuer: U.S. Bank, N.A. Operations AddressNational Association U.S. Bancorp Center 000 Xxxxxxxx Xxxx XX-XX-X00X Xxxxxxxxxxx, Xxxxxxxxx 00000 Attention: National Syndicated Lending Services Telephone: (000) 000-0000 Xxxxx Xxxx, Building #3 New Castle, Delaware 19720 AttnTelephone: Xxxxx Xxx Facsimile No.(000) 000-0000 Fax: (000) 000-0000 Electronic Mail: xxxxx.xxx@xxxx.xxx Credit Addressxxxxxxxxxxxxxxxxxxxxxxx@xxxxxx.xxx With a copy to: 000 Xxxxxxxxx XxxxxxU.S. Bank, 0xx National Association 1095 Avenue of the Xxxxxxxx, 00xx Xxxxx Xxx Xxxx, Xxx Xxxx 00000 AttnAttention: Xxxxxxx Xxxxxx X. Xxxx Facsimile No.Xxxxxx Telephone: (000) 000-0000 Electronic Mail: xxxxxxx.x.xxxx@xxxx.xxx $ 83,333,333.33 8.333333333 % Banks xxxxxx.xxxxxx@xxxxxx.xxx SWING LINE LENDER: Swing Line Loan Notices and Addresses Commitment Commitment Percentage Credit Agricole Corporate and Investment Bank Operations AddressOther Notices as Swing Line Lender: U.S. Bank, National Association U.S. Bancorp Center 000 Xxxxxxxx Xxxx XX-XX-X00X Xxxxxxxxxxx, Xxxxxxxxx 00000 Attention: National Syndicated Lending Services Telephone: (000) 000-0000 Xxxxxx xx xxx Xxxxxxxx Xxx Xxxx, XX 00000 Attn: Xxx Xxxxx Facsimile No.Fax: (000) 000-0000 Electronic Mail: Xxxxxx.xxxxx@xx-xxx.xxx Credit Addressxxxxxxxxxxxxxxxxxxxxxxx@xxxxxx.xxx With a copy to: 0000 Xxxxxx xx xxx Xxxxxxxx U.S. Bank, National Association 1095 Avenue of the Xxxxxxxx, 00xx Xxxxx Xxx Xxxx, XX Xxx Xxxx 00000 AttnAttention: Xxxxxxxxx Xxxxx Facsimile No.Xxxxxx X. Xxxxxx Telephone: (000) 000-0000 Electronic Mail: Xxxxxxxxx.Xxxxx@xx-xxx.xxx $ 40,000,000.00 4.000000000 % Deutsche Bank AG New York Branch Operations Addressxxxxxx.xxxxxx@xxxxxx.xxx Schedule 10.02 EXHIBIT A FORM OF LOAN NOTICE Date: with a copy to___________, _____ To: DB Services New Jersey, Inc. 0000 Xxxx Xxxxxxx, Xxxxx 000 Xxxxxxxxxxxx, Xxxxxxx 00000 Attn: Xxxxxx Xxxxxx Facsimile No.: (000) 000-0000 Electronic Mail: Xxxxxx.Xxxxxx@xx.xxx Credit Address: Deutsche Bank AG New York Branch 00 Xxxx Xxxxxx Xxx Xxxx, Xxx Xxxx 00000-0000 Attn: Xxxxxxxx Xxxxxx Facsimile No.: (000) 000-0000 Electronic Mail: Xxxxxxxx.Xxxxxx@xx.xxx $ 70,000,000.00 7.000000000 % Xxxxxxx Sachs Bank USA Operations Address: 000 Xxxx Xxxxxx Xxx Xxxx, XX 00000 Attn: Operations Contact Facsimile No.: (000) 000-0000 Credit Address: 00 Xxxxxx Xxxxxx, 38th Floor Jersey City, NJ 07302 Attn: Xxxxxx Xxx Telephone No.: (000) 000-0000 Electronic Mail: xxx.xxxx@xx.xxx $ 40,000,000.00 4.000000000 % Banks and Addresses Commitment Commitment Percentage JPMorgan Chase Bank, N.A. Operations Address: 000 Xxxxxxx Xxxxxxxxxx Road, Ops 2 Xxxxxx, XX 00000 Attn: Xxxxxx Xxxx Facsimile No.: (000) 000-0000 Electronic Mail: xx_xxx@xxxxxxxx.xxx Credit Address: 000 Xxxx Xxxxxx, 00xx Xxxxx Xxx Xxxx, XX 00000 Attn: Xxxxxx Xxxxx Telephone No.: (000) 000-0000 Electronic Mail: xxxxxx.x.xxxxx@xxxxxxxx.xxx $ 83,333,333.33 8.333333333 % Credit Suisse AG, Cayman Islands Branch Operations Address: 0000 Xxxxx Xxxxxxxx Drive P.O. Box: 110047 Research Xxxxxxxx Xxxx, XX 00000 Attn: Xxxx Xxxxxxxxx Facsimile No.: (000) 000-0000 Electronic Mail: xxxx.xxxxxxxxx@xxxxxx-xxxxxx.xxx Credit Address: Eleven Xxxxxxx Xxxxxx Xxx Xxxx, Xxx Xxxx 00000 Attn: Xxx Xxxxx Facsimile No.: (000) 000-0000 Electronic Mail: xxx.xxxxx@xxxxxx-xxxxxx.xxx $ 70,000,000.00 7.000000000 % HSBC Bank USA, National Association Operations Address: 0 XXXX Xxxxxx, 00xx Xxxxx Xxxxxxx, XX 00000 Attn: Xxxxxxxx Xxxxxxxxxxx Facsimile No.: (000) 000-0000 Credit Address: 000 Xxxxx Xxxxxx Xxx Xxxx, XX 00000 Attn: Fereshtah Xxxxxxxxx Facsimile No.: (000) 000-0000 Electronic Mail: xxxxxxxxx.x.xxxxxxxxx@xx.xxxx.xxx $ 70,000,000.00 7.000000000 % 100 Banks and Addresses Commitment Commitment Percentage Xxxxxx Xxxxxxx Bank, N.A. Operations Address: 0000 Xxxxxx Xxxxxx Xxxxx, 0xx Xxxxx Xxxxxxxxx, XX 00000 Attn: Xxxxxx Xxxxxxx Loan Servicing Facsimile No.: (000) 000-0000 Electronic Mail: xxxxxxxxxxxxxxx@xxxxxxxxxxxxx.xxx Credit Address: 000 Xxxxxxx Xxxxxx, 00xx Xxxxx Xxx Xxxx, XX 00000 Attn: Xxxxx Xxxxxxxxxxx Facsimile No.: (000) 000-0000 Electronic Mail: xxxxx.xxxxxxxxxxx@xxxxxxxxxxxxx.xxx $ 60,000,000.00 6.000000000 % The Northern Trust Company Operations Address: 00 Xxxxx XxXxxxx Xxxxxx Xxxxxxx, XX 00000 Attn: Xxxx Xxxxx Facsimile No.: (000) 000-0000 Electronic Mail: xx00@xxxx.xxx Credit Address: 00 Xxxxx XxXxxxx Xxxxxx Xxxxxxx, XX 00000 Attn: Xxxxxxxx X. Xxxxx Facsimile No.: (000) 000-0000 Electronic Mail: xxx0@xxxx.xxx $ 40,000,000.00 4.000000000 % Royal Bank of Canada Operations Address: Xxx Xxxxxxx Xxxxx, 0xx Xxxxx Xxx Xxxx, XX 00000 Attn: Loans Administration Manager Facsimile No.: (000) 000-0000 Credit Address: Xxx Xxxxxxx Xxxxx, 0xx Xxxxx Xxx Xxxx, XX 00000 Attn: Xxxxx Xxxxxxxxx / Xxx Xxxxxxxx Facsimile No.: (000) 000-0000 Electronic Mail: xxxxx.xxxxxxxxx@xxxxx.xxx / xxx.xxxxxxxx@xxxxx.xxx $ 40,000,000.00 4.000000000 % 101 Banks and Addresses Commitment Commitment Percentage The Royal Bank of Scotland plc Operations Address: 000 Xxxxxxxxxx Xxxxxxxxx Xxxxxxxx, XX 00000 Attn: Xxxxxxxxx Xxxxxxxxxx Facsimile No.: (000) 000-0000 Electronic Mail: xxxxxxxxx.xxxxxxxxxx@xxx.xxx Credit Address: 000 Xxxxxxxxxx Xxxxxxxxx Xxxxxxxx, XX 00000 Attn: Xxxxxx Xxx Telephone No.: (000) 000-0000 Electronic Mail: Xxxxxx.Xxx@xxx.xxx $ 40,000,000.00 4.000000000 % Societe Generale Operations Address: 000 Xxxxxxxxxx Xxxx. Xxxxxx Xxxx, XX 00000 Attn: June Won Facsimile No.: (000) 000-0000 Electronic Mail: xxxx.xxx@xxxxx.xxx Credit Address: 0000 Xxxxxx xx xxx Xxxxxxxx Xxx Xxxx, Xxx Xxxx 00000 Attn: Xxxxxxx Xxxxxxxxx Facsimile No.: (000) 000-0000 Electronic Mail: xxxxxxx.xxxxxxxxx@xxxxx.xxx $ 40,000,000.00 4.000000000 % State Street Bank and Trust Company Operations Address: 000 Xxxxxxxxxx Xxx. Xxx 0000 Xxxxxx, XX 00000 Attn: Xxxx Xxxxxx Facsimile No.: (000) 000-0000 Electronic Mail: xxxxxxxx@xxxxxxxxxxx.xxx Credit Address: 000 Xxxxxxxxxx Xxx. Xxx 0000 Xxxxxx, XX 00000 Attn: Xxxx Xxxxxxxxx Facsimile No.: (000) 000-0000 Electronic Mail: xxxxxxxxxxx@xxxxxxxxxxx.xxx $ 70,000,000.00 7.000000000 % 102 Banks and Addresses Commitment Commitment Percentage UBS Loan Finance LLC Operations Address: 000 Xxxxxxxxxx Xxxxxxxxx Xxxxxxxx, XX 00000 Attn: Xxx Xxxxxx Facsimile No.: (000) 000-0000 Electronic Mail: xxx.xxxxxx@xxx.xxx Credit Address: 000 Xxxxxxxxxx Xxxxxxxxx Xxxxxxxx, XX 00000 Attn: Xxxxxx XxXxxxx Facsimile No.: (000) 000-0000 Electronic Mail: Xxxxxx.XxXxxxx@xxx.xxx $ 60,000,000.00 6.000000000 % Xxxxx Fargo U.S. Bank, National Association Operations AddressAssociation, as Administrative Agent Ladies and Gentlemen: 0000 Xxxxxxx XxxxxxReference is made to that certain Credit Agreement, 0xx Xxxxx Xxxxxxdated as of August 21, XX 00000 Attn2018 (as amended, restated, extended, supplemented or otherwise modified in writing from time to time, the “Agreement”; the terms defined therein being used herein as therein defined), among Reinsurance Group of America, Incorporated, a Missouri corporation (the “Company”), the Loan Parties from time to time party thereto, the Lenders from time to time party thereto, and U.S. Bank, National Association, as Administrative Agent, Swing Line Lender and L/C Issuer. The Company hereby requests: Xxxxxx Xxxxxxxx-Xxxxxxx Facsimile No.: (000) 000-0000 Electronic Mail: xxxxxx.x.xxxxxxxx-xxxxxxx@xxxxxxxxxx.xxx Credit Address: 000 X. Xxxxxxx Xxxxxx, 00xx Xxxxx Xxxxxxxxx, XX 00000 Attn: Xxxxxxxxx Xxxxx Telephone No.: (000) 000-0000 Electronic Mail: Xxxxxxxxx.Xxxxx@xxxxxxxx.xxx $ 40,000,000.00 4.000000000 % TOTAL $ 1,000,000,000 100 % 103 SCHEDULE 2 BROKER-DEALER SUBSIDIARIES☐ A Borrowing of Loans ☐ A conversion of Loans ☐ A continuation of Eurocurrency Rate Loans
Appears in 1 contract
Samples: Credit Agreement (Reinsurance Group of America Inc)
Other Notices as Administrative Agent. (for financial statements, compliance certificates, maturity extension and commitment change notices, etc) Bank of America, N.A. Agency Management 000 Xxxxx Xxxxx Xxxxxx Bank of America Plaza Mail Code: NC1-002-15-36 Xxxxxxxxx, XX 00000-0000 Attention: Xxxx X. Xxxxxxx Telephone: 000.000.0000 Telecopier: 704.409.0015 Electronic Mail: xxxx.x.xxxxxxx@xxxx.xxx SWING LINE LENDERLENDERS: Swingline Lender’s Office: Bank of America, N.A. 000 Xxxxx Xxxxx Xxxxxx One Independence Center Mail Code: NC1-001-04-39 Xxxxxxxxx, XX 00000-0000 Attention: Xxxxxx X. XxXxxx Telephone: 000.000.0000 Telecopier: 000.000.0000 Electronic Mail: xxxxxx.x.xxxxxx@xxxx.xxx Remittance Instructions: Bank of America, N.A. Charlotte, NC ABA #: 000-000-000 New York, NY Account #: 1366212250600 Attn: Corporate Credit Services, Charlotte NC Ref: AllianceBernstein L.P. $ 83,333,333.34 8.333333334 % Banks and Addresses Commitment Commitment Percentage The Bank of New York Mellon Operations AddressSwingline Lender’s Office: Xxx Xxxx Citibank, N.A. 000 Xxxxxxxxx Xxxxxx Xxx Xxxx, Xxx Xxxx XX 00000 AttnAttention: Xxxx Xxxx Facsimile No.Xxxxxx Telephone: (000) 000-0000 / 4782 Credit Address: Xxx Xxxx Xxxxxx Xxx Xxxx, Xxx Xxxx 00000 Attn: Xxxxxx Xxxxx Facsimile No.: (000) 000-0000 000.000.0000 Electronic Mail: Xxxxxx.xxxxx@xxxxxxxxx.xxx $ 40,000,000.00 4.000000000 % Xxxxx Brothers Xxxxxxxx & Co. Operations AddressXxxxxxx.xxxxxx@xxxx.xxx Remittance Instructions: Citibank, N.A., New York, NY ABA #: 000-000-000 Xxxxxxxx Xxx Xxxx, Xxx Xxxx 00000 Account #: 4078-4524 Account Name: SSB Attn: Xxxx Xxxxxx / Loan Administration Swingline Lender’s Office: JPMorgan Chase Bank, N.A. 000 Xxxxxxx Xxxxxxxxxx Xx. NCC 0, 0xx Xxxxx Xxxxxx, XX 00000 Xxxxxxxxx: Xxxxx Xxxxxxxx Xxxxxx Facsimile No.Telephone: (000) 000-0000 +00000.000.0000 Electronic Mail: xxxxxxxxxxx@xxx.xxx Credit Addressxxxxx.x.xxxxxxxx@xxxxxxxx.xxx Remittance Instructions: JPMorgan Chase Bank, N.A. ABA #: 021 000 Xxxxxxxx Xxx Xxxx, Xxx Xxxx 00000 021 Account #: 9008113381H0829 Account Name: LS2 Incoming Account Attn: Xxx Xxxxxx Facsimile No.Loan & Agency Ref: (000) 000-0000 Electronic MailAllianceBernstein Swingline Lender’s Office: xxx.xxxxxx@xxx.xxx $ 30,000,000.00 3.000000000 % CitibankHSBC Bank USA, N.A. Operations Address: 0000 000 Xxxxx Xxxx, Building #3 New Castle, Delaware 19720 Attn: Xxxxx Xxx Facsimile No.: (000) 000-0000 Electronic Mail: xxxxx.xxx@xxxx.xxx Credit Address: 000 Xxxxxxxxx Xxxxxx, 0xx Xxxxx Xxx Xxxx, Xxx Xxxx XX 00000 AttnAttention: Xxxxxxx X. Xxxx Facsimile No.Xxxxxx Xxxxx Telephone: (000) 000-0000 000.000.0000 Electronic Mail: xxxxxxx.x.xxxx@xxxx.xxx $ 83,333,333.33 8.333333333 % Banks Xxxxxx.xxxxx@xxxx.xxx Remittance Instructions: Bank of America, N.A. ABA #: 000000000 Account #: 1366072250600 Attn: Wire Clearing Acct for Syn Loans – LIQ Ref: AllianceBernstein L.P. Swingline Lender’s Office: State Street Bank and Addresses Commitment Commitment Percentage Trust Company 0 Xxxx Xxxxxx Mail Stop CCB 0900 Xxxxxx, XX 00000 Attention: Xxxxx Xxxxxxxx Telephone: 000.000.0000 Electronic Mail: xxxxxxxxxx@xxxxxxxxxxx.xxx Remittance Instructions: State Street Bank and Trust Company, Boston, MA ABA #: 000-000-000 Account #: 0000-000-0 Account Name: IS Loan Operations/CSU Internal Ref: Alliance Xxxxxxxxx XX Swingline Lender’s Office: Xxxxx Brothers Xxxxxxxx & Co. 000 Xxxxxxxx Xxx Xxxx, XX 00000 Attention: Xxx Xxxxxx Telephone: 000.000.0000 Electronic Mail: xxx.xxxxxx@xxx.xxx Remittance Instructions: Citibank NY ABA #: 000000000 Account #: 00000000 Account Name: Xxxxx Brothers Xxxxxxxx & Co Further Credit: A/C#8627424 House Clearing Account Swingline Lender’s Office: Credit Agricole Corporate and Investment Bank Operations Address: 0000 Xxxxxx xx xxx Xxxxxxxx Xxx Xxxx, XX 00000 AttnAttention: Xxx Xxxxx Facsimile No.Xxxxx Telephone: (000) 000-0000 000.000.0000 Electronic Mail: Xxxxxx.xxxxx@xx-xxx.xxx Xxxxx.xxxxx@xx-xxx.xxx Remittance Instructions: Credit AddressAgricole CIB ABA #: 0000 Xxxxxx xx xxx Xxxxxxxx Xxx Xxxx, XX 00000 Attn026 008 073 Account #: Xxxxxxxxx Xxxxx Facsimile No.001-088179-3701-00 Account Name: (000) 000-0000 Electronic Mail: Xxxxxxxxx.Xxxxx@xx-xxx.xxx $ 40,000,000.00 4.000000000 % Deutsche Bank AG New York Branch Operations Address: with a copy to: DB Services New Jersey, Inc. 0000 Xxxx Xxxxxxx, Xxxxx 000 Xxxxxxxxxxxx, Xxxxxxx 00000 Attn: Xxxxxx Xxxxxx Facsimile No.: (000) 000-0000 Electronic Mail: Xxxxxx.Xxxxxx@xx.xxx Credit AddressLoan Settlement Swingline Lender’s Office: Deutsche Bank AG New York Branch 00 Xxxx Xxxxxx Xxx Xxxx, XX 00000 Attention: Xxxxxx Xxx Xxxx 00000-0000 AttnTelephone: Xxxxxxxx Xxxxxx Facsimile No.: (000) 000-0000 000.000.0000 Electronic Mail: Xxxxxxxx.Xxxxxx@xx.xxx $ 70,000,000.00 7.000000000 % xxxxxx.xxx@xx.xxx Remittance Instructions: Deutsche Bank Trust Company Americas ABA #: 000000000 Swift Code: XXXXXX00 Account #: 00000000 Account Name: Deutsche Bank AG New York Branch Ref: ALLIANCEBERNSTEIN L.P. Swingline Lender’s Office: Xxxxxxx Sachs Xxxxx Bank USA Operations Address: 000 Xxxx Xxxxxx Xxx Xxxx, XX 00000 AttnAttention: Operations Contact Facsimile No.Xxxxxxx X. Xx Xxxxx Telephone: (000) 000-0000 Credit Address: 00 Xxxxxx Xxxxxx, 38th Floor Jersey City, NJ 07302 Attn: Xxxxxx Xxx Telephone No.: (000) 000-0000 000.000.0000 Electronic Mail: xxx.xxxx@xx.xxx $ 40,000,000.00 4.000000000 % Banks and Addresses Commitment Commitment Percentage JPMorgan Chase Remittance Instructions: Citibank N.A. ABA #: 000000000 Swift Code: XXXXXX00 Account #: 00000000 Account Name: Xxxxxxx Xxxxx Bank USA Swingline Lender’s Office: MUFG Bank, N.A. Operations Address: 000 Xxxxxxx Xxxxxxxxxx Road, Ops 2 Xxxxxx, XX 00000 Attn: Xxxxxx Xxxx Facsimile No.: (000) 000-0000 Electronic Mail: xx_xxx@xxxxxxxx.xxx Credit Address: 000 Xxxx Xxxxxx, 00xx Xxxxx Xxx Xxxx, XX 00000 Attn: Xxxxxx Xxxxx Telephone No.: (000) 000-0000 Electronic Mail: xxxxxx.x.xxxxx@xxxxxxxx.xxx $ 83,333,333.33 8.333333333 % Credit Suisse AG, Cayman Islands Branch Operations Address: 0000 Xxxxx Xxxxxxxx Drive P.O. Box: 110047 Research Xxxxxxxx Xxxx, XX 00000 Attn: Xxxx Xxxxxxxxx Facsimile No.: (000) 000-0000 Electronic Mail: xxxx.xxxxxxxxx@xxxxxx-xxxxxx.xxx Credit Address: Eleven Xxxxxxx Xxxxxx Xxx Xxxx, Xxx Xxxx 00000 Attn: Xxx Xxxxx Facsimile No.: (000) 000-0000 Electronic Mail: xxx.xxxxx@xxxxxx-xxxxxx.xxx $ 70,000,000.00 7.000000000 % HSBC Bank USA, National Association Operations Address: 0 XXXX Xxxxxx, 00xx Xxxxx Xxxxxxx, XX 00000 Attn: Xxxxxxxx Xxxxxxxxxxx Facsimile No.: (000) 000-0000 Credit Address: 000 Xxxxx Xxxxxx Xxx Xxxx, XX 00000 Attn: Fereshtah Xxxxxxxxx Facsimile No.: (000) 000-0000 Electronic Mail: xxxxxxxxx.x.xxxxxxxxx@xx.xxxx.xxx $ 70,000,000.00 7.000000000 % 100 Banks and Addresses Commitment Commitment Percentage Xxxxxx Xxxxxxx Bank, N.A. Operations Address: 0000 Xxxxxx Xxxxxx Xxxxx, 0xx Xxxxx Xxxxxxxxx, XX 00000 Attn: Xxxxxx Xxxxxxx Loan Servicing Facsimile No.: (000) 000-0000 Electronic Mail: xxxxxxxxxxxxxxx@xxxxxxxxxxxxx.xxx Credit Address: 000 Xxxxxxx Xxxxxx, 00xx Xxxxx Xxx Xxxx, XX 00000 Attn: Xxxxx Xxxxxxxxxxx Facsimile No.: (000) 000-0000 Electronic Mail: xxxxx.xxxxxxxxxxx@xxxxxxxxxxxxx.xxx $ 60,000,000.00 6.000000000 % The Northern Trust Company Operations Address: 00 Xxxxx XxXxxxx Xxxxxx Xxxxxxx, XX 00000 Attn: Xxxx Xxxxx Facsimile No.: (000) 000-0000 Electronic Mail: xx00@xxxx.xxx Credit Address: 00 Xxxxx XxXxxxx Xxxxxx Xxxxxxx, XX 00000 Attn: Xxxxxxxx X. Xxxxx Facsimile No.: (000) 000-0000 Electronic Mail: xxx0@xxxx.xxx $ 40,000,000.00 4.000000000 % Royal Bank of Canada Operations Address: Xxx Xxxxxxx Xxxxx, 0xx Xxxxx Xxx Xxxx, XX 00000 Attn: Loans Administration Manager Facsimile No.: (000) 000-0000 Credit Address: Xxx Xxxxxxx Xxxxx, 0xx Xxxxx Xxx Xxxx, XX 00000 Attn: Xxxxx Xxxxxxxxx / Xxx Xxxxxxxx Facsimile No.: (000) 000-0000 Electronic Mail: xxxxx.xxxxxxxxx@xxxxx.xxx / xxx.xxxxxxxx@xxxxx.xxx $ 40,000,000.00 4.000000000 % 101 Banks and Addresses Commitment Commitment Percentage The Royal Bank of Scotland plc Operations Address: 000 Xxxxxxxxxx Xxxxxxxxx Xxxxxxxx, XX 00000 Attn: Xxxxxxxxx Xxxxxxxxxx Facsimile No.: (000) 000-0000 Electronic Mail: xxxxxxxxx.xxxxxxxxxx@xxx.xxx Credit Address: 000 Xxxxxxxxxx Xxxxxxxxx Xxxxxxxx, XX 00000 Attn: Xxxxxx Xxx Telephone No.: (000) 000-0000 Electronic Mail: Xxxxxx.Xxx@xxx.xxx $ 40,000,000.00 4.000000000 % Societe Generale Operations Address: 000 Xxxxxxxxxx Xxxx. Xxxxxx Xxxx, XX 00000 Attn: June Won Facsimile No.: (000) 000-0000 Electronic Mail: xxxx.xxx@xxxxx.xxx Credit Address: Ltd. 0000 Xxxxxx xx xxx Xxxxxxxx Xxx Xxxx, Xxx Xxxx XX 00000 AttnAttention: Xxxxxxx Xxxxxxxxx Facsimile No.Xxxxx Xxxxxx Telephone: (000) 000-0000 000.000.0000 Telecopier: 212.782.6402 Electronic Mail: xxxxxxx.xxxxxxxxx@xxxxx.xxx $ 40,000,000.00 4.000000000 % State Street Bank and Trust Company Operations Addressxxxxxxx@xx.xxxx.xx Remittance Instructions: 000 Xxxxxxxxxx Xxx. Xxx 0000 Xxxxxx, XX 00000 Attn: Xxxx Xxxxxx Facsimile No.: (000) 000-0000 Electronic Mail: xxxxxxxx@xxxxxxxxxxx.xxx Credit Address: 000 Xxxxxxxxxx Xxx. Xxx 0000 Xxxxxx, XX 00000 Attn: Xxxx Xxxxxxxxx Facsimile No.: (000) 000-0000 Electronic Mail: xxxxxxxxxxx@xxxxxxxxxxx.xxx $ 70,000,000.00 7.000000000 % 102 Banks and Addresses Commitment Commitment Percentage UBS Loan Finance LLC Operations Address: 000 Xxxxxxxxxx Xxxxxxxxx Xxxxxxxx, XX 00000 Attn: Xxx Xxxxxx Facsimile No.: (000) 000-0000 Electronic Mail: xxx.xxxxxx@xxx.xxx Credit Address: 000 Xxxxxxxxxx Xxxxxxxxx Xxxxxxxx, XX 00000 Attn: Xxxxxx XxXxxxx Facsimile No.: (000) 000-0000 Electronic Mail: Xxxxxx.XxXxxxx@xxx.xxx $ 60,000,000.00 6.000000000 % Xxxxx Fargo MUFG Bank, National Association Ltd. ABA #: 0000-0000-0 Account #: 00000000 Attention: Loan Operations AddressDept. Ref: 0000 AllianceBernstein L.P. and Xxxxxxx XxxxxxX. Xxxxxxxxx & Co LLC Exhibit A to the Credit Agreement FORM OF NOTE _______, 0xx Xxxxx Xxxxxx20__ FOR VALUE RECEIVED, XX 00000 Attn: Xxxxxx Xxxxxxxx-the undersigned [ALLIANCEBERNSTEIN L.P.] [XXXXXXX X. XXXXXXXXX & CO., LLC], a Delaware limited [partnership] [liability company] (the “Borrower”), hereby promises to pay to the order of ____________________ (the “Bank”) at the Administrative Agent’s Head Office as such term is defined in the Amended and Restated Revolving Credit Agreement dated as of September 27, 2018 (as modified, amended, restated or supplemented and in effect from time to time, the “Credit Agreement”), among the Borrower, [AllianceBernstein L.P.] [Xxxxxxx Facsimile No.: (000) 000-0000 Electronic Mail: xxxxxx.x.xxxxxxxx-xxxxxxx@xxxxxxxxxx.xxx Credit Address: 000 X. Xxxxxxx XxxxxxXxxxxxxxx & Co., 00xx Xxxxx XxxxxxxxxLLC], XX 00000 Attn: Xxxxxxxxx Xxxxx Telephone No.: (000) 000-0000 Electronic Mail: Xxxxxxxxx.Xxxxx@xxxxxxxx.xxx $ 40,000,000.00 4.000000000 % TOTAL $ 1,000,000,000 100 % 103 SCHEDULE 2 BROKER-DEALER SUBSIDIARIESBank of America, N.A., individually and as administrative agent, and the Banks listed on Schedule 1 thereto:
Appears in 1 contract
Samples: Revolving Credit Agreement (Alliancebernstein Holding L.P.)
Other Notices as Administrative Agent. (for financial statements, compliance certificates, maturity extension and commitment change notices, etc) Bank of AmericaJPMorgan Chase Bank, N.A. Agency Management 000 00 Xxxxx Xxxxxxxx, Xxxxx Xxxxxx Bank of America Plaza 7 Mail Code: NC1IL1-002-15-36 Xxxxxxxxx0010 Xxxxxxx, XX 00000-0000 00000 Attention: Xxxxx Xxxx X. Xxxxxxx Telephone: 000.000.0000 Telecopier: 704.409.0015 Electronic Mail: xxxx.x.xxxxxxx@xxxx.xxx SWING LINE LENDER: Swingline Lender’s Office: Bank of America, N.A. 000 Xxxxx Xxxxx Xxxxxx One Independence Center Mail Code: NC1-001-04-39 Xxxxxxxxx, XX 00000-0000 Attention: Xxxxxx X. XxXxxx Telephone: 000.000.0000 Telecopier: 000.000.0000 Electronic Mail: xxxxxx.x.xxxxxx@xxxx.xxx Remittance Instructions: Bank of America, N.A. Charlotte, NC ABA #: 000-000-000 New York, NY Account #0000 Telecopier: 1366212250600 Attn: Corporate Credit Services, Charlotte NC Ref: AllianceBernstein L.P. $ 83,333,333.34 8.333333334 % Banks and Addresses Commitment Commitment Percentage The Bank of New York Mellon Operations Address: Xxx Xxxx Xxxxxx Xxx Xxxx, Xxx Xxxx 00000 Attn: Xxxx Xxxx Facsimile No.: (000) 0-000-0000 / 4782 Credit Address: Xxx Xxxx Xxxxxx Xxx Xxxx, Xxx Xxxx 00000 Attn: Xxxxxx Xxxxx Facsimile No.: (000) 000-0000 Electronic Mail: Xxxxxx.xxxxx@xxxxxxxxx.xxx $ 40,000,000.00 4.000000000 % xxx.xxxxxx.xxxxxxxxx0@xxxxxxxx.xxx With a copy to: JPMorgan Chase Bank, N.A. 00 Xxxxx Brothers Xxxxxxxx & Co. Operations AddressXxxxxxxx, Xxxxx 9 Mail Code: 000 Xxxxxxxx Xxx XxxxIL1-0364 Xxxxxxx, Xxx Xxxx XX 00000 AttnAttention: Xxxx Xxxxxx / Xxxxxxxx Xxxxxx Facsimile No.Xxxxx Telephone: (000) -000-0000 Telecopier: 000-000-0000 Electronic Mail: xxxxxxxxxxx@xxx.xxx Credit Addressxxxx.x.xxxxx@xxxxxxxx.xxx LC ISSUER: 000 JPMorgan Chase Bank, N.A. 00 Xxxxx Xxxxxxxx, Xxxxx 7 Mail Code: IL1-0010 Xxxxxxx, XX 00000 Attention: Xxxxx Xxxxxxxx Xxx Xxxx, Xxx Xxxx 00000 AttnTelephone: Xxx Xxxxxx Facsimile No.000-000-0000 Telecopier: (000) -000-0000 Electronic Mail: xxx.xxxxxx@xxx.xxx $ 30,000,000.00 3.000000000 % CitibankXxxxxxx.xx.xxxxxx.xxxxxxxx.xxxx@xxxxxxxx.xxx Bank of America, N.A. Operations Address: 0000 Xxxxx Xxxx, Building #3 New Castle, Delaware 19720 Attn: Trade Finance Services 0 Xxxxx Xxx Facsimile No.Mail Code: (PA6-580-02-30 Xxxxxxxx, XX 00000 Attention: Xxxx Xxxxx Telephone: 000) -000-0000 Telecopier: 000-000-0000 Electronic Mail: xxxxx.xxx@xxxx.xxx Credit Address: 000 Xxxxxxxxx Xxxxxx, 0xx Xxxxx Xxx Xxxx, Xxx Xxxx 00000 Attn: Xxxxxxx X. Xxxx Facsimile No.xxxx.x.xxxxx@xxxxxxxxxxxxx.xxx SWINGLINE LENDER: (in dollars): JPMorgan Chase Bank, N.A. 00 Xxxxx Xxxxxxxx, Xxxxx 7 Mail Code: IL1-0010 Xxxxxxx, XX 00000 Attention: Xxxxx Xxxx Telephone: 000) -000-0000 Telecopier: 0-000-000-0000 Electronic Mail: xxxxxxx.x.xxxx@xxxx.xxx $ 83,333,333.33 8.333333333 % Banks and Addresses Commitment Commitment Percentage Credit Agricole Corporate and Investment Bank Operations Address: 0000 Xxxxxx xx xxx Xxxxxxxx xxx.xxxxxx.xxxxxxxxx0@xxxxxxxx.xxx XXXxxxxx Xxxxx Xxxx, X.X. Xxx Xxxx, XX 00000 Attn: Xxx Xxxxx Facsimile Account No.: ABA# 000000000 Ref: Cardinal Health (000) 000in foreign currency): JPMorgan Europe Ltd. 000 Xxxxxx Xxxx, Xxxxx 9 Mail Code: LW09-0000 1401 Xxxxxx, XX0X 0XX, Xxxxxx Xxxxxxx Attention: Xxxxxx Xxxxxxxx Telephone: +00 000 0000000 Telecopier: +00 000 0000000 Electronic Mail: Xxxxxx.xxxxx@xx-xxx.xxx Credit Addressxxxxxx.x.xxxxxxxx@xxxxxxxx.xxx (in EUROs): Pay: 0000 X.X. Xxxxxx xx xxx Xxxxxxxx Xxx XxxxAG Frankfurt (Swift - XXXXXXXX) Favour: X.X. Xxxxxx Europe Limited, XX 00000 Attn: Xxxxxxxxx Xxxxx Facsimile NoLondon (Swift - XXXXXX00) A/C no.: REF AGENCY (000in GBP): Pay X.X.Xxxxxx Europe Limited (XXXXXX00) 000-0000 Electronic MailSort code 405206 Account number REF AGENCY EXHIBIT A FORM OF COMPLIANCE CERTIFICATE Date: Xxxxxxxxx.Xxxxx@xx-xxx.xxx $ 40,000,000.00 4.000000000 % Deutsche Bank AG New York Branch Operations Address: with a copy to: DB Services New Jersey, Inc. 0000 Xxxx Xxxxxxx, Xxxxx 000 Xxxxxxxxxxxx, Xxxxxxx 00000 Attn: Xxxxxx Xxxxxx Facsimile No.: (000) 000-0000 Electronic Mail: Xxxxxx.Xxxxxx@xx.xxx Credit Address: Deutsche Bank AG New York Branch 00 Xxxx Xxxxxx Xxx Xxxx, Xxx Xxxx 00000-0000 Attn: Xxxxxxxx Xxxxxx Facsimile No.: (000) 000-0000 Electronic Mail: Xxxxxxxx.Xxxxxx@xx.xxx $ 70,000,000.00 7.000000000 % Xxxxxxx Sachs Bank USA Operations Address: 000 Xxxx Xxxxxx Xxx Xxxx, XX 00000 Attn: Operations Contact Facsimile No.: (000) 000-0000 Credit Address: 00 Xxxxxx Xxxxxx, 38th Floor Jersey City, NJ 07302 Attn: Xxxxxx Xxx Telephone No.: (000) 000-0000 Electronic Mail: xxx.xxxx@xx.xxx $ 40,000,000.00 4.000000000 % Banks and Addresses Commitment Commitment Percentage JPMorgan Chase Bank, N.A. Operations AddressN.A., as Administrative Agent Ladies and Gentlemen: 000 Xxxxxxx Xxxxxxxxxx RoadReference is made to that certain Five-Year Credit Agreement, Ops 2 Xxxxxxdated as of May 12, XX 00000 Attn: Xxxxxx Xxxx Facsimile No.: 2011 (000as amended, restated, supplemented or otherwise modified from time to time, the “Agreement”; the terms defined therein being used herein as therein defined) 000-0000 Electronic Mail: xx_xxx@xxxxxxxx.xxx Credit Address: 000 Xxxx Xxxxxxamong Cardinal Health, 00xx Xxxxx Xxx XxxxInc. (the “Company”), XX 00000 Attn: Xxxxxx Xxxxx Telephone No.: (000) 000-0000 Electronic Mail: xxxxxx.x.xxxxx@xxxxxxxx.xxx $ 83,333,333.33 8.333333333 % Credit Suisse AGthe Subsidiary Borrowers named therein, Cayman Islands Branch Operations Address: 0000 Xxxxx Xxxxxxxx Drive P.O. Box: 110047 Research Xxxxxxxx Xxxx, XX 00000 Attn: Xxxx Xxxxxxxxx Facsimile No.: (000) 000-0000 Electronic Mail: xxxx.xxxxxxxxx@xxxxxx-xxxxxx.xxx Credit Address: Eleven Xxxxxxx Xxxxxx Xxx Xxxx, Xxx Xxxx 00000 Attn: Xxx Xxxxx Facsimile No.: (000) 000-0000 Electronic Mail: xxx.xxxxx@xxxxxx-xxxxxx.xxx $ 70,000,000.00 7.000000000 % HSBC Bank USA, National Association Operations Address: 0 XXXX Xxxxxx, 00xx Xxxxx Xxxxxxx, XX 00000 Attn: Xxxxxxxx Xxxxxxxxxxx Facsimile No.: (000) 000-0000 Credit Address: 000 Xxxxx Xxxxxx Xxx Xxxx, XX 00000 Attn: Fereshtah Xxxxxxxxx Facsimile No.: (000) 000-0000 Electronic Mail: xxxxxxxxx.x.xxxxxxxxx@xx.xxxx.xxx $ 70,000,000.00 7.000000000 % 100 Banks and Addresses Commitment Commitment Percentage Xxxxxx Xxxxxxx JPMorgan Chase Bank, N.A. Operations Address: 0000 Xxxxxx Xxxxxx XxxxxN.A., 0xx Xxxxx Xxxxxxxxxas Administrative Agent, XX 00000 Attn: Xxxxxx Xxxxxxx Loan Servicing Facsimile NoLC Issuer and Swingline Lender, and the lenders party thereto from time to time. [This notice serves to confirm that, to the best of my knowledge, the Company has observed or performed in all material respects all of the covenants, conditions and agreements contained in the Agreement and as of the date hereof, no Default or Unmatured Default has occurred and is continuing.: ] [This notice serves to confirm that the Company has not complied with the covenants, conditions and/or agreements contained in the Agreement and the following is a list of each such Default or Unmatured Default and its nature and status:] The calculations of the maximum Consolidated Leverage Ratio and the minimum Consolidated Interest Coverage Ratio are attached on Schedule 1. Sincerely, [Chief Financial Officer / Controller / Treasurer] Schedule 1 Calculations Cardinal Health, Inc. Debt Covenant Compliance For the quarter ended , 20 Consolidated Interest Coverage Ratio (Minimum 4.0) Consolidated EBITDA ($000’s) 1 Consolidated Interest Charges ($000-0000 Electronic Mail: xxxxxxxxxxxxxxx@xxxxxxxxxxxxx.xxx Credit Address: 000 Xxxxxxx Xxxxxx’s) 1 Consolidated Interest Coverage Ratio Consolidated Leverage Ratio (Maximum 3.25) Consolidated Funded Indebtedness ($000’s) Securitization Obligations ($000’s) Consolidated EBITDA ($000’s) 1 Consolidated Leverage Ratio 1 As of the date of determination, 00xx Xxxxx Xxx Xxxx, XX 00000 Attn: Xxxxx Xxxxxxxxxxx Facsimile No.: (000) 000-0000 Electronic Mail: xxxxx.xxxxxxxxxxx@xxxxxxxxxxxxx.xxx $ 60,000,000.00 6.000000000 % The Northern Trust Company Operations Address: 00 Xxxxx XxXxxxx Xxxxxx Xxxxxxx, XX 00000 Attn: Xxxx Xxxxx Facsimile No.: (000) 000-0000 Electronic Mail: xx00@xxxx.xxx Credit Address: 00 Xxxxx XxXxxxx Xxxxxx Xxxxxxx, XX 00000 Attn: Xxxxxxxx X. Xxxxx Facsimile No.: (000) 000-0000 Electronic Mail: xxx0@xxxx.xxx $ 40,000,000.00 4.000000000 % Royal Bank Consolidated EBITDA and Interest Charges are calculated for the period of Canada Operations Address: Xxx Xxxxxxx Xxxxx, 0xx Xxxxx Xxx Xxxx, XX 00000 Attn: Loans Administration Manager Facsimile No.: (000) 000-0000 Credit Address: Xxx Xxxxxxx Xxxxx, 0xx Xxxxx Xxx Xxxx, XX 00000 Attn: Xxxxx Xxxxxxxxx / Xxx Xxxxxxxx Facsimile No.: (000) 000-0000 Electronic Mail: xxxxx.xxxxxxxxx@xxxxx.xxx / xxx.xxxxxxxx@xxxxx.xxx $ 40,000,000.00 4.000000000 % 101 Banks and Addresses Commitment Commitment Percentage The Royal Bank the four prior fiscal quarters ending on the date of Scotland plc Operations Address: 000 Xxxxxxxxxx Xxxxxxxxx Xxxxxxxx, XX 00000 Attn: Xxxxxxxxx Xxxxxxxxxx Facsimile No.: (000) 000-0000 Electronic Mail: xxxxxxxxx.xxxxxxxxxx@xxx.xxx Credit Address: 000 Xxxxxxxxxx Xxxxxxxxx Xxxxxxxx, XX 00000 Attn: Xxxxxx Xxx Telephone No.: (000) 000-0000 Electronic Mail: Xxxxxx.Xxx@xxx.xxx $ 40,000,000.00 4.000000000 % Societe Generale Operations Address: 000 Xxxxxxxxxx Xxxx. Xxxxxx Xxxx, XX 00000 Attn: June Won Facsimile No.: (000) 000-0000 Electronic Mail: xxxx.xxx@xxxxx.xxx Credit Address: 0000 Xxxxxx xx xxx Xxxxxxxx Xxx Xxxx, Xxx Xxxx 00000 Attn: Xxxxxxx Xxxxxxxxx Facsimile No.: (000) 000-0000 Electronic Mail: xxxxxxx.xxxxxxxxx@xxxxx.xxx $ 40,000,000.00 4.000000000 % State Street Bank and Trust Company Operations Address: 000 Xxxxxxxxxx Xxx. Xxx 0000 Xxxxxx, XX 00000 Attn: Xxxx Xxxxxx Facsimile No.: (000) 000-0000 Electronic Mail: xxxxxxxx@xxxxxxxxxxx.xxx Credit Address: 000 Xxxxxxxxxx Xxx. Xxx 0000 Xxxxxx, XX 00000 Attn: Xxxx Xxxxxxxxx Facsimile No.: (000) 000-0000 Electronic Mail: xxxxxxxxxxx@xxxxxxxxxxx.xxx $ 70,000,000.00 7.000000000 % 102 Banks and Addresses Commitment Commitment Percentage UBS Loan Finance LLC Operations Address: 000 Xxxxxxxxxx Xxxxxxxxx Xxxxxxxx, XX 00000 Attn: Xxx Xxxxxx Facsimile No.: (000) 000-0000 Electronic Mail: xxx.xxxxxx@xxx.xxx Credit Address: 000 Xxxxxxxxxx Xxxxxxxxx Xxxxxxxx, XX 00000 Attn: Xxxxxx XxXxxxx Facsimile No.: (000) 000-0000 Electronic Mail: Xxxxxx.XxXxxxx@xxx.xxx $ 60,000,000.00 6.000000000 % Xxxxx Fargo Bank, National Association Operations Address: 0000 Xxxxxxx Xxxxxx, 0xx Xxxxx Xxxxxx, XX 00000 Attn: Xxxxxx Xxxxxxxx-Xxxxxxx Facsimile No.: (000) 000-0000 Electronic Mail: xxxxxx.x.xxxxxxxx-xxxxxxx@xxxxxxxxxx.xxx Credit Address: 000 X. Xxxxxxx Xxxxxx, 00xx Xxxxx Xxxxxxxxx, XX 00000 Attn: Xxxxxxxxx Xxxxx Telephone No.: (000) 000-0000 Electronic Mail: Xxxxxxxxx.Xxxxx@xxxxxxxx.xxx $ 40,000,000.00 4.000000000 % TOTAL $ 1,000,000,000 100 % 103 SCHEDULE 2 BROKER-DEALER SUBSIDIARIESdetermination EXHIBIT B
Appears in 1 contract
Other Notices as Administrative Agent. (for financial statements, compliance certificates, maturity extension and commitment change notices, etc) Bank of AmericaJPMorgan Chase Bank, N.A. Agency Management 000 00 Xxxxx Xxxxxxxx, Xxxxx Xxxxxx Bank of America Plaza 7 Mail Code: NC1IL1-002-15-36 Xxxxxxxxx0010 Xxxxxxx, XX 00000-0000 00000 Attention: Xxxxx Xxxx X. Xxxxxxx Telephone: 000.000.0000 Telecopier: 704.409.0015 Electronic Mail: xxxx.x.xxxxxxx@xxxx.xxx SWING LINE LENDER: Swingline Lender’s Office: Bank of America, N.A. 000 Xxxxx Xxxxx Xxxxxx One Independence Center Mail Code: NC1-001-04-39 Xxxxxxxxx, XX 00000-0000 Attention: Xxxxxx X. XxXxxx Telephone: 000.000.0000 Telecopier: 000.000.0000 Electronic Mail: xxxxxx.x.xxxxxx@xxxx.xxx Remittance Instructions: Bank of America, N.A. Charlotte, NC ABA #: 000-000-000 New York, NY Account #0000 Telecopier: 1366212250600 Attn: Corporate Credit Services, Charlotte NC Ref: AllianceBernstein L.P. $ 83,333,333.34 8.333333334 % Banks and Addresses Commitment Commitment Percentage The Bank of New York Mellon Operations Address: Xxx Xxxx Xxxxxx Xxx Xxxx, Xxx Xxxx 00000 Attn: Xxxx Xxxx Facsimile No.: (000) 0-000-0000 / 4782 Credit Address: Xxx Xxxx Xxxxxx Xxx Xxxx, Xxx Xxxx 00000 Attn: Xxxxxx Xxxxx Facsimile No.: (000) 000-0000 Electronic Mail: Xxxxxx.xxxxx@xxxxxxxxx.xxx $ 40,000,000.00 4.000000000 % xxx.xxxxxx.xxxxxxxxx0@xxxxxxxx.xxx With a copy to: JPMorgan Chase Bank, N.A. 00 Xxxxx Brothers Xxxxxxxx & Co. Operations AddressXxxxxxxx, Xxxxx 9 Mail Code: 000 Xxxxxxxx Xxx XxxxIL1-0364 Xxxxxxx, Xxx Xxxx XX 00000 AttnAttention: Xxxx Xxxxxx / Xxxxxxxx Xxxxxx Facsimile No.Xxxxx Telephone: (000) -000-0000 Telecopier: 000-000-0000 Electronic Mail: xxxxxxxxxxx@xxx.xxx Credit Addressxxxx.x.xxxxx@xxxxxxxx.xxx LC ISSUER: 000 JPMorgan Chase Bank, N.A. 00 Xxxxx Xxxxxxxx, Xxxxx 7 Mail Code: IL1-0010 Xxxxxxx, XX 00000 Attention: Xxxxx Xxxxxxxx Xxx Xxxx, Xxx Xxxx 00000 AttnTelephone: Xxx Xxxxxx Facsimile No.000-000-0000 Telecopier: (000) -000-0000 Electronic Mail: xxx.xxxxxx@xxx.xxx $ 30,000,000.00 3.000000000 % CitibankXxxxxxx.xx.xxxxxx.xxxxxxxx.xxxx@xxxxxxxx.xxx Bank of America, N.A. Operations Address: 0000 Xxxxx Xxxx, Building #3 New Castle, Delaware 19720 Attn: Trade Finance Services 0 Xxxxx Xxx Facsimile No.Mail Code: (PA6-580-02-30 Xxxxxxxx, XX 00000 Attention: Xxxx Xxxxx Telephone: 000) -000-0000 Telecopier: 000-000-0000 Electronic Mail: xxxxx.xxx@xxxx.xxx Credit Address: 000 Xxxxxxxxx Xxxxxx, 0xx Xxxxx Xxx Xxxx, Xxx Xxxx 00000 Attn: Xxxxxxx X. Xxxx Facsimile No.xxxx.x.xxxxx@xxxxxxxxxxxxx.xxx SWINGLINE LENDER: (in dollars): JPMorgan Chase Bank, N.A. 00 Xxxxx Xxxxxxxx, Xxxxx 7 Mail Code: IL1-0010 Xxxxxxx, XX 00000 Attention: Xxxxx Xxxx Telephone: 000) -000-0000 Telecopier: 0-000-000-0000 Electronic Mail: xxxxxxx.x.xxxx@xxxx.xxx $ 83,333,333.33 8.333333333 % Banks and Addresses Commitment Commitment Percentage Credit Agricole Corporate and Investment Bank Operations Address: 0000 Xxxxxx xx xxx Xxxxxxxx xxx.xxxxxx.xxxxxxxxx0@xxxxxxxx.xxx XXXxxxxx Xxxxx Xxxx, X.X. Xxx Xxxx, XX 00000 Attn: Xxx Xxxxx Facsimile Account No.: ABA# Ref: Cardinal Health (in Canadian dollars): JPMorgan Chase Bank, N.A. 00 Xxxxx Xxxxxxxx, Xxxxx 7 Mail Code: IL1-0010 Xxxxxxx, XX 00000 Attention: Xxxxx Xxxxx Telephone: 000) -000-0000 Telecopier: 0-000-000-0000 Electronic Mail: Xxxxxx.xxxxx@xx-xxx.xxx Credit Address: 0000 Xxxxxx xxxxx.x.xxxxx@xxxxxxxx.xxx Xxxxx Xxxx xx xxx Xxxxxxxx Xxx Xxxx, XX 00000 Attn: Xxxxxxxxx Xxxxx Facsimile No.: (000) 000-0000 Electronic Mail: Xxxxxxxxx.Xxxxx@xx-xxx.xxx $ 40,000,000.00 4.000000000 % Deutsche Bank AG New York Branch Operations Address: with a copy to: DB Services New Jersey, Inc. 0000 Xxxx Xxxxxxx, Xxxxx 000 XxxxxxxxxxxxXxxxxx, Xxxxxxx 00000 AttnSWIFT BIC: Xxxxxx Xxxxxx Facsimile No.XXXXXXX0 000 Xxxxxxxxxx Xxxxxx,Xxxxxxx ,Xxxxxxx X0X 0X0 For Account: (000) 000-0000 Electronic Mail: Xxxxxx.Xxxxxx@xx.xxx Credit Address: Deutsche Bank AG New York Branch 00 Xxxx Xxxxxx Xxx Xxxx, Xxx Xxxx 00000-0000 Attn: Xxxxxxxx Xxxxxx Facsimile No.: (000) 000-0000 Electronic Mail: Xxxxxxxx.Xxxxxx@xx.xxx $ 70,000,000.00 7.000000000 % Xxxxxxx Sachs Bank USA Operations Address: 000 Xxxx Xxxxxx Xxx Xxxx, XX 00000 Attn: Operations Contact Facsimile No.: (000) 000-0000 Credit Address: 00 Xxxxxx Xxxxxx, 38th Floor Jersey City, NJ 07302 Attn: Xxxxxx Xxx Telephone No.: (000) 000-0000 Electronic Mail: xxx.xxxx@xx.xxx $ 40,000,000.00 4.000000000 % Banks and Addresses Commitment Commitment Percentage JPMorgan Chase Bank, N.A. Operations AddressN.A., Toronto Branch SWIFT BIC: XXXXXXXX 000 Xxx Xxxxxx,XXX Plaza 00xx Xxxxx Xxxxx Xxxxx, Xxxxxxx, Xxxxxxx Xxxxxxxxxx RoadX0X 0X0 Account Number: Reference: Cardinal Health, Ops 2 Inc. (in other foreign currency): X.X. Xxxxxx Europe Limited 00 Xxxx Xxxxxx Xxxxxx Xxxxx Xxxxxx, XX 00000 AttnX00 0XX, Xxxxxx Xxxxxxx Attention: Xxxxxx Xxxx Facsimile No.Loan Agency Group Telephone: (000) 000-0000 +00 000 0000000 Telecopier: +00 000 0000000 Electronic Mail: xx_xxx@xxxxxxxx.xxx Credit Addressxxxx_xxx_xxxxxx_xxxxxx@xxxxxxxx.xxx (in EUROs): Pay: 000 Xxxx XxxxxxX.X. Xxxxxx AG Frankfurt (Swift - XXXXXXXX) Favour: X.X. Xxxxxx Europe Limited, 00xx Xxxxx Xxx Xxxx, XX 00000 Attn: Xxxxxx Xxxxx Telephone NoLondon (Swift - XXXXXX00) A/C no.: REF AGENCY (000in GBP): Pay X.X.Xxxxxx Europe Limited (XXXXXX00) 000Sort code 405206 Account number REF AGENCY EXHIBIT D EXHIBIT G-1 FORM OF U.S. TAX CERTIFICATE (For Non-0000 Electronic Mail: xxxxxx.x.xxxxx@xxxxxxxx.xxx $ 83,333,333.33 8.333333333 % U.S. Lenders That Are Not Partnerships For U.S. Federal Income Tax Purposes) Reference is hereby made to the Five-Year Credit Suisse AGAgreement (as amended, Cayman Islands Branch Operations Address: 0000 Xxxxx Xxxxxxxx Drive P.O. Box: 110047 Research Xxxxxxxx Xxxxrestated, XX 00000 Attn: Xxxx Xxxxxxxxx Facsimile No.: supplemented or otherwise modified and in effect from time to time, the “Credit Agreement”) dated as of May 12, 2011 among Cardinal Health, Inc. (000) 000-0000 Electronic Mail: xxxx.xxxxxxxxx@xxxxxx-xxxxxx.xxx Credit Address: Eleven Xxxxxxx Xxxxxx Xxx Xxxxthe “Company”), Xxx Xxxx 00000 Attn: Xxx Xxxxx Facsimile No.: (000) 000-0000 Electronic Mail: xxx.xxxxx@xxxxxx-xxxxxx.xxx $ 70,000,000.00 7.000000000 % HSBC Bank USAthe Subsidiary Borrowers from time to time party thereto, National Association Operations Address: 0 XXXX Xxxxxx, 00xx Xxxxx Xxxxxxx, XX 00000 Attn: Xxxxxxxx Xxxxxxxxxxx Facsimile No.: (000) 000-0000 Credit Address: 000 Xxxxx Xxxxxx Xxx Xxxx, XX 00000 Attn: Fereshtah Xxxxxxxxx Facsimile No.: (000) 000-0000 Electronic Mail: xxxxxxxxx.x.xxxxxxxxx@xx.xxxx.xxx $ 70,000,000.00 7.000000000 % 100 Banks the Lenders from time to time party thereto and Addresses Commitment Commitment Percentage Xxxxxx Xxxxxxx JPMorgan Chase Bank, N.A. Operations AddressN.A., as Administrative Agent. Pursuant to the provisions of Section 3.5 of the Credit Agreement, the undersigned hereby certifies that (i) it is the sole record and beneficial owner of the Loan(s) (as well as any Note(s) evidencing such Loan(s)) in respect of which it is providing this certificate, (ii) it is not a bank within the meaning of Section 881(c)(3)(A) of the Code, (iii) it is not a ten percent shareholder of any Borrower within the meaning of Section 871(h)(3)(B) of the Code, (iv) it is not a controlled foreign corporation related to any Borrower as described in Section 881(c)(3)(C) of the Code and (v) the interest payments in question are not effectively connected with the undersigned’s conduct of a U.S. trade or business. The undersigned has furnished the Administrative Agent and the Company with a certificate of its non-U.S. person status on IRS Form W-8BEN. By executing this certificate, the undersigned agrees that (1) if the information provided on this certificate changes, the undersigned shall promptly so inform the Company and the Administrative Agent and (2) the undersigned shall have at all times furnished the Company and the Administrative Agent with a properly completed and currently effective certificate in either the calendar year in which each payment is to be made to the undersigned, or in either of the two calendar years preceding such payments. Unless otherwise defined herein, terms defined in the Credit Agreement and used herein shall have the meanings given to them in the Credit Agreement. [NAME OF LENDER] By:______________________________________ Name: 0000 Xxxxxx Xxxxxx XxxxxTitle: Date: ________ __, 0xx Xxxxx Xxxxxxxxx20__ EXHIBIT G-2 FORM OF U.S. TAX CERTIFICATE (For Non-U.S. Lenders That Are Partnerships For U.S. Federal Income Tax Purposes) Reference is hereby made to the Five-Year Credit Agreement (as amended, XX 00000 Attn: Xxxxxx Xxxxxxx Loan Servicing Facsimile No.: restated, supplemented or otherwise modified and in effect from time to time, the “Credit Agreement”) dated as of May 12, 2011 among Cardinal Health, Inc. (000) 000-0000 Electronic Mail: xxxxxxxxxxxxxxx@xxxxxxxxxxxxx.xxx Credit Address: 000 Xxxxxxx Xxxxxxthe “Company”), 00xx Xxxxx Xxx Xxxxthe Subsidiary Borrowers from time to time party thereto, XX 00000 Attn: Xxxxx Xxxxxxxxxxx Facsimile No.: (000) 000-0000 Electronic Mail: xxxxx.xxxxxxxxxxx@xxxxxxxxxxxxx.xxx $ 60,000,000.00 6.000000000 % The Northern Trust Company Operations Address: 00 Xxxxx XxXxxxx Xxxxxx Xxxxxxx, XX 00000 Attn: Xxxx Xxxxx Facsimile No.: (000) 000-0000 Electronic Mail: xx00@xxxx.xxx Credit Address: 00 Xxxxx XxXxxxx Xxxxxx Xxxxxxx, XX 00000 Attn: Xxxxxxxx X. Xxxxx Facsimile No.: (000) 000-0000 Electronic Mail: xxx0@xxxx.xxx $ 40,000,000.00 4.000000000 % Royal Bank of Canada Operations Address: Xxx Xxxxxxx Xxxxx, 0xx Xxxxx Xxx Xxxx, XX 00000 Attn: Loans Administration Manager Facsimile No.: (000) 000-0000 Credit Address: Xxx Xxxxxxx Xxxxx, 0xx Xxxxx Xxx Xxxx, XX 00000 Attn: Xxxxx Xxxxxxxxx / Xxx Xxxxxxxx Facsimile No.: (000) 000-0000 Electronic Mail: xxxxx.xxxxxxxxx@xxxxx.xxx / xxx.xxxxxxxx@xxxxx.xxx $ 40,000,000.00 4.000000000 % 101 Banks the Lenders from time to time party thereto and Addresses Commitment Commitment Percentage The Royal Bank of Scotland plc Operations Address: 000 Xxxxxxxxxx Xxxxxxxxx Xxxxxxxx, XX 00000 Attn: Xxxxxxxxx Xxxxxxxxxx Facsimile No.: (000) 000-0000 Electronic Mail: xxxxxxxxx.xxxxxxxxxx@xxx.xxx Credit Address: 000 Xxxxxxxxxx Xxxxxxxxx Xxxxxxxx, XX 00000 Attn: Xxxxxx Xxx Telephone No.: (000) 000-0000 Electronic Mail: Xxxxxx.Xxx@xxx.xxx $ 40,000,000.00 4.000000000 % Societe Generale Operations Address: 000 Xxxxxxxxxx Xxxx. Xxxxxx Xxxx, XX 00000 Attn: June Won Facsimile No.: (000) 000-0000 Electronic Mail: xxxx.xxx@xxxxx.xxx Credit Address: 0000 Xxxxxx xx xxx Xxxxxxxx Xxx Xxxx, Xxx Xxxx 00000 Attn: Xxxxxxx Xxxxxxxxx Facsimile No.: (000) 000-0000 Electronic Mail: xxxxxxx.xxxxxxxxx@xxxxx.xxx $ 40,000,000.00 4.000000000 % State Street Bank and Trust Company Operations Address: 000 Xxxxxxxxxx Xxx. Xxx 0000 Xxxxxx, XX 00000 Attn: Xxxx Xxxxxx Facsimile No.: (000) 000-0000 Electronic Mail: xxxxxxxx@xxxxxxxxxxx.xxx Credit Address: 000 Xxxxxxxxxx Xxx. Xxx 0000 Xxxxxx, XX 00000 Attn: Xxxx Xxxxxxxxx Facsimile No.: (000) 000-0000 Electronic Mail: xxxxxxxxxxx@xxxxxxxxxxx.xxx $ 70,000,000.00 7.000000000 % 102 Banks and Addresses Commitment Commitment Percentage UBS Loan Finance LLC Operations Address: 000 Xxxxxxxxxx Xxxxxxxxx Xxxxxxxx, XX 00000 Attn: Xxx Xxxxxx Facsimile No.: (000) 000-0000 Electronic Mail: xxx.xxxxxx@xxx.xxx Credit Address: 000 Xxxxxxxxxx Xxxxxxxxx Xxxxxxxx, XX 00000 Attn: Xxxxxx XxXxxxx Facsimile No.: (000) 000-0000 Electronic Mail: Xxxxxx.XxXxxxx@xxx.xxx $ 60,000,000.00 6.000000000 % Xxxxx Fargo JPMorgan Chase Bank, National Association Operations AddressN.A., as Administrative Agent. Pursuant to the provisions of Section 3.5 of the Credit Agreement, the undersigned hereby certifies that (i) it is the sole record owner of the Loan(s) (as well as any Note(s) evidencing such Loan(s)) in respect of which it is providing this certificate, (ii) its partners/members are the sole beneficial owners of such Loan(s) (as well as any Note(s) evidencing such Loan(s)), (iii) with respect to the extension of credit pursuant to this Credit Agreement, neither the undersigned nor any of its partners/members is a bank extending credit pursuant to a loan agreement entered into in the ordinary course of its trade or business within the meaning of Section 881(c)(3)(A) of the Code, (iv) none of its partners/members is a ten percent shareholder of any Borrower within the meaning of Section 871(h)(3)(B) of the Code, (v) none of its partners/members is a controlled foreign corporation related to any Borrower as described in Section 881(c)(3)(C) of the Code, and (vi) the interest payments in question are not effectively connected with the undersigned’s or its partners/members’ conduct of a U.S. trade or business. The undersigned has furnished the Administrative Agent and the Company with IRS Form W-8IMY accompanied by an IRS Form W-8BEN from each of its partners/members claiming the portfolio interest exemption. By executing this certificate, the undersigned agrees that (1) if the information provided on this certificate changes, the undersigned shall promptly so inform the Company and the Administrative Agent and (2) the undersigned shall have at all times furnished the Company and the Administrative Agent with a properly completed and currently effective certificate in either the calendar year in which each payment is to be made to the undersigned, or in either of the two calendar years preceding such payments. Unless otherwise defined herein, terms defined in the Credit Agreement and used herein shall have the meanings given to them in the Credit Agreement. [NAME OF LENDER] By:______________________________________ Name: 0000 Xxxxxxx XxxxxxTitle: Date: ________ __, 0xx Xxxxx Xxxxxx20__ EXHIBIT G-3 FORM OF U.S. TAX CERTIFICATE (For Non-U.S. Participants That Are Not Partnerships For U.S. Federal Income Tax Purposes) Reference is hereby made to the Five-Year Credit Agreement (as amended, XX 00000 Attnrestated, supplemented or otherwise modified and in effect from time to time, the “Credit Agreement”) dated as of May 12, 2011 among Cardinal Health, Inc. (the “Company”), the Subsidiary Borrowers from time to time party thereto, the Lenders from time to time party thereto and JPMorgan Chase Bank, N.A., as Administrative Agent. Pursuant to the provisions of Section 3.5 of the Credit Agreement, the undersigned hereby certifies that (i) it is the sole record and beneficial owner of the participation in respect of which it is providing this certificate, (ii) it is not a bank within the meaning of Section 881(c)(3)(A) of the Code, (iii) it is not a ten percent shareholder of any Borrower within the meaning of Section 871(h)(3)(B) of the Code, (iv) it is not a controlled foreign corporation related to any Borrower as described in Section 881(c)(3)(C) of the Code, and (v) the interest payments in question are not effectively connected with the undersigned’s conduct of a U.S. trade or business. The undersigned has furnished its participating Lender with a certificate of its non-U.S. person status on IRS Form W-8BEN. By executing this certificate, the undersigned agrees that (1) if the information provided on this certificate changes, the undersigned shall promptly so inform such Lender in writing and (2) the undersigned shall have at all times furnished such Lender with a properly completed and currently effective certificate in either the calendar year in which each payment is to be made to the undersigned, or in either of the two calendar years preceding such payments. Unless otherwise defined herein, terms defined in the Credit Agreement and used herein shall have the meanings given to them in the Credit Agreement. [NAME OF LENDER] By:______________________________________ Name: Xxxxxx XxxxxxxxTitle: Date: ________ __, 20__ EXHIBIT G-4 FORM OF U.S. TAX CERTIFICATE (For Non-Xxxxxxx Facsimile No.U.S. Participants That Are Partnerships For U.S. Federal Income Tax Purposes) Reference is hereby made to the Five-Year Credit Agreement (as amended, restated, supplemented or otherwise modified and in effect from time to time, the “Credit Agreement”) dated as of May 12, 2011 among Cardinal Health, Inc. (the “Company”), the Subsidiary Borrowers from time to time party thereto, the Lenders from time to time party thereto and JPMorgan Chase Bank, N.A., as Administrative Agent. Pursuant to the provisions of Section 3.5 of the Credit Agreement, the undersigned hereby certifies that (i) it is the sole record owner of the participation in respect of which it is providing this certificate, (ii) its partners/members are the sole beneficial owners of such participation, (iii) with respect to such participation, neither the undersigned nor any of its partners/members is a bank extending credit pursuant to a loan agreement entered into in the ordinary course of its trade or business within the meaning of Section 881(c)(3)(A) of the Code, (iv) none of its partners/members is a ten percent shareholder of any Borrower within the meaning of Section 871(h)(3)(B) of the Code, (v) none of its partners/members is a controlled foreign corporation related to any Borrower as described in Section 881(c)(3)(C) of the Code, and (vi) the interest payments in question are not effectively connected with the undersigned’s or its partners/members’ conduct of a U.S. trade or business. The undersigned has furnished its participating Lender with IRS Form W-8IMY accompanied by an IRS Form W-8BEN from each of its partners/members claiming the portfolio interest exemption. By executing this certificate, the undersigned agrees that (1) if the information provided on this certificate changes, the undersigned shall promptly so inform such Lender and (2) the undersigned shall have at all times furnished such Lender with a properly completed and currently effective certificate in either the calendar year in which each payment is to be made to the undersigned, or in either of the two calendar years preceding such payments. Unless otherwise defined herein, terms defined in the Credit Agreement and used herein shall have the meanings given to them in the Credit Agreement. [NAME OF PARTICIPANT] By:______________________________________ Name: (000) 000-0000 Electronic Mail: xxxxxx.x.xxxxxxxx-xxxxxxx@xxxxxxxxxx.xxx Credit Address: 000 X. Xxxxxxx Xxxxxx, 00xx Xxxxx Xxxxxxxxx, XX 00000 Attn: Xxxxxxxxx Xxxxx Telephone No.: (000) 000-0000 Electronic Mail: Xxxxxxxxx.Xxxxx@xxxxxxxx.xxx $ 40,000,000.00 4.000000000 % TOTAL $ 1,000,000,000 100 % 103 SCHEDULE 2 BROKER-DEALER SUBSIDIARIESTitle:
Appears in 1 contract
