Other Rights and Duties. SUPPLY OF INFORMATION 4.1 You will supply all information and supporting documentation which is reasonably required to permit us to comply with the registration requirements, as are in force from time to time under the ASX Settlement Operating Rules. EXCHANGE TRADED OPTIONS, PLEDGING AND SUBPOSITIONS 4.2 Where You arrange with ASX Clear to lodge Financial Products in its Sponsored Holding as Cover under the ASX Clear Rules, You authorise us to take whatever action is reasonably required by ASX Clear in accordance with the ASX Clear and ASX Settlement Rules to give effect to that arrangement. 4.3 Where You inform us that a charge or any other interest in financial products in Your Sponsored Holding has been given, You authorise us to take whatever action is reasonably required by the person in accordance with the ASX Settlement Rules to give effect to or record that interest. 4.4 Where we, in accordance with this Sponsorship Agreement or the ASX Settlement Rules, initiate any action which creates a subposition over Financial Products in Your Sponsored Holding, You acknowledge that Your right to transfer, convert or otherwise deal with those Financial Products is restricted in accordance with the ASX Settlement Rules. 4.5 Nothing in this Sponsorship Agreement operates to override any interest of ASX Clear in the financial products.
Appears in 2 contracts
Samples: Client Agreement, Adviser Services Client Agreement
Other Rights and Duties. SUPPLY OF INFORMATION
4.1 You will supply all information and supporting documentation which is reasonably required to permit us to comply with the registration requirements, as are in force from time to time under the ASX Settlement Operating Rules. EXCHANGE TRADED OPTIONS, PLEDGING AND SUBPOSITIONS
4.2 Where You arrange with ASX Clear to lodge Financial Products in its Sponsored Holding as Cover under the ASX Clear RulesRules , You authorise us to take whatever action is reasonably required by ASX Clear in accordance with the ASX Clear and ASX Settlement Rules to give effect to that arrangement.
4.3 Where You inform us that a charge or any other interest in financial products in Your Sponsored Holding has been given, You authorise us to take whatever action is reasonably required by the person in accordance with the ASX Settlement Rules to give effect to or record that interest.
4.4 Where we, in accordance with this Sponsorship Agreement or the ASX Settlement Rules, initiate any action which creates a subposition over Financial Products in Your Sponsored Holding, You acknowledge that Your right to transfertransfer , convert or otherwise deal with those Financial Products is restricted in accordance with the ASX Settlement Rules.
4.5 Nothing in this Sponsorship Agreement operates to override any interest of ASX Clear in the financial products.
Appears in 1 contract
Samples: Client Agreement
Other Rights and Duties. SUPPLY OF INFORMATION
4.1 You will supply all information and supporting documentation which is reasonably required to permit us to comply with the registration requirements, as are in force from time to time under the ASX Settlement Operating Rules. EXCHANGE TRADED OPTIONS, PLEDGING AND SUBPOSITIONS
4.2 Where You you arrange with ASX Clear to lodge Financial Products in its Sponsored Holding as Cover under the ASX Clear Rules, You you authorise us to take whatever action is reasonably required by ASX Clear in accordance with the ASX Clear and ASX Settlement Rules to give effect to that arrangement.
4.3 Where You you inform us that a charge or any other interest in financial products in Your your Sponsored Holding has been given, You you authorise us to take whatever action is reasonably required by the person in accordance with the ASX Settlement Rules to give effect to or record that interest.
4.4 Where we, in accordance with this Sponsorship Agreement or the ASX Settlement Rules, initiate any action which creates a subposition over Financial Products in Your your Sponsored Holding, You you acknowledge that Your your right to transfer, convert or otherwise deal with those Financial Products is restricted in accordance with the ASX Settlement Rules.
4.5 Nothing in this Sponsorship Agreement operates to override any interest of ASX Clear in the financial products.
Appears in 1 contract
Samples: Client Agreement