OUR CHARGES. 6.1 We charge a brokerage fee for our services (the “Fee”). Unless otherwise agreed and where we are not acting as principal, the Fee will be levied in accordance with our rates in effect at the time the Fees are incurred or as otherwise notified to you, verbally or in writing prior to dealing. Any alteration to these Fees will be notified to you at or before the time of the change. 6.2 Unless otherwise agreed and where we are not acting as principal, our charges will be levied in accordance with our rates in effect at the time the charges are incurred or as otherwise notified to you (including those relating to holding custody investments), verbally or in writing prior to dealing. Any alteration to these charges will be notified to you at or before the time of the change. 6.3 In the course of providing investment services to you, we may pay or receive fees, commissions or non- monetary benefits to and from third parties where permitted under regulatory rules. We may share dealing commissions with any other Tradition Group Company, correspondent broker and/or intermediary or receive remuneration from them in respect of any activity which we undertake for you. A summary of such remuneration sharing arrangement will be disclosed to you as applicable. 6.4 All amounts (including without limitation all fees and charges and applicable taxes) payable by you shall be due on demand without set-off, counterclaim or deduction.
Appears in 8 contracts
Samples: General Dealing Terms of Business, General Dealing Terms of Business, General Dealing Terms of Business
