OUR CHARGES. 6.1. We charge a brokerage fee for our services (the “Fee”). Unless otherwise agreed and where we are not acting as principal, the Fee will be levied in accordance with our rates in effect at the time the Fees are incurred or as otherwise notified to you, verbally or in writing prior to dealing. Any alteration to these Fees will be notified to you at or before the time of the change. 6.2. Unless otherwise agreed and where we are not acting as principal, our charges will be levied in accordance with our rates in effect at the time the charges are incurred or as otherwise notified to you (including those relating to holding custody investments), verbally or in writing prior to dealing. Any alteration to these charges will be notified to you at or before the time of the change. 6.3. In the course of providing investment services to you, we may pay or receive fees, commissions or non- monetary benefits to and from third parties where permitted under regulatory rules. We may share dealing commissions with any other Tradition Group Company, correspondent broker and/or intermediary or receive remuneration from them in respect of any activity which we undertake for you. A summary of such remuneration sharing arrangement will be disclosed to you as applicable. 6.4. All amounts, and/or financial instruments, (including without limitation all fees, charges, and applicable taxes such as sales or withholding taxes) payable and/or required to be transferred, by you shall be due on demand without set-off, counterclaim or deduction. For the avoidance of doubt, you shall make all payments under this Agreement without withholding or deduction of, or in respect of, any tax unless required by law. If any such withholding or deduction is required, you shall, when making the payment, and/or transfer, to which the withholding or deduction relates, pay to us such additional amount as will ensure that we receive the same total amount that it would have received if no such withholding or deduction had been required.
Appears in 3 contracts
Samples: General Dealing Terms of Business, General Dealing Terms of Business, General Dealing Terms of Business
OUR CHARGES. 6.1. We charge a brokerage fee for our services Services (the “Fee”). Unless otherwise agreed and where Where we are not acting as principal, unless otherwise notified to you verbally or in writing prior to dealing, the Fee and any other charges (including those relating to holding custody investments) will be levied in accordance with our rates in effect at the time the Fees are incurred Fee or as otherwise notified to you, verbally or in writing prior to dealingcharge is incurred. Any alteration to these Fees a Fee or charge will be notified to you at or before the time of the change.
6.2. Unless otherwise agreed and where we are not acting as principal, our charges will be levied in accordance with our rates in effect at the time the charges are incurred or as otherwise notified to you (including those relating to holding custody investments), verbally or in writing prior to dealing. Any alteration to these charges will be notified to you at or before the time of the change.
6.3. In the course of providing investment services Services to you, we may pay or receive fees, commissions or non- monetary benefits to and from third parties where permitted under regulatory rules. We may share dealing commissions with any other Tradition Group Company, correspondent broker and/or intermediary or receive remuneration from them in respect of any activity which we undertake for you. A summary of any such remuneration sharing arrangement will be disclosed to you as where applicable.
6.46.3. All amounts, and/or financial instruments, (including without limitation all feesFees, charges, and applicable taxes such as sales or withholding taxes) payable payable, and/or required to be transferred, by you shall be due on demand without set-off, counterclaim or deduction. For the avoidance of doubt, you shall make all payments under this Agreement without withholding or deduction of, or in respect of, any tax unless required by law. If any such withholding or deduction is required, you shall, when making the payment, payment and/or transfer, transfer to which the withholding or deduction relates, pay to us such additional amount as will ensure that we receive the same total amount that it we would have received if no such withholding or deduction had been required.
Appears in 2 contracts
Samples: General Dealing Terms of Business, General Dealing Terms of Business