Ownership of Records. All records required to be maintained and preserved by the Corporation or Fund pursuant to the provisions of rules or regulations of the Securities and Exchange Commission under Section 31(a) of the Act and maintained and preserved by the Manager on behalf of the Corporation or Fund, as appropriate, are the property of the Corporation or Fund, as appropriate, and will be surrendered by the Manager promptly on request by the Corporation or Fund, as appropriate.
Appears in 256 contracts
Samples: Investment Management Agreement (T. Rowe Price Retirement Funds, Inc.), Investment Management Agreement (T. Rowe Price Capital Appreciation Fund, Inc.), Investment Management Agreement (T. Rowe Price Equity Funds, Inc.)
Ownership of Records. All records required to be maintained and preserved by the Corporation or Fund Company, with respect to the Fund, pursuant to the provisions of rules or regulations of the Securities and Exchange Commission under Section 31(a) of the 1940 Act and maintained and preserved by the Investment Manager on behalf of the Corporation or Company, with respect to the Fund, as appropriate, are the property of the Corporation or Fund, as appropriate, Company and will shall be surrendered by the Investment Manager promptly on request by the Corporation or Fund, as appropriateCompany.
Appears in 36 contracts
Samples: Investment Management Agreement (Homestead Funds Inc), Investment Management Agreement (Homestead Funds Inc), Investment Management Agreement (Homestead Funds Inc)
Ownership of Records. All records required to be maintained and preserved by the Corporation or Fund pursuant to the provisions of rules or regulations of the Securities and Exchange Commission under Section 31(a) of the Act and maintained and preserved by the Manager on behalf of the Corporation or Fund, as appropriate, Fund are the property of the Corporation or Fund, as appropriate, Fund and will be surrendered by the Manager promptly on request by the Corporation or Fund, as appropriate.
Appears in 30 contracts
Samples: Investment Management Agreement (T. Rowe Price New America Growth Fund), Investment Management Agreement (T. Rowe Price Intermediate Tax-Free High Yield Fund, Inc.), Investment Management Agreement (T. Rowe Price Credit Opportunities Fund, Inc.)
Ownership of Records. All records required to be maintained and preserved by the Corporation or Fund pursuant to the provisions of rules or regulations of the Securities and Exchange Commission SEC under Section 31(a) of the 1940 Act and maintained and preserved by the Manager on behalf of the Corporation or Fund, as appropriate, are the property of the Corporation or Fund, as appropriate, and will be surrendered by the Manager promptly on request by the Corporation or Fund, as appropriate.
Appears in 17 contracts
Samples: Investment Management Agreement (T. Rowe Price Capital Appreciation & Income Fund, Inc.), Investment Management Agreement (T. Rowe Price Capital Appreciation & Income Fund, Inc.), Investment Management Agreement (T. Rowe Price Multi-Strategy Total Return Fund, Inc.)
Ownership of Records. All records required to be maintained and preserved by the Corporation or Fund pursuant to the provisions of rules or regulations of the Securities and Exchange Commission under Section 31(a) of the 1940 Act and maintained and preserved by the Manager Adviser on behalf of the Corporation or Fund, as appropriate, are the property of the Corporation or Fund, as appropriate, and will be surrendered by the Manager Adviser promptly on request by the Corporation or Fund, as appropriate.
Appears in 13 contracts
Samples: Investment Management Agreement (T. Rowe Price Reserve Investment Funds, Inc.), Investment Management Agreement (T. Rowe Price Multi-Sector Account Portfolios, Inc.), Investment Management Agreement (T. Rowe Price Multi-Sector Account Portfolios, Inc.)
Ownership of Records. All records required to be maintained and preserved by the Corporation or Fund Company pursuant to the provisions of rules or regulations of the Securities and Exchange Commission SEC under Section 31(a) of the 1940 Act and maintained and preserved by the Manager Adviser on behalf of the Corporation or Fund, as appropriate, Company are the property of the Corporation or Fund, as appropriate, Company and will be surrendered by the Manager Adviser promptly on upon request by the Corporation or Fund, as appropriateCompany.
Appears in 11 contracts
Samples: Investment Advisory Agreement (CSFB Alternative Capital Tactical Trading Master Fund, LLC), Investment Advisory Agreement (CSFB Alternative Capital Tactical Trading Master Fund, LLC), Investment Advisory Agreement (Old Field Master Fund, LLC)
Ownership of Records. All records required to be maintained and preserved by the Corporation or Fund Corporation, with respect to the Fund, pursuant to the provisions of rules or and regulations of the Securities and Exchange Commission under Section 31(a) of the 1940 Act and maintained and preserved by the Investment Manager on behalf of the Corporation or Corporation, with respect to the Fund, as appropriate, are the property of the Corporation or Fund, as appropriate, and will shall be surrendered by the Investment Manager promptly on request by the Corporation or Fund, as appropriateCorporation.
Appears in 8 contracts
Samples: Investment Management Agreement (Pacific Global Fund Inc), Investment Management Agreement (Pacific Global Fund Inc), Investment Management Agreement (Pacific Global Fund Inc)
Ownership of Records. All records required to be maintained and preserved by the Corporation or Fund pursuant to the provisions of rules or regulations of the Securities and Exchange Commission under Section 31(a) of the Act and maintained and preserved by the Manager on behalf of the Corporation or Fund, as appropriate, are the property of the Corporation or Fund, as appropriate, and will be surrendered by the Manager promptly on request by the Corporation or Fund, as appropriate,.
Appears in 7 contracts
Samples: Investment Management Agreement (T. Rowe Price International Funds, Inc.), Investment Management Agreement (T. Rowe Price International Funds, Inc.), Investment Management Agreement (T. Rowe Price International Funds, Inc.)
Ownership of Records. All records required to be maintained and preserved by the Corporation or Fund Company pursuant to the provisions of or rules or regulations of the Securities and Exchange Commission (“SEC”) under Section 31(a) of the 1940 Act and maintained and preserved by the Manager Administrator on behalf of the Corporation or Fund, as appropriate, Company are the property of the Corporation or Fund, as appropriate, Company and will shall be surrendered by the Manager Administrator promptly on request by the Corporation or FundCompany; provided, as appropriatethat the Administrator may at its own expense make and retain copies of any such records.
Appears in 4 contracts
Samples: Administration Agreement (Neuberger Berman ETF Trust), Administration Agreement (Neuberger Berman Alternative Funds), Administration Agreement (Neuberger Berman Alternative Funds)
Ownership of Records. All records required to be maintained and preserved by the Corporation or Fund Company pursuant to the provisions of or rules or regulations of the Securities and Exchange Commission under Section 31(a) of the 1940 Act and maintained and preserved by the Manager on behalf of the Corporation or Fund, as appropriate, Company are the property of the Corporation or Fund, as appropriate, Company and will shall be surrendered by the Manager promptly on request by the Corporation or FundCompany; provided, as appropriatethat the Manager may at its own expense make and retain copies of any such records.
Appears in 4 contracts
Samples: Management Agreement (Neuberger Berman ETF Trust), Management Agreement (Neuberger Berman Alternative Funds), Management Agreement (Neuberger Berman Alternative Funds)
Ownership of Records. All records required to be maintained and preserved by the Corporation or Fund pursuant to the provisions of rules or regulations of the Securities and Exchange Commission under Section 31(a) of the 1940 Act and maintained and preserved by the Manager on behalf of the Corporation or Fund, as appropriate, are the property of the Corporation or Fund, as appropriate, and will be surrendered by the Manager promptly on request by the Corporation or Fund, as appropriate.
Appears in 2 contracts
Samples: Investment Management Agreement (T. Rowe Price Reserve Investment Funds, Inc.), Investment Management Agreement (T. Rowe Price Reserve Investment Funds, Inc.)
Ownership of Records. All records required to be maintained and preserved by the Corporation or Fund Company pursuant to the provisions of rules or regulations of the Securities and Exchange Commission SEC under Section 31(a) of the 1940 Act and maintained and preserved by the Manager Adviser on behalf of the Corporation or Fund, as appropriate, Company are the property of the Corporation or Fund, as appropriate, Company and will shall be surrendered by the Manager Adviser promptly on upon request by the Corporation or Fund, as appropriateCompany.
Appears in 2 contracts
Samples: Investment Advisory Agreement (Wells Fargo Family Office Master Fund, LLC), Investment Advisory Agreement (Wells Fargo Multi-Strategy 100 Master Fund I, LLC)
Ownership of Records. All records required to be maintained and preserved by the Corporation or Fund pursuant to the provisions of rules or regulations of the Securities and PAGE 8 Exchange Commission under Section 31(a) of the Act and maintained and preserved by the Manager on behalf of the Corporation or Fund, as appropriate, are the property of the Corporation or Fund, as appropriate, and will be surrendered by the Manager promptly on request by the Corporation or Fund, as appropriate.
Appears in 1 contract
Samples: Investment Management Agreement (Price T Rowe Index Trust Inc)
Ownership of Records. All records required to be maintained and preserved by the Corporation or Fund pursuant to the provisions of rules or regulations of the Securities and Exchange Commission under Section 31(a) of the Act and maintained and preserved by the Manager on behalf of the Corporation or PAGE 5 Fund, as appropriate, are the property of the Corporation or Fund, as appropriate, and will be surrendered by the Manager promptly on request by the Corporation or Fund, as appropriate.
Appears in 1 contract
Samples: Investment Management Agreement (Price T Rowe Index Trust Inc)
Ownership of Records. All records required to be maintained and preserved by the Corporation or a Fund pursuant to the provisions of rules or regulations of the Securities and Exchange Commission SEC under Section 31(a) of the Act and maintained and preserved by the Manager on behalf of the Corporation or Fund, as appropriate, are the property of the Corporation or Fund, as appropriate, and will be surrendered by the Manager promptly on request by the Corporation or Fund, as appropriate.
Appears in 1 contract
Samples: Investment Management Agreement (T. Rowe Price Exchange-Traded Funds, Inc.)
Ownership of Records. All records required to be maintained and preserved by the Corporation or Fund pursuant to the provisions of rules or regulations of the Securities and Exchange Commission under Section 31(a) of the Act and maintained and preserved by the Manager on behalf of the Corporation or Fund, as appropriate, are the property of the Corporation or Fund, as appropriate, and will be surrendered by the Manager promptly on request by the Corporation or Fund, as appropriate.and
Appears in 1 contract
Samples: Investment Management Agreement (Price T Rowe International Funds Inc)
Ownership of Records. All records required to be maintained and preserved by the Corporation or Fund Company pursuant to the provisions of rules or regulations of the Securities and Exchange Commission SEC under Section 31(a) of the 1940 Act and maintained and preserved by the Manager Adviser on behalf of the Corporation or Fund, as appropriate, Company are the property of the Corporation or Fund, as appropriate, Company and will be surrendered by the Manager Adviser promptly on request by the Corporation or Fund, as appropriateCompany.
Appears in 1 contract
Samples: Investment Advisory Agreement (Man-Glenwood Lexington Associates Portfolio LLC)
Ownership of Records. All records required to be maintained and preserved by the Corporation or Fund each Company pursuant to the provisions of rules or regulations of the Securities and Exchange Commission SEC under Section 31(a) of the 1940 Act and maintained and preserved by the Manager Adviser on behalf of the Corporation or Fund, as appropriate, a Company are the property of the Corporation or Fund, as appropriate, Company and will be surrendered by the Manager Adviser promptly on upon request by the Corporation or Fund, as appropriateCompany.
Appears in 1 contract
Samples: Investment Advisory Agreement (CSFB Alternative Capital Multi-Strategy Fund, LLC)
