Common use of Participant Sponsored Holder’s Rights Clause in Contracts

Participant Sponsored Holder’s Rights. 3.2.1 Subject to Clauses 3.1.3. and 3.1.4., State One will initiate any Transfer, Conversion or other action necessary to give effect to Withdrawal Instructions within two (2) Business Days of the date of the receipt of the Withdrawal Instructions. 3.2.2 Subject to Clause 6.8 State One will not initiate any Transfer or Conversion into or out of the Participant Sponsored Holding without Your express authority. 3.2.3 The Regulatory regime which applies to State One is the Corporations Act and Corporations Regulations, ASIC Market Integrity Rules, Chi-X Operating Rules, APX Operating Rules, and the rules of the ASX Group, including the ASX Operating Rules, the ASX Settlement Rules and the ASX Clear Rules and their associated procedures. You can obtain information as to the status of State One from the Australian Securities and Investments Commission (“ASIC”), Chi-X Australia Pty Ltd (“Chi-X”), Asia Pacific Exchange Pty Ltd (“APX”), the Australian Securities Exchange Limited (“ASX”), ASX Settlement Pty Ltd (“ASX Settlement”) and ASX Clear Pty Ltd (“ASX Clear”). 3.2.4 You may lodge a complaint against State One with ASIC, APX, Chi-X, ASX, ASX Settlement, ASX Clear or the Financial Ombudsman Service (“FOS”). You may lodge any claim for compensation with State One in the first instance and if not satisfied with State One’s response, You may refer the matter to FOS. You may lodge any claims to the relevant compensation fidelity fund for each market.

Participant Sponsored Holder’s Rights. 3.2.1 Subject to Clauses 3.1.3. and 3.1.4., State One will initiate any Transfer, Conversion or other action necessary to give effect to Withdrawal Instructions within two (2) Business Days of the date of the receipt of the Withdrawal Instructions. 3.2.2 Subject to Clause 6.8 State One will not initiate any Transfer or Conversion into or out of the Participant Sponsored Holding without Your express authority. 3.2.3 The Regulatory regime which applies to State One is the Corporations Act and Corporations Regulations, ASIC Market Integrity Rules, Chi-X Operating Rules, APX Operating Rules, NSX Operating Rules, and the rules of the ASX Group, including the ASX Operating Rules, the ASX Settlement Rules and the ASX Clear Rules and their associated procedures. You can obtain information as to the status of State One from the Australian Securities and Investments Commission (“ASIC”), Chi-X Australia Pty Ltd (“Chi-X”), Asia Pacific Exchange Pty Ltd (“APX”), National Stock Exchange of Australia (“NSX Limited”), the Australian Securities Exchange Limited (“ASX”), ASX Settlement Pty Ltd (“ASX Settlement”) and ASX Clear Pty Ltd (“ASX Clear”). 3.2.4 You may lodge a complaint against State One with ASIC, APX, NSX, Chi-X, ASX, ASX Settlement, ASX Clear or the Financial Ombudsman Service (“FOS”). You may lodge any claim for compensation with State One in the first instance and if not satisfied with State One’s response, You may refer the matter to FOS. You may lodge any claims to the relevant compensation fidelity fund for each market.