Participating Broker. Dealer shall promptly notify Dealer Manager in writing of any written claim or complaint or any enforcement action or other proceeding with respect to Shares offered hereunder against Participating Broker-Dealer or its principals, affiliates, officers, directors, employees or agents, or any person who controls Participating Broker-Dealer, within the meaning of Section 15 of the Securities Act.
Appears in 7 contracts
Samples: Dealer Manager Agreement (Franklin BSP Real Estate Debt, Inc.), Dealer Manager Agreement (North Haven Net REIT), Dealer Manager Agreement (Principal Credit Real Estate Income Trust)
