Payment and Receipt of Funds. None of the Company or any of its subsidiaries or, to the knowledge of the THL Entities, any director, officer, agent employee, affiliate or person acting on behalf of the Company or any of its subsidiaries has made any payment of funds of the Company or any of its subsidiaries or received or retained any funds in violation of any law, rule or regulation, which payment, receipt or retention of funds is of a character required to be disclosed in the Registration Statement, any preliminary prospectus and the Prospectus.
Appears in 5 contracts
Samples: Underwriting Agreement (THL Credit, Inc.), Underwriting Agreement (THL Credit, Inc.), Underwriting Agreement (THL Credit, Inc.)
Payment and Receipt of Funds. None of Neither the Company or any of its subsidiaries ornor, to the knowledge of the THL Entities, any director, officer, agent employee, affiliate or person acting on behalf of the Company or any of its subsidiaries has made any payment of funds of the Company or any of its subsidiaries or received or retained any funds in violation of any law, rule or regulation, which payment, receipt or retention of funds is of a character required to be disclosed in the Registration Statement, any preliminary prospectus and the Prospectus.
Appears in 2 contracts
Samples: Purchase Agreement (THL Credit, Inc.), Form of Purchase Agreement (THL Credit, Inc.)
Payment and Receipt of Funds. None of the Company or any of its subsidiaries or, to the knowledge of the THL Entities, any director, officer, agent employee, affiliate or person acting on behalf of the Company or any of its subsidiaries has made any payment of funds of the Company or any of its subsidiaries or received or retained any funds in violation of any law, rule or regulation, which payment, receipt or retention of funds is of a character required to be disclosed in the Registration Statement, any preliminary prospectus and the General Disclosure Package or the Prospectus.
Appears in 1 contract
