Payments within Six (6) Months. Except as described in the Registration Statement, the Pricing Disclosure Package and the Prospectus or the amount of fees to a FINRA members with respect to its at- market facility, the Company has not made any direct or indirect payments (in cash, securities or otherwise) to: (i) any person, as a finder’s fee, consulting fee or otherwise, in consideration of such person raising capital for the Company or introducing to the Company persons who raised or provided capital to the Company; (ii) any FINRA member; or (iii) any person or entity that has any direct or indirect affiliation or association with any FINRA member, within the six (6) months prior to the date of this Agreement, other than the payment to the Underwriters as provided hereunder in connection with the Offering.
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Samples: Underwriting Agreement (Synthetic Biologics, Inc.), Underwriting Agreement (Synthetic Biologics, Inc.), Underwriting Agreement (Synthetic Biologics, Inc.)
Payments within Six (6) Months. Except as described in the Registration Statement, the Pricing Disclosure Package and the Prospectus or and the amount of any fees paid to a FINRA members with respect to its at- at-the-market facilityofferings, the Company has not made any direct or indirect payments (in cash, securities or otherwise) to: (i) any person, as a finder’s fee, consulting fee or otherwise, in consideration of such person raising capital for the Company or introducing to the Company persons who raised or provided capital to the Company; (ii) any FINRA member; or (iii) any person or entity that has any direct or indirect affiliation or association with any FINRA member, within the six (6) months prior to the date of this Agreement, other than the payment to the Underwriters as provided hereunder in connection with the Offering.
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Payments within Six (6) Months. Except as described in the Registration Statement, the Pricing Disclosure Package and the Prospectus or in connection with any sales of Common Stock made under the amount of fees to a FINRA members with respect to its at- market facilityCompany’s ATM Sales Agreement, the Company has not made any direct or indirect payments (in cash, securities or otherwise) to: (i) any person, as a finder’s fee, consulting fee or otherwise, in consideration of such person raising capital for the Company or introducing to the Company persons who raised or provided capital to the Company; (ii) any FINRA member; or (iii) any person or entity that has any direct or indirect affiliation or association with any FINRA member, within the six (6) months prior to the date of this AgreementEffective Date, other than the payment to the Underwriters as provided hereunder in connection with the Offering.
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Samples: Underwriting Agreement (CVSL Inc.)
Payments within Six (6) Months. Except as described in the Registration Statement, the Pricing Disclosure Package and the Prospectus or in connection with any sales made under the amount of fees to a FINRA members with respect to its at- market facilityCompany’s Sales Agreement, the Company has not made any direct or indirect payments (in cash, securities or otherwise) to: (i) any person, as a finder’s fee, consulting fee or otherwise, in consideration of such person raising capital for the Company or introducing to the Company persons who raised or provided capital to the Company; (ii) any FINRA member; or (iii) any person or entity that has any direct or indirect affiliation or association with any FINRA member, within the six (6) months prior to the date of this Agreement, other than the payment to the Underwriters as provided hereunder in connection with the Offering.
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Payments within Six (6) Months. Except as described in the Registration Statement, the Pricing Disclosure Package and the Prospectus or and other than payments made to the amount of fees to a FINRA members with respect to its at- market facilityplacement agent for the terminated rights offering, the Company has not made any direct or indirect payments (in cash, securities or otherwise) to: (i) any person, as a finder’s fee, consulting fee or otherwise, in consideration of such person raising capital for the Company or introducing to the Company persons who raised or provided capital to the Company; (ii) any FINRA member; or (iii) any person or entity that has any direct or indirect affiliation or association with any FINRA member, within the six (6) months prior to the date of this Agreement, other than the payment to the Underwriters as provided hereunder in connection with the Offering.
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