Payments within Six (6) Months. Except in each case as otherwise disclosed in the Offering Statement, the Company has not made any direct or indirect payments (in cash, securities or otherwise) to: (i) any person, as a finder's fee, consulting fee or otherwise, in consideration of such person raising capital for the Company or introducing to the Company persons who raised or provided capital to the Company; (ii) any FINRA member; or (iii) any person or entity that has any direct or indirect affiliation or association with any FINRA member, within the six (6) months prior to the date hereof, other than the payment to the Placement Agent as provided hereunder in connection with the Placement.
Appears in 2 contracts
Samples: Placement Agent Agreement (Flora Growth Corp.), Placement Agent Agreement (Flora Growth Corp.)
Payments within Six (6) Months. Except in each case as otherwise disclosed in the Offering Statement, the The Company has not made any direct or indirect payments (in cash, securities or otherwise) to: (i) any person, as a finder's fee, consulting fee or otherwise, in consideration of such person raising capital for the Company or introducing to the Company persons who raised or provided capital to the Company; (ii) any FINRA member; or (iii) any person or entity that has any direct or indirect affiliation or association with any FINRA member, within the six (6) months prior to the date hereof, other than (A) the payment to the Placement Agent as provided hereunder in connection with the PlacementOffering, and (B) other payments to the Placement Agent under other engagement letters.
Appears in 2 contracts
Samples: Placement Agency Agreement (Senmiao Technology LTD), Placement Agency Agreement (Senmiao Technology LTD)
Payments within Six (6) Months. Except in each case as otherwise disclosed in the Offering Statement, the Company has not made any direct or indirect payments (in cash, securities or otherwise) to: (i) any person, as a finder's ’s fee, consulting fee or otherwise, in consideration of such person raising capital for the Company or introducing to the Company persons who raised or provided capital to the Company; (ii) any FINRA member; or (iii) any person or entity that has any direct or indirect affiliation or association with any FINRA member, within the six (6) months prior to the date hereof, other than the payment to the Placement Agent as provided hereunder in connection with the Placement.
Appears in 1 contract
Samples: Placement Agent Agreement (Scienture Holdings, Inc.)
