Common use of Pending Proceedings and Examinations Clause in Contracts

Pending Proceedings and Examinations. To the knowledge of the Fund, the Registration Statement is not the subject of a pending proceeding or examination under Section 8(d) or 8(e) of the 1933 Act, and the Fund is not the subject of a pending proceeding under Section 8A of the 1933 Act in connection with the offering of the Securities.

Appears in 2 contracts

Samples: Underwriting Agreement (RiverNorth/DoubleLine Strategic Opportunity Fund, Inc.), Underwriting Agreement (RiverNorth/DoubleLine Strategic Opportunity Fund, Inc.)

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Pending Proceedings and Examinations. To the knowledge of the Fund, the The Registration Statement is not the subject of a pending proceeding or examination under Section 8(d) or 8(e) of the 1933 Act, and the Fund is not the subject of a pending proceeding under Section 8A of the 1933 Act in connection with the offering of the Securities.Shares. 33461370v11

Appears in 1 contract

Samples: Underwriting Agreement (Priority Income Fund, Inc.)

Pending Proceedings and Examinations. To the knowledge of the FundFund and the Advisers, the Registration Statement is not the subject of a pending proceeding or examination under Section 8(d) or 8(e) of the 1933 Act, and the Fund is not the subject of a pending proceeding under Section 8A of the 1933 Act in connection with the offering of the Securities.

Appears in 1 contract

Samples: Underwriting Agreement (Rivernorth Opportunities Fund, Inc.)

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Pending Proceedings and Examinations. To the knowledge of the Fund, the The Registration Statement is not the subject of a pending proceeding or examination under Section 8(d) or 8(e) of the 1933 Act, and the Fund is not the subject of a pending proceeding under Section 8A 8(e) of the 1933 Act in connection with the offering of the Securities.

Appears in 1 contract

Samples: Purchase Agreement (Gabelli Equity Trust Inc)

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