Common use of Physical Certificate Processing Clause in Contracts

Physical Certificate Processing. Services to support the setup and processing of physical certificated shares for a fund family: · $[ ] setup/fund group · $[ ] /certificate transaction E-Mail Services – Services to capture, queue, monitor, service and archive shareholder e-mail correspondence: · $[ ] setup/fund group · $[ ] /month administration · $[ ] /received e-mail correspondence Dealer Reclaim Services – Services reclaim fund losses due to the pricing differences for dealer trade adjustments such as between dealer placed trades and cancellations. There will be no correspondence charges related to this service. · $[ ] per fund group per month

Physical Certificate Processing. Services to support the setup and processing of physical certificated shares for a fund family: · ● $[ ] setup/fund group · ● $[ ] /certificate transaction E-Mail Services – Services to capture, queue, monitor, service and archive shareholder e-mail correspondence: · ● $[ ] setup/fund group · ● $[ ] /month administration · ● $[ ] /received e-mail correspondence Dealer Reclaim Services – Services reclaim fund losses due to the pricing differences for dealer trade adjustments such as between dealer placed trades and cancellations. There will be no correspondence charges related to this service. · ● $[ ] per fund group per month

Physical Certificate Processing. Services to support the setup and processing of physical certificated shares for a fund family: · $[ ] ___ setup/fund group · $[ ] ___ /certificate transaction E-Mail Services – Services to capture, queue, monitor, service and archive shareholder e-mail correspondence: · $[ ] ___ setup/fund group · $[ ] ___ /month administration · $[ ] ___ /received e-mail correspondence Dealer Reclaim Services – Services reclaim fund losses due to the pricing differences for dealer trade adjustments such as between dealer placed trades and cancellations. There will be no correspondence charges related to this service. · $[ ] ___ per fund group per month

Physical Certificate Processing. Services to support the setup and processing of physical certificated shares for a fund family: · $[ ] ___ setup/fund group · $[ ] ___/certificate transaction E-Mail Services – Services to capture, queue, monitor, service and archive shareholder e-mail correspondence: · $[ ] _____ setup/fund group · $[ ] ___ /month administration · $[ ] ___ /received e-mail correspondence Dealer Reclaim Services – Services reclaim fund losses due to the pricing differences for dealer trade adjustments such as between dealer placed trades and cancellations. There will be no correspondence charges related to this service. · $[ ] ___ per fund group per month

Physical Certificate Processing. Services to support the setup and processing of physical certificated shares for a fund family: · $[ ] setup/fund group · $[ ] /certificate per certificate transaction E-Mail Services – Services to capture, queue, monitor, service and archive shareholder e-mail correspondence: · $[ ] setup/fund group · $[ ] ]/month administration · $[ ] ]/received e-mail correspondence Dealer Reclaim Services – Services reclaim fund losses due to the pricing differences for dealer trade adjustments such as between dealer placed trades and cancellations. There will be no correspondence charges related to this service. · $[ ] per fund group per month