Common use of Physical Certificate Processing Clause in Contracts

Physical Certificate Processing. Services to support the setup and processing of physical certificated shares for a fund family: § $___ setup /fund group § $___ /certificate transaction E-Mail Services – Services to capture, queue, monitor, service and archive shareholder e-mail correspondence: § $___ setup /fund group § $___ /month administration § $___ /received e-mail correspondence Dealer Reclaim Services – Services reclaim fund losses due to the pricing differences for dealer trade adjustments such as between dealer placed trades and cancellations. There will be no correspondence charges related to this service. § $___ /fund group per month FAF Money Market Fund Service Organizations § $___ /money market share class per year § Out-of-pocket expenses (see Transfer Agent Fee Schedule) Shareholder Performance Statements – We have a variety of features available for providing account or portfolio level performance information on investor statements. Actual costs will depend upon specific client requirements. § Setup - $___ /fund group § Annual Fee - $___ /open and closed account Jumbo Pricing (JUMBO) – allows grouping of accounts for the purpose of calculating the advanced commission paid to a dealer. § $___ /account group per year

Physical Certificate Processing. Services to support the setup and processing of physical certificated shares for a fund family: § $___ setup /fund $ XXX setup/fund group § $___ $ XXX /certificate transaction E-Mail Services – Services to capture, queue, monitor, service and archive shareholder e-mail correspondence: § $___ $ XXX setup /fund group § $___ $ XXX /month administration § $___ $ XXX /received e-mail correspondence Dealer Reclaim Services – Services reclaim fund losses due to the pricing differences for dealer trade adjustments such as between dealer placed trades and cancellations. There will be no correspondence charges related to this service. § $___ $ XXX /fund group per month FAF Money Market Fund Service Organizations § $___ $ XXX /money market share class per year § Out-of-pocket expenses (see Transfer Agent Fee Schedule) Shareholder Performance Statements – We have a variety of features available for providing account or portfolio level performance information on investor statements. Actual costs will depend upon specific client requirements. § Setup - $___ $ XXX /fund group § Annual Fee - $___ /open and closed account Jumbo Pricing (JUMBO) – allows grouping of accounts for the purpose of calculating the advanced commission paid to a dealer. § $___ /account group per yeargroup

Physical Certificate Processing. Services to support the setup and processing of physical certificated shares for a fund family: § $___ setup /fund group § $___ /certificate transaction E-Mail Services – Services to capture, queue, monitor, service and archive shareholder e-mail correspondence: § $___ setup /fund group § $___ /month administration § $___ /received e-mail correspondence Dealer Reclaim Services – Services reclaim fund losses due to the pricing differences for dealer trade adjustments such as between dealer placed trades and cancellations. There will be no correspondence charges related to this service. § $___ /fund group per month FAF Money Market Fund Service Organizations § $___ /money market share class per year § Out-of-pocket expenses (see Transfer Agent Fee Schedule) Shareholder Performance Statements – We have a variety of features available for providing account or portfolio level performance information on investor statements. Actual costs will depend upon specific client requirements. § Setup - $___ /fund group § Annual Fee - $___ /open and closed account Jumbo Pricing (JUMBO) – allows grouping of accounts for the purpose of calculating the advanced commission paid to a dealer. § $___ /account group per yearMariner

Physical Certificate Processing. Services to support the setup and processing of physical certificated shares for a fund family: § $____ setup /fund group § $____ /certificate transaction E-Mail Services – Services to capture, queue, monitor, service and archive shareholder e-mail correspondence: § $____ setup /fund group § $____ /month administration § $____ /received e-mail correspondence Dealer Reclaim Services – Services reclaim fund losses due to the pricing differences for dealer trade adjustments such as between dealer placed trades and cancellations. There will be no correspondence charges related to this service. § $____ /fund group per month FAF Money Market Fund Service Organizations § $____ /money market share class per year § Out-of-pocket expenses (see Transfer Agent Fee Schedule) Shareholder Performance Statements – We have a variety of features available for providing account or portfolio level performance information on investor statements. Actual costs will depend upon specific client requirements. § Setup - $____ /fund group § Annual Fee - $____ /open and closed account Jumbo Pricing (JUMBO) – allows grouping of accounts for the purpose of calculating the advanced commission paid to a dealer. § $___ /account group per yearaccount

Physical Certificate Processing. Services to support the setup and processing of physical certificated shares for a fund family: § $___ setup /fund group § $____ /certificate transaction E-Mail Services – Services to capture, queue, monitor, service and archive shareholder e-mail correspondence: § $____ setup /fund group § $___ /month administration § $____ /received e-mail correspondence Dealer Reclaim Services – Services reclaim fund losses due to the pricing differences for dealer trade adjustments such as between dealer placed trades and cancellations. There will be no correspondence charges related to this service. § $____ /fund group per month FAF Money Market Fund Service Organizations § $____ /money market share class per year § Out-of-pocket expenses (see Transfer Agent Fee Schedule) Shareholder Performance Statements – We have a variety of features available for providing account or portfolio level performance information on investor statements. Actual costs will depend upon specific client requirements. § Setup - $_____ /fund group § Annual Fee - $___ /open and closed account Jumbo Pricing (JUMBO) – allows grouping of accounts for the purpose of calculating the advanced commission paid to a dealer. § $___ /account group per yearaccount

Physical Certificate Processing. Services to support the setup and processing of physical certificated shares for a fund family: § $____ setup /fund group § $____ /certificate transaction E-Mail Services – Services to capture, queue, monitor, service and archive shareholder e-mail correspondence: § $____ setup /fund group § $____ /month administration § $____ /received e-mail correspondence Dealer Reclaim Services – Services reclaim fund losses due to the pricing differences for dealer trade adjustments such as between dealer placed trades and cancellations. There will be no correspondence charges related to this service. § $____ /fund group per month FAF Money Market Fund Service Organizations § $____ /money market share class per year § Out-of-pocket Miscellaneous expenses (see Transfer Agent Fee Schedule) Shareholder Performance Statements – We have a variety of features available for providing account or portfolio level performance information on investor statements. Actual costs will depend upon specific client requirements. § Setup - $____ /fund group § Annual Fee - $____ /open and closed account Jumbo Pricing (JUMBO) – allows grouping of accounts for the purpose of calculating the advanced commission paid to a dealer. § $___ /account group per yearaccount

Physical Certificate Processing. Services to support the setup and processing of physical certificated shares for a fund family: § ■ $___ setup /fund group § ■ $___ /certificate transaction E-Mail Services – Services to capture, queue, monitor, service and archive shareholder e-mail correspondence: § ■ $___ setup /fund group § ■ $___ /month administration § ■ $___ /received e-mail correspondence Dealer Reclaim Services – Services reclaim fund losses due to the pricing differences for dealer trade adjustments such as between dealer placed trades and cancellations. There will be no correspondence charges related to this service. § ■ $___ /fund group per month FAF Money Market Fund Service Organizations § ■ $___ /money market share class per year § ■ Out-of-pocket expenses (see Transfer Agent Fee Schedule) Shareholder Performance Statements – We have a variety of features available for providing account or portfolio level performance information on investor statements. Actual costs will depend upon specific client requirements. § ■ Setup - $___ /fund group § ■ Annual Fee - $___ /open and closed account Jumbo Pricing (JUMBO) – allows grouping of accounts for the purpose of calculating the advanced commission paid to a dealer. § $___ /account group per yearaccount