Common use of Price Quotes Clause in Contracts

Price Quotes. The charges for securities/commodity price quotes are determined by Ultimus’ cost of obtaining such quotes and, therefore, are subject to change. Current charges (presented as per security/per day unless otherwise noted) are as follows: Canadian and Domestic Equities $0.0824 International Equity (Non Fair Value) $0.4120 Corporate Bonds, MBS Bonds, MBS ARMs, and Money Markets $0.6180 Government/Agency $0.5974 Floating Rate MTN $0.6386 Municipal Bonds $0.6798 High Yield Corporate Bonds, High Yield Municipal Bonds $0.8446 International Bond $1.1124 ABS, ABS Home Equity, CMO Non-Agency Whole Loan ARMs, CMOs, and CMO Other ARMs $1.1227 CMBS $1.4626 CDO & CLO $3.8625 Options $0.1000 Futures(Listed) $0.2700 Leverage Loans/Bank loans [monthly] $16.0000 Exchange Rates - Spot and Forwards $0.6765 International Equity (Fair Value) $0.7210 CDS & CDX Swaps $62.5000 Other Securities/Complex, Hard-to-Value Market Manual Pricing Inputs/Adviser Provided (other than odd lot pricing) $100 per month up to 10 manual inputs Odd Lot Pricing Fee $500/Fund per month plus $15/odd lot security per month Controlled Foreign Corporation (CFC) $100 per month per CFC

Price Quotes. The charges for securities/commodity price quotes are determined by UltimusUxxxxxx’ cost of obtaining such quotes and, therefore, are subject to change. Current charges (presented as per security/per day unless otherwise noted) are as follows: Canadian and Domestic Equities $0.0824 0.0900 International Equity (Non Fair Value) $0.4120 0.1500 Corporate Bonds, MBS Bonds, MBS ARMs, and Money Markets $0.6180 0.6747 Government/Agency $0.5974 0.6522 Floating Rate MTN $0.6386 0.6973 Municipal Bonds $0.6798 0.7422 High Yield Corporate Bonds, High Yield Municipal Bonds $0.8446 0.9221 International Bond $1.1124 1.2145 ABS, ABS Home Equity, CMO Non-Agency Whole Loan ARMs, CMOs, and CMO Other ARMs $1.1227 1.2258 CMBS $1.4626 1.5969 CDO & CLO $3.8625 4.2171 Options $0.1000 Futures(Listed(Listed) $0.2700 0.1060 Futures (Listed) $0.2955 Leverage Loans/Bank loans [monthly] $16.0000 16.9600 Exchange Rates - Spot and Forwards $0.6765 0.7386 International Equity (Fair Value) $0.7210 0.7872 CDS & CDX Swaps [monthly] $62.5000 66.2500 Other Securities/Complex, Hard-to-Value Market Manual Pricing Inputs/Adviser Provided (other than odd lot pricing) $100 per month up to 10 manual inputs Odd Lot Pricing Fee $500/Fund per month plus $15/odd lot security per month Controlled Foreign Corporation (CFC) $100 per month per CFC

Price Quotes. The charges for securities/commodity price quotes are determined by UltimusUxxxxxx’ cost of obtaining such quotes and, therefore, are subject to change. Current charges (presented as per security/per day unless otherwise noted) are as follows: Canadian and Domestic Equities $0.0824 0.0849 International Equity (Non Fair Value) $0.4120 0.4244 Corporate Bonds, MBS Bonds, MBS ARMs, and Money Markets $0.6180 0.6365 Government/Agency $0.5974 0.6153 Floating Rate MTN $0.6386 0.6578 Municipal Bonds $0.6798 0.7002 High Yield Corporate Bonds, High Yield Municipal Bonds $0.8446 0.8699 International Bond $1.1124 1.1458 ABS, ABS Home Equity, CMO Non-Agency Whole Loan ARMs, CMOs, and CMO Other ARMs $1.1227 1.1564 CMBS $1.4626 1.5065 CDO & CLO $3.8625 Options 3.9784 Options/Futures (Listed) $0.1000 Futures(Listed) $0.2700 Leverage Loans/Bank loans [monthly] $16.0000 Exchange Rates - Spot and Forwards $0.6765 0.6968 International Equity (Fair Value) $0.7210 0.7426 CDS & CDX Swaps [monthly] $62.5000 Other Securities/Complex, Hard-to-Value Market Manual Pricing Inputs/Adviser Provided (other than odd lot pricing) $100 per month up to 10 manual inputs Odd Lot Pricing Fee $500/Fund per month plus $15/odd lot security per month Controlled Foreign Corporation (CFC) $100 per month per CFC

Price Quotes. The charges for securities/commodity price quotes are determined by UltimusXxxxxxx’ cost of obtaining such quotes and, therefore, are subject to change. Current charges (presented as per security/per day unless otherwise noted) are as follows: Canadian and Domestic Equities $0.0824 0.0900 International Equity (Non Fair Value) $0.4120 0.1500 Corporate Bonds, MBS Bonds, MBS ARMs, and Money Markets $0.6180 0.6747 Government/Agency $0.5974 0.6522 Floating Rate MTN $0.6386 0.6973 Municipal Bonds $0.6798 0.7422 High Yield Corporate Bonds, High Yield Municipal Bonds $0.8446 0.9221 International Bond $1.1124 1.2145 ABS, ABS Home Equity, CMO Non-Agency Whole Loan ARMs, CMOs, and CMO Other ARMs $1.1227 1.2258 CMBS $1.4626 1.5969 CDO & CLO $3.8625 4.2171 Options $0.1000 Futures(Listed(Listed) $0.2700 0.1060 Futures (Listed) $0.2955 Leverage Loans/Bank loans [monthly] $16.0000 16.9600 Exchange Rates - Spot and Forwards $0.6765 0.7386 International Equity (Fair Value) $0.7210 0.7872 CDS & CDX Swaps [monthly] $62.5000 66.2500 Other Securities/Complex, Hard-to-Value Market Manual Pricing Inputs/Adviser Provided (other than odd lot pricing) $100 per month up to for each additional 10 manual inputs Odd Lot Pricing Fee $500/Fund per month plus $15/odd lot security per month Controlled Foreign Corporation (CFC) $100 per month per CFCmonth

Price Quotes. The charges for securities/commodity price quotes are determined by UltimusXxxxxxx’ cost of obtaining such quotes and, therefore, are subject to change. Current charges (presented as per security/per day unless otherwise noted) are as follows: Canadian and Domestic Equities $0.0824 0.0900 International Equity (Non Fair Value) $0.4120 0.1500 Corporate Bonds, MBS Bonds, MBS ARMs, and Money Markets $0.6180 0.6747 Government/Agency $0.5974 0.6522 Floating Rate MTN $0.6386 0.6973 Municipal Bonds $0.6798 0.7422 High Yield Corporate Bonds, High Yield Municipal Bonds $0.8446 0.9221 International Bond $1.1124 1.2145 ABS, ABS Home Equity, CMO Non-Agency Whole Loan ARMs, CMOs, and CMO Other ARMs $1.1227 1.2258 CMBS $1.4626 1.5969 CDO & CLO $3.8625 4.2171 Options $0.1000 Futures(Listed(Listed) $0.2700 0.1060 Futures (Listed) $0.2955 Leverage Loans/Bank loans [monthly] $16.0000 16.9600 Exchange Rates - Spot and Forwards $0.6765 0.7386 International Equity (Fair Value) $0.7210 0.7872 CDS & CDX Swaps [monthly] $62.5000 66.2500 Other Securities/Complex, Hard-to-Value Market Manual Pricing Inputs/Adviser Provided (other than odd lot pricing) $100 [REDACTED] per month up to 10 manual inputs Odd Lot Pricing Fee $500/Fund [REDACTED]/Fund per month plus $15/odd lot security per month Controlled Foreign Corporation (CFC) $100 [REDACTED] per month per CFC