Common use of Principal and Agency Transactions Clause in Contracts

Principal and Agency Transactions. In connection with purchases or sales of securities for the account of the Fund, neither the Sub-Adviser nor any of its directors, officers, employees or affiliated persons will act as a principal or agent or receive any commission except as permitted by the 1940 Act.

Appears in 17 contracts

Samples: Sub Advisory Agreement (Pioneer Floating Rate Trust), Sub Advisory Agreement (Pioneer Series Trust IV), Sub Advisory Agreement (Pioneer Series Trust IV)

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Principal and Agency Transactions. In connection with purchases or sales of securities for the account of the a Fund, neither the Sub-Adviser nor any of its directors, officers, employees or affiliated persons will act as a principal or agent or receive any commission except as permitted by the 1940 Act.

Appears in 9 contracts

Samples: Sub Advisory Agreement (Pioneer Real Estate Shares), Sub Advisory Agreement (Pioneer Variable Contracts Trust /Ma/), Sub Advisory Agreement (Pioneer Ibbotson Asset Allocation Series)

Principal and Agency Transactions. In connection with purchases or sales of securities for the account of the FundPortfolio, neither the Sub-Adviser nor any of its directors, officers, employees or affiliated persons will act as a principal or agent or receive any commission except as permitted by the 1940 Act.

Appears in 3 contracts

Samples: Sub Advisory Agreement (Pioneer Variable Contracts Trust /Ma/), Sub Advisory Agreement (Pioneer Variable Contracts Trust /Ma/), Sub Advisory Agreement (Pioneer Variable Contracts Trust /Ma/)

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Principal and Agency Transactions. In With respect to the Managed Assets, in connection with purchases or sales of securities for the account of the Fund, neither the Sub-Adviser nor any of its directors, officers, employees or affiliated persons will act as a principal or agent or receive any commission except as permitted by the 1940 Act.

Appears in 2 contracts

Samples: Sub Advisory Agreement (Pioneer Diversified High Income Trust), Sub Advisory Agreement (Pioneer Diversified High Income Trust)

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