Common use of Prior to the Agreement Effective Date Clause in Contracts

Prior to the Agreement Effective Date. Prior to the Agreement Effective Date, the Fund will furnish to Ultimus the following: (A) copies of the Fund’s formation document and of any amendments thereto, certified by the proper official of the state in which such document has been filed; (B) the Fund’s Bylaws and any amendments thereto; (C) certified copies of resolutions of the Board covering the approval of this Agreement, authorization of a specified officer of the Fund to execute and deliver this Agreement and authorization for specified officers of the Fund to instruct Ultimus thereunder; (D) a list of all the officers of the Fund, together with specimen signatures of those officers who are authorized to instruct Xxxxxxx in all matters; (E) the Fund’s registration statement and all amendments thereto filed with the SEC; (F) the Fund’s notification of registration under the Investment Company Act; (G) the Fund’s current prospectus and statement of additional information; (H) an accurate, current list of shareholders of the Fund showing each shareholder’s address of record, number of shares owned and whether such shares are represented by outstanding share certificates; (I) copies of the current plan of distribution adopted by the Fund under Rule 12b-1 under the Investment Company Act, if applicable; (J) copies of the current investment advisory agreement and current investment sub-advisory agreement(s), if applicable, for the Fund; (K) copies of the current underwriting agreement for the Fund; (L) contact information for the Fund’s service providers, including, but not limited to, the Fund’s administrator, custodian, transfer agent, independent accountants, legal counsel, underwriter and chief compliance officer; and (M) a copy of procedures adopted by the Fund in accordance with Rule 38a-1 under the Investment Company Act.

Prior to the Agreement Effective Date. Prior to the Agreement Effective Date, the Fund will furnish to Ultimus the following: (A) copies of the Fund’s formation document and of any amendments thereto, certified by the proper official of the state in which such document has been filed; (B) the Fund’s Bylaws and any amendments thereto; (C) certified copies of resolutions of the Board covering the approval of this Agreement, authorization of a specified officer of the Fund to execute and deliver this Agreement and authorization for specified officers of the Fund to instruct Ultimus thereunder; (D) a list of all the officers of the Fund, together with specimen signatures of those officers who are authorized to instruct Xxxxxxx in all matters; (E) the Fund’s registration statement and all amendments thereto filed with the SEC; (F) the Fund’s notification of registration under the Investment Company Act; (G) the Fund’s current prospectus and statement of additional information;; Ultimus Master Services Agreement (H) an accurate, current list of shareholders of the Fund showing each shareholder’s address of record, number of shares owned and whether such shares are represented by outstanding share certificates; (I) copies of the current plan of distribution adopted by the Fund under Rule 12b-1 under the Investment Company Act, if applicable; (J) copies of the current investment advisory agreement and current investment sub-advisory agreement(s), if applicable, for the Fund; (K) copies of the current underwriting agreement for the Fund; (L) contact information for the Fund’s service providers, including, but not limited to, the Fund’s administrator, custodian, transfer agent, independent accountants, legal counsel, underwriter and chief compliance officer; and (M) a copy of procedures adopted by the Fund in accordance with Rule 38a-1 under the Investment Company Act.

Prior to the Agreement Effective Date. Prior to the Agreement Effective Date, the Fund Corporation will furnish to Ultimus the following: (A) copies of the Fund’s formation document Articles of Incorporation and of any amendments thereto, certified by the proper official of the state in which such document has been filed; (B) the Fund’s Corporations Bylaws and any amendments thereto; (C) certified copies of resolutions of the Board covering the approval of this Agreement, authorization of a specified officer of the Fund Corporation to execute and deliver this Agreement and authorization for specified officers of the Fund Corporation to instruct Ultimus thereunder; (D) a list of all of the officers of the FundCorporation, together with specimen signatures of those officers who are authorized to instruct Xxxxxxx Ultimus in all matters; (E) the FundCorporation’s registration statement on Form N-2 and all amendments thereto filed with the SECSEC pursuant to the Securities Act and the 1940 Act; (F) the FundCorporation’s notification of registration under the Investment Company Act1940 Act on Form N-8A as filed with the SEC; (G) the Fund’s current prospectus and statement of additional information; (H) an accurate, accurate current list of shareholders of each existing series of the Fund Corporation, if applicable, showing each shareholder’s address of record, number of shares owned and whether such shares are represented by outstanding share certificates; (I) copies of the current plan of distribution adopted by the Fund under Rule 12b-1 under the Investment Company Act, if applicable; (JH) copies of the current investment advisory agreement and current investment sub-advisory agreement(s), if applicable, for the Fundagreement; (K) copies of the current underwriting agreement for the Fund; (LI) contact information for the FundCorporation’s service providers, including, including but not limited to, the Fund’s administrator, custodian, transfer agent, independent accountants, legal counsel, underwriter and chief compliance officer; and (MJ) a copy of procedures adopted by the Fund Corporation in accordance with Rule 38a-1 under the Investment Company 1940 Act.

Prior to the Agreement Effective Date. Prior to the Agreement Effective Date, the Fund will furnish to Ultimus the following: (A) copies of the Fund’s formation document and of any amendments thereto, certified by the proper official of the state in which such document has been filed; (B) the Fund’s Bylaws and any amendments thereto; (C) certified copies of resolutions of the Board covering the approval of this Agreement, authorization of a specified officer of the Fund to execute and deliver this Agreement and authorization for specified officers of the Fund to instruct Ultimus thereunder; (D) a list of all the officers of the Fund, together with specimen signatures of those officers who are authorized to instruct Xxxxxxx in all matters; (E) the Fund’s registration statement and all amendments thereto filed with the SEC; (F) the Fund’s notification of registration under the Investment Company Act; (G) the Fund’s current prospectus and statement of additional information; (H) an accurate, current list of shareholders of the Fund showing each shareholder’s address of record, number of shares owned and whether such shares are represented by outstanding share certificates; (I) copies of the current plan of distribution adopted by the Fund under Rule 12b-1 12b-l under the Investment Company Act, if applicable; (J) copies of the current investment advisory agreement and current investment sub-advisory agreement(s), if applicable, for the Fund; (K) copies of the current underwriting agreement for the Fund; (L) contact information for the Fund’s service providers, including, but not limited to, the Fund’s administrator, custodian, transfer agent, independent accountants, legal counsel, underwriter and chief compliance officer; and (M) a copy of procedures adopted by the Fund in accordance with Rule 38a-1 38a-l under the Investment Company Act.

Prior to the Agreement Effective Date. Prior to the Agreement Effective Date, the Fund Administrator will furnish to Ultimus the following: (A) copies of the Fund’s formation document and of any amendments thereto, certified by the proper official of the state in which such document has been filed;; Ultimus Sub-Administration Agreement (B) the Fund’s Bylaws and any amendments thereto; (C) certified copies of resolutions of the Board covering the approval of this Agreement, authorization of a specified officer of the Fund to execute and deliver this Agreement and authorization for specified officers of the Fund to instruct Ultimus thereunder; (D) a list of all the officers of the Administrator and the Fund, together with specimen signatures of those officers who are authorized to instruct Xxxxxxx in all matters; (E) the Fund’s registration statement and all amendments thereto filed with the SEC; (F) the Fund’s notification of registration under the Investment Company Act; (G) the Fund’s current prospectus and statement of additional information; (H) an accurate, current list of shareholders of the Fund showing each shareholder’s address of record, number of shares owned and whether such shares are represented by outstanding share certificates; (I) copies of the current plan of distribution adopted by the Fund under Rule 12b-1 under the Investment Company Act, if applicable; (J) copies of the current investment advisory agreement and current investment sub-advisory agreement(s), if applicable, for the Fund; (K) copies of the current underwriting agreement for the Fund; (L) contact information for the Fund’s service providers, including, but not limited to, the Fund’s administrator, custodian, transfer agent, independent accountants, legal counsel, underwriter and chief compliance officer; and (M) a copy of procedures adopted by the Fund in accordance with Rule 38a-1 under the Investment Company Act.

Prior to the Agreement Effective Date. Prior to the Agreement Effective Date, the Fund will furnish or otherwise make available to Ultimus the following: (A) copies of the Fund’s formation document Declaration of Trust and of any amendments thereto, certified by the proper official of the state in which such document has been filed; (B) the Fund’s Bylaws and any amendments thereto; (C) certified copies of resolutions of the Board covering the approval of this Agreement, authorization of a specified officer of the Fund to execute and deliver this Agreement and authorization for specified officers of the Fund to instruct Ultimus thereunder;; Ultimus Master Services Agreement (D) a list of all the officers of the Fund, together with specimen signatures of those officers who are authorized to instruct Xxxxxxx Ultimus in all matters; (E) the Fund’s registration statement Registration Statement and all amendments thereto filed with the SECSEC pursuant to the Securities Act and the Investment Company Act; (F) the Fund’s notification of registration under the Investment Company ActAct on Form N-8A as filed with the SEC; (G) the Fund’s current prospectus and statement of additional information; (H) an accurate, current list of shareholders of the Fund Fund, showing each shareholder’s address of record, number of shares owned and whether such shares are represented by outstanding share certificates; (I) copies of the current plan of distribution adopted by the Fund under Rule 12b-1 under the Investment Company Act, if applicable; (JH) copies of the current investment advisory agreement and current investment sub-advisory agreement(s), if applicable, for the Fund; (KI) copies of the current underwriting principal underwriting/distribution agreement for the Fund; (LJ) contact information for the Fund’s service providers, including, but not limited to, the Fund’s administrator, custodian, transfer agent, independent accountantsIRPAF, legal counsel, underwriter and chief compliance officer; and (MK) a copy of procedures adopted by the Fund in accordance with Rule 38a-1 under the Investment Company Act.

Prior to the Agreement Effective Date. Prior to the Agreement Effective Date, the Fund will furnish to Ultimus the following: (A) copies of the Fund’s formation document and of any amendments thereto, certified by the proper official of the state in which such document has been filed; (B) the Fund’s Bylaws and any amendments thereto; (C) certified copies of resolutions of the Board covering the approval of this Agreement, authorization of a specified officer of the Fund to execute and deliver this Agreement and authorization for specified officers of the Fund to instruct Ultimus thereunder;; Ultimus Transfer Agent Services Agreement (D) a list of all the officers of the Fund, together with specimen signatures of those officers who are authorized to instruct Xxxxxxx in all matters; (E) the Fund’s registration statement and all amendments thereto filed with the SEC; (F) the Fund’s notification of registration under the Investment Company Act; (G) the Fund’s current prospectus and statement of additional information; (H) an accurate, current list of shareholders of the Fund showing each shareholder’s address of record, number of shares owned and whether such shares are represented by outstanding share certificates; (I) copies of the current plan of distribution adopted by the Fund under Rule 12b-1 under the Investment Company Act, if applicable; (J) copies of the current investment advisory agreement and current investment sub-advisory agreement(s), if applicable, for the Fund; (K) copies of the current underwriting agreement for the Fund; (L) contact information for the Fund’s service providers, including, but not limited to, the Fund’s administrator, custodian, transfer agent, independent accountants, legal counsel, underwriter and chief compliance officer; and (M) a copy of procedures adopted by the Fund in accordance with Rule 38a-1 under the Investment Company Act.

Prior to the Agreement Effective Date. Prior to the Agreement Effective Date, the Fund will furnish to Ultimus the following: (A) copies of the Fund’s formation document and of any amendments thereto, certified by the proper official of the state in which such document has been filed; (B) the Fund’s Bylaws and any amendments thereto; (C) certified copies of resolutions of the Board covering the approval of this Agreement, authorization of a specified officer of the Fund to execute and deliver this Agreement and authorization for specified officers of the Fund to instruct Ultimus thereunder; (D) a list of all the officers of the Fund, together with specimen signatures of those officers who are authorized to instruct Xxxxxxx in all matters; (E) the Fund’s registration statement and all amendments thereto filed with the SEC; (F) the Fund’s notification of registration under the Investment Company Act;; Ultimus Transfer Agent Services Agreement (G) the Fund’s current prospectus and statement of additional information; (H) an accurate, current list of shareholders of the Fund showing each shareholder’s address of record, number of shares owned and whether such shares are represented by outstanding share certificates; (I) copies of the current plan of distribution adopted by the Fund under Rule 12b-1 under the Investment Company Act, if applicable; (J) copies of the current investment advisory agreement and current investment sub-advisory agreement(s), if applicable, for the Fund; (K) copies of the current underwriting agreement for the Fund; (L) contact information for the Fund’s service providers, including, but not limited to, the Fund’s administrator, custodian, transfer agent, independent accountants, legal counsel, underwriter and chief compliance officer; and (M) a copy of procedures adopted by the Fund in accordance with Rule 38a-1 under the Investment Company Act.

Prior to the Agreement Effective Date. Prior to the Agreement Effective Date, the Fund will furnish to Ultimus the following: (A) copies of the Fund’s formation document and of any amendments thereto, certified by the proper official of the state in which such document has been filed; (B) the Fund’s Bylaws and any amendments thereto; (C) certified copies of resolutions of the Board covering the approval of this Agreement, authorization of a specified officer of the Fund to execute and deliver this Agreement and authorization for specified officers of the Fund to instruct Ultimus thereunder; (D) a list of all the officers of the Fund, together with specimen signatures of those officers who are authorized to instruct Xxxxxxx Uxxxxxx in all matters; (E) the Fund’s registration statement and all amendments thereto filed with the SEC; (F) the Fund’s notification of registration under the Investment Company Act; (G) the Fund’s current prospectus and statement of additional information; (H) an accurate, current list of shareholders of the Fund showing each shareholder’s address of record, number of shares owned and whether such shares are represented by outstanding share certificates; (I) copies of the current plan of distribution adopted by the Fund under Rule 12b-1 under the Investment Company Act, if applicable;; Ultimus Master Services Agreement (J) copies of the current investment advisory agreement and current investment sub-advisory agreement(s), if applicable, for the Fund; (K) copies of the current underwriting agreement for the Fund; (L) contact information for the Fund’s service providers, including, but not limited to, the Fund’s administrator, custodian, transfer agent, independent accountants, legal counsel, underwriter and chief compliance officer; and (M) a copy of procedures adopted by the Fund in accordance with Rule 38a-1 under the Investment Company Act.

Prior to the Agreement Effective Date. Prior to the Agreement Effective DateDate or promptly after becoming available, the Fund will furnish to Ultimus the following: (A) copies of the Fund’s formation document and of any amendments thereto, certified by the proper official of the state in which such document has been filed; (B) the Fund’s Bylaws and any amendments thereto; (C) certified copies of resolutions of the Board covering the approval of this Agreement, authorization of a specified officer of the Fund to execute and deliver this Agreement and authorization for specified officers of the Fund to instruct Ultimus thereunder;; Ultimus Master Services Agreement (D) a list of all the officers of the Fund, together with specimen signatures of those officers who are authorized to instruct Xxxxxxx in all matters; (E) the Fund’s registration statement and all amendments thereto filed with the SEC; (F) the Fund’s notification of registration under the Investment Company Act; (G) the Fund’s current prospectus and statement of additional information; (H) an accurate, current list of shareholders of the Fund showing each shareholder’s address of record, number of shares owned and whether such shares are represented by outstanding share certificates; (IH) copies of the current plan of distribution adopted by the Fund under Rule 12b-1 under the Investment Company Act, if applicable; (JI) copies of the current investment advisory agreement and current investment sub-advisory agreement(s), if applicable, for the Fund; (KJ) copies of the current underwriting agreement for the Fund; (LK) contact information for the Fund’s service providers, including, but not limited to, the Fund’s administrator, custodian, transfer agent, independent accountants, legal counsel, underwriter and chief compliance officer; and (ML) a copy of procedures adopted by the Fund in accordance with Rule 38a-1 under the Investment Company Act.

Prior to the Agreement Effective Date. Prior to the Agreement Effective Date, the Fund will furnish to Ultimus the following: (A) copies of the Fund’s formation document and of any amendments thereto, certified by the proper official of the state in which such document has been filed; (B) the Fund’s Bylaws and any amendments thereto; (C) certified copies of resolutions of the Board covering the approval of this Agreement, authorization of a specified officer of the Fund to execute and deliver this Agreement and authorization for specified officers of the Fund to instruct Ultimus thereunder; (D) a list of all the officers of the Fund, together with specimen signatures of those officers who are authorized to instruct Xxxxxxx in all matters; (E) the Fund’s registration statement and all amendments thereto filed with the SEC; (F) the Fund’s notification of registration under the Investment Company Act; (G) the Fund’s current prospectus and statement of additional information; (H) an accurate, current list of shareholders of the Fund showing each shareholder’s address of record, number of shares owned and whether such shares are represented by outstanding share certificates; (I) copies of the current plan of distribution adopted by the Fund under Rule 12b-1 under the Investment Company Act, if applicable; (J) copies of the current investment advisory agreement and current investment sub-advisory agreement(s), if applicable, for the Fund; (K) copies of the current underwriting agreement for the Fund; (L) contact information for the Fund’s service providers, including, but not limited to, the Fund’s administrator, custodian, transfer agent, independent accountants, legal counsel, underwriter and chief compliance officer; and (M) a copy of procedures adopted by the Fund in accordance with Rule 38a-1 under the Investment Company Act.. Ultimus Master Services Agreement

Prior to the Agreement Effective Date. Prior to the Agreement Effective Date, the Fund will furnish to Ultimus the following: (A) copies of the Fund’s formation document Articles of Incorporation and of any amendments thereto, certified by the proper official of the state in which such document has been filed; (B) the Fund’s Bylaws bylaws and any amendments thereto; (C) certified copies of resolutions of the Board covering the approval of this Agreement, authorization of a specified officer of the Fund to execute and deliver this Agreement and authorization for specified officers of the Fund to instruct Ultimus thereunder; (D) a list of all the officers of the Fund, together with specimen signatures of those officers who are authorized to instruct Xxxxxxx Ultimus in all matters; (E) the Fund’s registration statement and all amendments thereto filed with the SEC;SEC pursuant to the Securities Act and the Investment Company Act; Ultimus Master Services Agreement (F) the Fund’s notification of registration under the Investment Company ActAct on Form N-8A as filed with the SEC; (G) the Fund’s current prospectus and statement of additional information; (H) an accurate, current list of shareholders of the Fund showing each shareholder’s address of record, number of shares owned and whether such shares are represented by outstanding share certificates; (I) copies a copy of the current plan of distribution adopted by the Fund under Rule 12b-1 under the Investment Company Act, if applicable; (JI) copies of the current investment advisory agreement and current investment sub-advisory agreement(s), if applicable, for the Fund; (KJ) copies of the current underwriting agreement agreement, if applicable, for the Fund; (LK) contact information for the Fund’s service providers, including, but not limited to, the Fund’s administrator, custodian, transfer agent, independent accountants, legal counsel, underwriter and chief compliance officer; and (ML) a copy of procedures adopted by the Fund in accordance with Rule 38a-1 under the Investment Company Act.

Prior to the Agreement Effective Date. Prior to the Agreement Effective Date, the Fund will furnish to Ultimus the following: (A) copies of the Fund’s formation document and of any amendments thereto, certified by the proper official of the state in which such document has been filed; (B) the Fund’s Bylaws and any amendments thereto; (C) certified copies of resolutions of the Board covering the approval of this Agreement, authorization of a specified officer of the Fund to execute and deliver this Agreement and authorization for specified officers of the Fund to instruct Ultimus thereunder; (D) a list of all the officers of the Fund, together with specimen signatures of those officers who are authorized to instruct Xxxxxxx in all matters; (E) the Fund’s registration statement and all amendments thereto filed with the SEC; (F) the Fund’s notification of registration under the Investment Company Act; (G) the Fund’s current prospectus and statement of additional information; (H) an accurate, current list of shareholders of the Fund showing each shareholder’s address of record, number of shares owned and whether such shares are represented by outstanding share certificatesintentionally left blank; (I) copies of the current plan of distribution adopted by the Fund under Rule 12b-1 under the Investment Company Act, if applicable; (J) copies of the current investment advisory agreement and current investment sub-advisory agreement(s), if applicable, for the Fund; (K) copies of the current underwriting agreement for the Fund; (L) contact information for the Fund’s service providers, including, but not limited to, the Fund’s administrator, custodian, transfer agent, independent accountants, legal counsel, underwriter and chief compliance officer; and (M) a copy of procedures adopted by the Fund in accordance with Rule 38a-1 under the Investment Company Act.

Prior to the Agreement Effective Date. Prior to the Agreement Effective Date, the Fund Administrator will furnish to Ultimus the following: (A) copies of the Fund’s formation document and of any amendments thereto, certified by the proper official of the state in which such document has been filed; (B) the Fund’s Bylaws and any amendments thereto; (C) certified copies of resolutions of the Board covering the approval of this Agreement, authorization of a specified officer of the Fund to execute and deliver this Agreement and authorization for specified officers of the Fund to instruct Ultimus thereunder; (D) a list of all the officers of the Administrator and the Fund, together with specimen signatures of those officers who are authorized to instruct Xxxxxxx in all matters; (E) the Fund’s registration statement and all amendments thereto filed with the SEC; (F) the Fund’s notification of registration under the Investment Company Act; (G) the Fund’s current prospectus and statement of additional information; (H) an accurate, current list of shareholders of the Fund showing each shareholder’s address of record, number of shares owned and whether such shares are represented by outstanding share certificates; (I) copies of the current plan of distribution adopted by the Fund under Rule 12b-1 under the Investment Company Act, if applicable; (J) copies of the current investment advisory agreement and current investment sub-advisory agreement(s), if applicable, for the Fund; (K) copies of the current underwriting agreement for the Fund; (L) contact information for the Fund’s service providers, including, but not limited to, the Fund’s administrator, custodian, transfer agent, independent accountants, legal counsel, underwriter and chief compliance officer; and (M) a copy of procedures adopted by the Fund in accordance with Rule 38a-1 under the Investment Company Act.

Prior to the Agreement Effective Date. Prior to the Agreement Effective DateDate or promptly after becoming available, the Fund will furnish to Ultimus the following: (A) copies of the Fund’s formation document and of any amendments thereto, certified by the proper official of the state in which such document has been filed; (B) the Fund’s Bylaws and any amendments thereto; (C) certified copies of resolutions of the Board covering the approval of this Agreement, authorization of a specified officer of the Fund to execute and deliver this Agreement and authorization for specified officers of the Fund to instruct Ultimus thereunder; (D) a list of all the officers of the Fund, together with specimen signatures of those officers who are authorized to instruct Xxxxxxx Uxxxxxx in all matters; (E) the Fund’s registration statement and all amendments thereto filed with the SEC; (F) the Fund’s notification of registration under the Investment Company Act; (G) the Fund’s current prospectus and statement of additional information; (H) an accurate, current list of shareholders of the Fund showing each shareholder’s address of record, number of shares owned and whether such shares are represented by outstanding share certificates; (IH) copies of the current plan of distribution adopted by the Fund under Rule 12b-1 under the Investment Company Act, if applicable; (JI) copies of the current investment advisory agreement and current investment sub-advisory agreement(s), if applicable, for the Fund; (KJ) copies of the current underwriting agreement for the Fund; (LK) contact information for the Fund’s service providers, including, but not limited to, the Fund’s administrator, custodian, transfer agent, independent accountants, legal counsel, underwriter and chief compliance officer; and (ML) a copy of procedures adopted by the Fund in accordance with Rule 38a-1 under the Investment Company Act.

Prior to the Agreement Effective Date. Prior to the Agreement Effective Date, the Fund will furnish to Ultimus Service Provider the following: (A) copies of the Fund’s formation document Agreement and Declaration of Trust and of any amendments thereto, certified by the proper official of the state in which such document has been filed; (B) the Fund’s Bylaws and any amendments thereto; (C) certified copies of resolutions of the Board covering the approval of this Agreement, authorization of a specified officer of the Fund to execute and deliver this Agreement and authorization for specified officers of the Fund to instruct Ultimus Service Provider thereunder; (D) a list of all the officers of the Fund, together with specimen signatures of those officers who are authorized to instruct Xxxxxxx Service Provider in all matters; (E) the FundTrust’s registration statement on Form N-2 and all amendments thereto filed with the SECSEC pursuant to the Securities Act and the 1940 Act; (F) the FundTrust’s notification of registration under the Investment Company Act1940 Act on Form N-8A as filed with the SEC; (G) the Fund’s current prospectus and statement of additional information; (H) an accurate, accurate current list of shareholders of the Fund Fund, if applicable, showing each shareholder’s address of record, number of shares owned and whether such shares are represented by outstanding share certificates; (IH) copies of the current plan of distribution adopted by the Fund under Rule 12b-1 under the Investment Company Act1940 Act for the Fund, if applicable; (JI) copies of the current investment advisory agreement and current investment sub-advisory agreement(s)agreement, if applicable, for the Fund; (KJ) copies of the current underwriting agreement for the Fund; (LK) contact information for the Fund’s service providers, including, including but not limited to, the Fund’s administrator, custodian, transfer agent, independent accountants, legal counsel, underwriter and chief compliance officer; and (M) a copy of procedures adopted by the Fund in accordance with Rule 38a-1 under the Investment Company Act.

Prior to the Agreement Effective Date. Prior to the Agreement Effective Date, the Fund will furnish to Ultimus the following: (A) copies of the Fund’s formation document Certificate of Incorporation and of any amendments thereto, certified by the proper official of the state in which such document has been filed; (B) the Fund’s Bylaws and any amendments thereto; (C) certified copies of resolutions of the Board covering the approval of this Agreement, authorization of a specified officer of the Fund to execute and deliver this Agreement and authorization for specified officers of the Fund to instruct Ultimus thereunder; (D) a list of all the officers of the Fund, together with specimen signatures of those officers who are authorized to instruct Xxxxxxx Ultimus in all matters; (E) the Fund’s registration statement and all amendments thereto filed with the SECSEC pursuant to the Securities Act and the Investment Company Act; (F) the Fund’s notification of registration under the Investment Company Act;Act on Form N-8A as filed with the SEC; Volumetric Fund Inc. Ultimus Master Services Agreement July 16, 2020 Page 10 of 16 (G) the Fund’s current prospectus and statement of additional information; (H) an accurate, current list of shareholders of the Fund Fund, if applicable, showing each shareholder’s address of record, number of shares owned and whether such shares are represented by outstanding share certificates; (I) copies of the current plan of distribution adopted by the Fund under Rule 12b-1 under the Investment Company Act, if applicable; (J) copies of the current investment advisory agreement and current investment sub-advisory agreement(s), if applicable, for the Fund; (K) copies of the current underwriting agreement for the Fund; (L) contact information for the Fund’s service providers, including, but not limited to, the Fund’s administrator, custodian, transfer agent, independent accountants, legal counsel, underwriter and chief compliance officer; and (M) a copy of procedures adopted by the Fund in accordance with Rule 38a-1 under the Investment Company Act.