Privacy Act. To protect Customer Information (as defined below) and to comply as may be necessary with the requirements of the Xxxxx-Xxxxx-Xxxxxx Act, the relevant state and federal regulations pursuant thereto and state privacy laws, the parties wish to include the confidentiality and non-disclosure obligations set forth herein.
Appears in 47 contracts
Samples: Managing Broker Dealer/Underwriter Agreement (Red Oak Capital Fund VII, LLC), Master Client Referrals Agreement (Ministry Partners Investment Company, LLC), Dealer Manager Agreement (Cottonwood Communities, Inc.)
Privacy Act. To protect Customer Information (as defined below) and to comply as may be necessary with the requirements of the XxxxxGxxxx-Xxxxx-Xxxxxx Act, the relevant state and federal regulations pursuant thereto and state privacy laws, the parties wish to include the confidentiality and non-disclosure obligations set forth herein.
Appears in 24 contracts
Samples: Placement Agent Agreement (Alternative Ballistics Corp), Managing Broker Dealer Agreement (White River Energy Corp.), Managing Broker Dealer Agreement (Tuscan Gardens Senior Living Communities, Inc.)
Privacy Act. To protect Customer Information (as defined below) and to comply as may be necessary with the requirements of the XxxxxGrxxx-Xxxxx-Xxxxxx ActXct, the relevant state and federal regulations pursuant thereto and state privacy laws, the parties wish to include the confidentiality and non-disclosure obligations set forth herein.
Appears in 7 contracts
Samples: Soliciting Dealer Agreement (MCI Income Fund V, LLC), Ria Client Introduction Agreement (Trilogy Multifamily Income & Growth Holdings I, LLC), Soliciting Dealer Agreement (Trilogy Multifamily Income & Growth Holdings I, LLC)
Privacy Act. To protect Customer Information (as defined below) and to comply as may be necessary with the requirements of the XxxxxGxxxx-Xxxxx-Xxxxxx Act, the relevant state and federal regulations pursuant thereto and state privacy laws, the parties wish Managing Broker-Dealer hereby agrees to include the confidentiality and non-disclosure obligations set forth herein.
Appears in 5 contracts
Samples: Managing Broker Dealer Agreement (Tuscan Gardens Senior Living Communities, Inc.), Managing Broker Dealer Agreement (Tuscan Gardens Senior Living Communities, Inc.), Managing Broker Dealer Agreement (Tuscan Gardens Senior Living Communities, Inc.)
Privacy Act. To protect Customer Information (as defined below) and to comply as may be necessary with the requirements of the XxxxxGxxxx-Xxxxx-Xxxxxx Act, the relevant state and federal regulations pursuant thereto and state privacy laws, the parties wish to include the confidentiality and non-non- disclosure obligations set forth herein.
Appears in 5 contracts
Samples: Managing Broker Dealer/Underwriter Agreement (Red Oak Capital Fund V, LLC), Managing Broker Dealer/Underwriter Agreement (Red Oak Capital Fund V, LLC), Managing Broker Dealer/Underwriter Agreement (Red Oak Capital Fund V, LLC)
Privacy Act. To protect Customer Information (as defined below) and to comply as may be necessary with the requirements of the Xxxxx-Xxxxx-Xxxxxx Act, the relevant state and federal regulations pursuant thereto and state privacy laws, the parties wish to include the confidentiality and non-non- disclosure obligations set forth herein.
Appears in 4 contracts
Samples: Managing Broker Dealer/Underwriter Agreement (Red Oak Capital Fund VII, LLC), Managing Broker Dealer/Underwriter Agreement (Red Oak Capital Fund VI, LLC), Managing Broker Dealer/Underwriter Agreement (Red Oak Capital Fund VI, LLC)
Privacy Act. 8.1 To protect Customer Information (as defined below) and to comply as may be necessary with the requirements of the Xxxxx-Xxxxx-Xxxxxx Act, the relevant state and federal regulations pursuant thereto and state privacy laws, the parties wish to include the confidentiality and non-disclosure obligations set forth herein.
Appears in 4 contracts
Samples: Managing Broker Dealer Agreement (Manufactured Housing Properties Inc.), Managing Broker Dealer Agreement (Manufactured Housing Properties Inc.), Managing Broker Dealer Agreement (Manufactured Housing Properties Inc.)
Privacy Act. To protect Customer Information (as defined below) and to comply as may be necessary with the requirements of the Xxxxx-Xxxxx-Xxxxxx Act, the relevant state and federal regulations pursuant thereto and state privacy laws, the parties wish Managing Broker-Dealer hereby agrees to include the confidentiality and non-disclosure obligations set forth herein.
Appears in 3 contracts
Samples: Managing Broker Dealer Agreement (HC Government Realty Trust, Inc.), Managing Broker Dealer Agreement (GK Investment Holdings, LLC), Managing Broker Dealer Agreement (GK Investment Holdings, LLC)
Privacy Act. To protect Customer Information (as defined below) and to comply as may be necessary with the requirements of the XxxxxGrxxx-Xxxxx-Xxxxxx ActXct, the relevant state and federal regulations pursuant thereto and state privacy laws, the parties wish to include the confidentiality and non-non- disclosure obligations set forth herein.
Appears in 3 contracts
Samples: Managing Broker Dealer/Underwriter Agreement (Red Oak Capital Intermediate Income Fund, LLC), Managing Broker Dealer/Underwriter Agreement (Red Oak Capital Fund III, LLC), Managing Broker Dealer Agreement/Underwriters Agreement (Red Oak Capital Fund II, LLC)
Privacy Act. To protect Customer Information (as defined below) and to comply as may be necessary with the requirements of the XxxxxGrxxx-Xxxxx-Xxxxxx ActXct, the relevant state and federal regulations pursuant thereto and state privacy laws, the parties wish Managing Broker-Dealer hereby agrees to include the confidentiality and non-disclosure obligations set forth herein.
Appears in 3 contracts
Samples: Managing Broker Dealer Agreement (Lighthouse Life Capital, LLC), Managing Broker Dealer Agreement (Lighthouse Life Capital, LLC), Managing Broker Dealer Agreement (HC Government Realty Trust, Inc.)
Privacy Act. To protect Customer Information (as defined below) and to comply as may be necessary with the requirements of the XxxxxGxxxx-Xxxxx-Xxxxxx Act, the relevant state and federal regulations pursuant thereto and state privacy laws, the parties wish Placement Agent hereby agrees to include the confidentiality and non-disclosure obligations set forth herein.
Appears in 2 contracts
Samples: Placement Agency Agreement (Clubhouse Media Group, Inc.), Placement Agency Agreement (Clubhouse Media Group, Inc.)
Privacy Act. 8.1 To protect Customer Information (as defined below) and to comply as may be necessary with the requirements of the XxxxxGrxxx-Xxxxx-Xxxxxx ActXct, the relevant state and federal regulations pursuant thereto and state privacy laws, the parties wish to include the confidentiality and non-disclosure obligations set forth herein.
Appears in 2 contracts
Samples: Managing Broker Dealer Agreement (Trilogy Multifamily Income & Growth Holdings I, LLC), Managing Broker Dealer Agreement (Trilogy Multifamily Income & Growth Holdings I, LLC)
Privacy Act. 12.1 To protect Customer Information (as defined below) and to comply as may be necessary with the requirements of the Xxxxx-Xxxxx-Xxxxxx Act, the relevant state and federal regulations pursuant thereto and state privacy laws, the parties wish to include the confidentiality and non-disclosure obligations set forth herein.
Appears in 2 contracts
Samples: Managing Broker Dealer Agreement (Bluerock Homes Trust, Inc.), Managing Broker Dealer Agreement (MCI Income Fund VII, LLC)
Privacy Act. To protect Customer Information (as defined below) and to comply as may be necessary with the requirements of the Xxxxx-Xxxxx- Xxxxx-Xxxxxx Act, the relevant state and federal regulations pursuant thereto and state privacy laws, the parties wish Managing Broker-Dealer hereby agrees to include the confidentiality and non-disclosure obligations set forth herein.
Appears in 1 contract
Privacy Act. To protect Customer Information (as defined below) and to comply as may be necessary with the requirements of the XxxxxGxxxx-Xxxxx-Xxxxxx Act, the relevant state and federal regulations pursuant thereto pursuant, and state privacy laws, the parties wish to include agree to the following confidentiality and non-disclosure obligations set forth herein.obligations:
Appears in 1 contract
Privacy Act. To protect Customer Information (as defined below) and to comply as may be necessary with the requirements of the Xxxxx-Xxxxx-Xxxxxx Act, the relevant state state, and federal regulations pursuant thereto and state privacy laws, the parties wish to include the confidentiality and non-disclosure obligations set forth herein.
Appears in 1 contract
Samples: Soliciting Dealer Agreement
Privacy Act. 12.1 To protect Customer Information (as defined below) and to comply as may be necessary with the requirements of the XxxxxGxxxx-Xxxxx-Xxxxxx Act, the relevant state and federal regulations pursuant thereto and state privacy laws, the parties wish to include the confidentiality and non-disclosure obligations set forth herein.
Appears in 1 contract
Samples: Managing Broker Dealer Agreement (MCI Income Fund V, LLC)
Privacy Act. To protect Customer Information (as defined below) and to comply as may be necessary with the requirements of the XxxxxGxxxx-Xxxxx-Xxxxxx ActAct (15 U.S.C. 6801, et seq.), the relevant state and federal regulations regulation pursuant thereto and state privacy laws, the parties wish Sales Agent hereby agrees to include the confidentiality and non-disclosure obligations set forth herein.
Appears in 1 contract
Samples: Sales Agency Agreement (Medalist Diversified REIT, Inc.)
