Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Common Warrants or the Common Warrant Shares by the Company to the Purchasers as contemplated hereby.
Appears in 37 contracts
Samples: Securities Purchase Agreement (Moleculin Biotech, Inc.), Securities Purchase Agreement (U Power LTD), Securities Purchase Agreement (Applied Dna Sciences Inc)
Private Placement. Assuming the accuracy of the Purchasers’ each Purchaser’s representations and warranties set forth in Section 3.2Article IV, no registration under the Securities Act is required for the offer and sale of the Common Warrants Notes or the Common Warrant Shares issuable upon conversion thereof by the Company to the Purchasers as contemplated hereby.
Appears in 26 contracts
Samples: Securities Purchase Agreement (Thoughtful Media Group Inc.), Securities Purchase Agreement (Thoughtful Media Group Inc.), Securities Purchase Agreement (60 Degrees Pharmaceuticals, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ Purchaser’s representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Common Warrants or the Common Warrant Shares by the Company to the Purchasers Purchaser as contemplated hereby.
Appears in 13 contracts
Samples: Securities Purchase Agreement (Gaming Technologies, Inc.), Securities Purchase Agreement (Gaming Technologies, Inc.), Securities Purchase Agreement (Gaming Technologies, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Common Warrants or Warrants, the Common Warrant Shares and Warrant ADSs issuable upon exercise thereof by the Company to the Purchasers as contemplated hereby.
Appears in 13 contracts
Samples: Securities Purchase Agreement (Can-Fite BioPharma Ltd.), Securities Purchase Agreement (Can-Fite BioPharma Ltd.), Securities Purchase Agreement (Can-Fite BioPharma Ltd.)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2ARTICLE 4, no registration under the Securities Act is required for the offer and sale of the Common Warrants or the Common Warrant Shares Securities by the Company to the Purchasers as contemplated hereby.
Appears in 12 contracts
Samples: Securities Purchase Agreement (NEUROONE MEDICAL TECHNOLOGIES Corp), Securities Purchase Agreement (Helius Medical Technologies, Inc.), Securities Purchase Agreement (Soleno Therapeutics Inc)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Common Warrants Warrant or the Common Warrant Shares by the Company to the Purchasers as contemplated hereby.
Appears in 12 contracts
Samples: Securities Purchase Agreement (Recon Technology, LTD), Securities Purchase Agreement (Sino-Global Shipping America, Ltd.), Securities Purchase Agreement (Sino-Global Shipping America, Ltd.)
Private Placement. Assuming the accuracy of the Purchasers’ each Purchaser’s representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Common Warrants or the Common Warrant Shares Securities by the Company to the Purchasers as contemplated hereby.
Appears in 10 contracts
Samples: Securities Purchase Agreement (SWVL Holdings Corp), Securities Purchase Agreement (Fathom Holdings Inc.), Securities Purchase Agreement (Elicio Therapeutics, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Common Warrants Preferred Investment Options or the Common Warrant Preferred Investment Option Shares by the Company to the Purchasers as contemplated hereby.
Appears in 10 contracts
Samples: Securities Purchase Agreement (Microbot Medical Inc.), Securities Purchase Agreement (Microbot Medical Inc.), Securities Purchase Agreement (Microbot Medical Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.23 hereof, no registration under the Securities Act is required for the offer and sale of the Common Warrants or the Common Warrant Shares Securities by the Company to the Purchasers as contemplated hereby.
Appears in 9 contracts
Samples: Unit Purchase Agreement (Bonds.com Group, Inc.), Unit Purchase Agreement (Bonds.com Group, Inc.), Unit Purchase Agreement (Bonds.com Group, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ Purchaser representations and warranties set forth in Section 3.2herein, no registration under the Securities Act is required for the offer and sale of the Common Warrants or the Common Warrant Shares by the Company to the Purchasers Purchaser as contemplated herebyhereby in accordance with the terms of this Agreement.
Appears in 9 contracts
Samples: Securities Purchase Agreement (Leader Capital Holdings Corp.), Securities Purchase Agreement (Leader Capital Holdings Corp.), Securities Purchase Agreement (Leader Capital Holdings Corp.)
Private Placement. Assuming the accuracy of the Purchasers’ Purchaser representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Common Warrants or the Common Warrant Shares Securities by the Company and its Subsidiaries to the Purchasers Purchaser as contemplated hereby.
Appears in 9 contracts
Samples: Securities Purchase Agreement (White River Energy Corp.), Securities Purchase Agreement (White River Energy Corp.), Securities Purchase Agreement (White River Energy Corp.)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Common Warrants or the Common Warrant Shares by the Company to the Purchasers as contemplated hereby.
Appears in 9 contracts
Samples: Securities Purchase Agreement (Aridis Pharmaceuticals, Inc.), Securities Purchase Agreement (Tharimmune, Inc.), Securities Purchase Agreement (Greenwich LifeSciences, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.23.2 and in the Subscription Agreement entered into by each Purchaser in connection with this Agreement, no registration under the Securities Act is required for the offer and sale of the Common Warrants or the Common Warrant Shares Securities by the Company to the Purchasers as contemplated hereby.
Appears in 9 contracts
Samples: Unit Purchase Agreement (Guerrilla RF, Inc.), Unit Purchase Agreement (Summit Wireless Technologies, Inc.), Unit Purchase Agreement (Relmada Therapeutics, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Common Notes, the Shares upon conversion thereof, the Warrants or the Common Warrant Shares issuable upon exercise thereof by the Company to the Purchasers as contemplated hereby.
Appears in 8 contracts
Samples: Securities Purchase Agreement (Esports Entertainment Group, Inc.), Securities Purchase Agreement (OncBioMune Pharmaceuticals, Inc), Securities Purchase Agreement (OncBioMune Pharmaceuticals, Inc)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Common Warrants or and the issuance of the Common Warrant Shares upon exercise of the Common Warrants by the Company to the Purchasers as contemplated hereby. The issuance and sale of the Common Warrants and Common Warrant Shares hereunder does not contravene the rules and regulations of the Trading Market.
Appears in 7 contracts
Samples: Securities Purchase Agreement (Phio Pharmaceuticals Corp.), Securities Purchase Agreement (Phio Pharmaceuticals Corp.), Securities Purchase Agreement (Phio Pharmaceuticals Corp.)
Private Placement. Assuming the accuracy of the Purchasers’ each Purchaser’s representations and warranties set forth in Section 3.2Article IV, no registration under the Securities Act is required for the offer and sale of the Common Warrants Notes or the Common Warrant Shares Registrable Securities issuable upon conversion thereof by the Company to the Purchasers as contemplated hereby.
Appears in 7 contracts
Samples: Securities Purchase Agreement (Kindly MD, Inc.), Securities Purchase Agreement (Kindly MD, Inc.), Securities Purchase Agreement (Kindly MD, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ Purchasers representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Common Warrants or the Common Warrant Shares Securities by the Company to the Purchasers as contemplated hereby.
Appears in 7 contracts
Samples: Securities Purchase Agreement (Aprecia Inc), Securities Purchase Agreement (United Benefits & Pension Services, Inc.), Securities Purchase Agreement (Sub-Urban Brands, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Common Purchase Warrants or the Common Purchase Warrant Shares by the Company to the Purchasers as contemplated hereby.
Appears in 5 contracts
Samples: Securities Purchase Agreement (Recruiter.com Group, Inc.), Securities Purchase Agreement (AppTech Payments Corp.), Securities Purchase Agreement (Siyata Mobile Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Common Warrants or the Common Warrant Shares issuable upon exercise thereof by the Company to the Purchasers as contemplated hereby.
Appears in 5 contracts
Samples: Securities Purchase Agreement (Celsion CORP), Securities Purchase Agreement (Rosetta Genomics Ltd.), Securities Purchase Agreement (Bio Blast Pharma Ltd.)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.23.2 of this Agreement, no registration under the Securities Act is required for the offer and sale of the Common Warrants or the Common Warrant Shares by the Company to the Purchasers as contemplated herebyunder the Transaction Documents.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Bluefly Inc), Securities Purchase Agreement (RHO Ventures VI LP), Common Stock Purchase Agreement (Anacor Pharmaceuticals Inc)
Private Placement. Assuming the accuracy of the PurchasersHolders’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Common Warrants or the Common Warrant Shares Securities by the Company to the Purchasers Holders as contemplated hereby.
Appears in 4 contracts
Samples: Securities Exchange Agreement (Unique Logistics International Inc), Securities Exchange and Amendment Agreement (Gigabeam Corp), Securities Exchange and Amendment Agreement (Gigabeam Corp)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Common Warrants or and the Common Warrant Shares by the Company to the Purchasers as contemplated hereby.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Aspira Women's Health Inc.), Securities Purchase Agreement (Aspira Women's Health Inc.), Securities Purchase Agreement (Lixte Biotechnology Holdings, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.22.02, no registration under the Securities Act is required for the offer and sale of the Common Warrants or the Common Warrant Shares by the Company to the Purchasers Purchaser as contemplated hereby.
Appears in 4 contracts
Samples: Stock Purchase Agreement (Nexgel, Inc.), Stock Purchase Agreement (Nexgel, Inc.), Stock Purchase Agreement (Nexgel, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2ARTICLE III, no registration under the Securities Act is required for the offer and sale of the Common Warrants or the Common Warrant Shares Preferred Stock by the Company NPS to the Purchasers as contemplated herebyby this Agreement.
Appears in 4 contracts
Samples: Series B Preferred Stock Purchase Agreement (Neah Power Systems, Inc.), Series B Preferred Stock Purchase Agreement (Neah Power Systems, Inc.), Series B Preferred Stock Purchase Agreement (Neah Power Systems, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Common Private Warrants or the Common Private Warrant Shares by the Company to the Purchasers as contemplated hereby.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Castellum, Inc.), Securities Purchase Agreement (Yield10 Bioscience, Inc.), Securities Purchase Agreement (CONTRAFECT Corp)
Private Placement. Assuming the accuracy of the Purchasers’ each Purchaser’s representations and warranties set forth in Section 3.23.1, no registration under the Securities Act is required for the offer and sale of the Common Warrants Notes or the Common Warrant Shares issuable upon conversion thereof by the Company to the Purchasers as contemplated hereby.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Innovative Payment Solutions, Inc.), Securities Purchase Agreement (Innovative Payment Solutions, Inc.), Securities Purchase Agreement (Innovative Payment Solutions, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ each Purchaser's representations and warranties set forth in Section 3.2Article IV, no registration under the Securities Act is required for the offer and sale of the Common Warrants Notes or the Common Warrant Shares issuable upon conversion thereof by the Company to the Purchasers as contemplated hereby.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Thoughtful Media Group Inc.), Securities Purchase Agreement (Thoughtful Media Group Inc.), Securities Purchase Agreement (Thoughtful Media Group Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ each Purchaser’s representations and warranties set forth in Section 3.23, no registration under the Securities Act is required for the offer and sale of the Common Warrants or the Common Warrant Shares Securities by the Company to the Purchasers Purchaser as contemplated hereby.
Appears in 4 contracts
Samples: Securities Purchase Agreement (CurAegis Technologies, Inc.), Securities Purchase Agreement (CurAegis Technologies, Inc.), Securities Purchase Agreement (CurAegis Technologies, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ each Purchaser’s representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Common Warrants or the Common Warrant Shares Securities by the Company Issuer to the Purchasers Purchaser as contemplated hereby.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Aspyra Inc), Securities Purchase Agreement (Vubotics Inc), Securities Purchase Agreement (Aspyra Inc)
Private Placement. Assuming the accuracy of the Purchasers’ Purchaser’s representations and warranties set forth in Section 3.22.2, no registration under the Securities Act is required for the offer and sale of the Common Warrants or the Common Warrant Purchase Shares by the Company to the Purchasers Purchaser as contemplated hereby.
Appears in 3 contracts
Samples: Purchase Agreement (China Mobile Games & Entertainment Group LTD), Purchase Agreement (China Mobile Games & Entertainment Group LTD), Purchase Agreement (China Mobile Games & Entertainment Group LTD)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, based upon an exemption from registration provided by SEC Regulation D, no registration under the Securities Act is required for the offer and sale of the Common Warrants or and the Common Warrant Shares by the Company to the Purchasers as contemplated hereby.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Akso Health Group), Securities Purchase Agreement (Phoenix Motor Inc.), Securities Purchase Agreement (Phoenix Motor Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ Purchaser’s representations and warranties set forth in Section 3.22, no registration under the Securities Act is required for the offer and sale of the Common Warrants or the Common Warrant Purchaser’s Shares by the Company to the Purchasers Purchaser as contemplated hereby.
Appears in 3 contracts
Samples: Securities Purchase Agreement (ReTo Eco-Solutions, Inc.), Securities Purchase Agreement (ReTo Eco-Solutions, Inc.), Securities Purchase Agreement (ReTo Eco-Solutions, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ Purchasers representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Common Warrants or the Common Warrant Shares by the Company to the Purchasers as contemplated hereby.
Appears in 3 contracts
Samples: Stock Purchase Agreement (Carpenter Chad M.), Common Stock Purchase Agreement (Boston Life Sciences Inc /De), Common Stock Purchase Agreement (Boston Life Sciences Inc /De)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Common Warrants or the Common Warrant Shares issuable thereunder by the Company to the Purchasers as contemplated hereby.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Intensity Therapeutics, Inc.), Securities Purchase Agreement (Professional Diversity Network, Inc.), Securities Purchase Agreement (Fortress Biotech, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Common Shares or Warrants or the Common Warrant Shares by the Company to the Purchasers as contemplated hereby.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Celularity Inc), Securities Purchase Agreement (Celularity Inc), Securities Purchase Agreement (Celularity Inc)
Private Placement. Assuming the accuracy of the Purchasers’ Purchaser’s representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Common Warrants or Unregistered Commitment Shares (the Common Warrant Shares “Unregistered Securities”) by the Company to the Purchasers as contemplated hereby.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Comstock Inc.), Securities Purchase Agreement (Comstock Inc.), Securities Purchase Agreement (Comstock Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ Purchaser's representations and warranties set forth in Section 3.23, no registration under the Securities Act is required for the offer and sale of the Common Warrants or the Common Warrant Shares Securities by the Company to the Purchasers Purchaser as contemplated hereby.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Transphorm, Inc.), Securities Purchase Agreement (Transphorm, Inc.), Securities Purchase Agreement (Transphorm, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act or any other applicable law rule or regulation is required for the offer and sale of the Common Warrants or the Common Warrant Shares Debentures by the Company to the Purchasers as contemplated hereby.
Appears in 3 contracts
Samples: Debenture Purchase Agreement (Luxeyard, Inc.), Debenture Purchase Agreement (Cytosorbents Corp), Debenture Purchase Agreement (BeesFree, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ Purchaser’s representations and warranties set forth in Section 3.2, no registration may not be required under the Securities Act is required for the offer and sale of the Common Private Placement Warrants or and the Common Private Placement Warrant Shares by the Company to the Purchasers as contemplated hereby.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Checkpoint Therapeutics, Inc.), Securities Purchase Agreement (Checkpoint Therapeutics, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Common Warrants or and the Common Warrant Shares issuable upon exercise thereof by the Company to the Purchasers as contemplated hereby.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Akari Therapeutics PLC), Securities Purchase Agreement (Oxigene Inc)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of Warrants and the Common Warrants or the Common Warrant Shares by the Company to the Purchasers as contemplated hereby.
Appears in 2 contracts
Samples: Securities Purchase Agreement (COPsync, Inc.), Securities Purchase Agreement (COPsync, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ each Purchaser’s representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Common Preferred Stock and Warrants or the Common Warrant Shares by the Company to the Purchasers as contemplated hereby.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Flyexclusive Inc.), Securities Purchase Agreement (Hymowitz Gregg)
Private Placement. Assuming the accuracy of the Purchasers’ each Purchaser’s representations and warranties set forth in Section 3.2herein, no registration under the Securities Act is required for the offer and sale of the Common Warrants or the Common Warrant Shares Securities by the Company Parent to the Purchasers such Purchaser as contemplated hereby.
Appears in 2 contracts
Samples: Securities Purchase Agreement (NaturalNano, Inc.), Securities Purchase Agreement (Ecosphere Technologies Inc)
Private Placement. Assuming the accuracy of the Purchasers’ Purchaser’s representations and warranties set forth in Section 3.23.3, no registration under the Securities Act is required for the offer and sale of the Common Warrants or the Common Warrant Shares Securities by the Company to the Purchasers Purchaser as contemplated hereby.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Klotho Neurosciences, Inc.), Securities Purchase Agreement (AtlasClear Holdings, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ ' representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Common Warrants or the Common Warrant Shares by the Company to the Purchasers as contemplated hereby.
Appears in 2 contracts
Samples: Securities Purchase Agreement (KWESST Micro Systems Inc.), Securities Purchase Agreement (ZW Data Action Technologies Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ Purchasers representations and warranties set forth in Section 3.24.2, no registration under the Securities Act is required for the offer and sale of the Common Warrants or the Common Warrant Shares Securities by the Company to the Purchasers as contemplated hereby.
Appears in 2 contracts
Samples: Securities Purchase Agreement (North American Technologies Group Inc /Mi/), Securities Purchase Agreement (North American Technologies Group Inc /Mi/)
Private Placement. Assuming the accuracy of the Purchasers’ Holder’s representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Common Warrants or the Common Warrant Shares Securities by the Company to the Purchasers Holder as contemplated hereby.
Appears in 2 contracts
Samples: Securities Exchange Agreement (AgEagle Aerial Systems Inc.), Securities Purchase Agreement (Giga Tronics Inc)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Common Warrants or the Common Warrant Shares ADSs by the Company to the Purchasers as contemplated hereby.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Midatech Pharma PLC), Securities Purchase Agreement (Prima BioMed LTD)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2Sections 3.2(c) though (h) herein, no registration under the Securities Act is required for the offer and sale of the Common Warrants or the Common Warrant Shares by the Company to the Purchasers as contemplated herebyPurchaser hereunder.
Appears in 2 contracts
Samples: Share Purchase Agreement (Netlist Inc), Share Purchase Agreement (Netlist Inc)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Common Warrants or the Common Warrant Shares by the Company to the Purchasers as contemplated hereby.
Appears in 2 contracts
Samples: Securities Purchase Agreement (180 Life Sciences Corp.), Securities Purchase Agreement (Englobal Corp)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.23, no registration under the Securities Act is required for the offer and sale of the Common Warrants or the Common Warrant Shares Units by the Company to the Purchasers as contemplated hereby.
Appears in 2 contracts
Samples: Securities Purchase Agreement (MDNA Life Sciences, Inc.), Securities Purchase Agreement (MDNA Life Sciences, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Common Series A Warrants or the Common Series A Warrant Shares by the Company to the Purchasers as contemplated hereby.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Sg Blocks, Inc.), Securities Purchase Agreement (Presidio Property Trust, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ Purchaser’s representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Common Warrants or the Common Warrant Shares by the Company to the Purchasers as contemplated herebyPurchaser or the issuance of Underlying Common Shares.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Workstream Inc), Securities Purchase Agreement (Workstream Inc)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Common Ordinary Warrants or the Common Ordinary Warrant Shares by the Company to the Purchasers as contemplated hereby.
Appears in 2 contracts
Samples: Securities Purchase Agreement (SuperCom LTD), Securities Purchase Agreement (RVL Pharmaceuticals PLC)
Private Placement. Assuming the accuracy of each of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Common Shares and Warrants or the Common Warrant Shares by the Company to the Purchasers as contemplated hereby.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Outlook Therapeutics, Inc.), Securities Purchase Agreement (Harpoon Therapeutics, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ each Purchaser's representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Common Warrants or the Common Warrant Shares Securities by the Company to the Purchasers as contemplated hereby.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Mitek Systems Inc), Securities Purchase Agreement (Mitek Systems Inc)
Private Placement. Assuming the accuracy of the Purchasers’ Purchaser’s representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Common Warrants or the Common Warrant Shares of Preferred Stock by the Company to the Purchasers Purchaser as contemplated hereby.
Appears in 2 contracts
Samples: Securities Purchase and Exchange Agreement (Pressure Biosciences Inc), Securities Purchase and Exchange Agreement (Pressure Biosciences Inc)
Private Placement. Assuming the accuracy of the Purchasers’ Purchaser’s representations and warranties set forth in Section 3.23, no registration under the Securities Act or any state securities law is required for the offer and sale of the Common Stock and Warrants or the Common Warrant Shares by the Company to the Purchasers Purchaser as contemplated herebyby the Transaction Documents, including the subsequent exercise of the Warrants, by virtue of the exemption provided by Rule 506 of the Securities Act.
Appears in 2 contracts
Samples: Common Stock and Warrant Purchase Agreement, Common Stock and Warrant Purchase Agreement (Coupon Express, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Common Warrants or the Common Warrant Shares Notes by the Company to the Purchasers as contemplated hereby.
Appears in 2 contracts
Samples: Securities Purchase Agreement (NewAge, Inc.), Note Purchase and Security Agreement (Cellectar Biosciences, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.23(c), no registration under the Securities Act is required for the offer and sale of the Common Warrants or the Common Warrant Shares by the Company to the Purchasers as contemplated herebySecurities.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Magnegas Applied Technology Solutions, Inc.), Securities Purchase Agreement (Magnegas Applied Technology Solutions, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ Purchaser’s representations and warranties set forth in Section 3.23.2 of this Agreement, no registration under the Securities Act is required for the offer and sale of the Common Warrants or the Common Warrant Shares by the Company to the Purchasers as contemplated herebyPurchaser under the Transaction Documents.
Appears in 2 contracts
Samples: Securities Purchase Agreement (ENDI Corp.), Securities Purchase Agreement (Enterprise Diversified, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties of the Purchaser set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Common Warrants or the Common Warrant Shares by the Company to the Purchasers as contemplated hereby.
Appears in 2 contracts
Samples: Share Purchase Agreement (iBio, Inc.), Share Purchase Agreement (iBio, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act or any other applicable law rule or regulation is required for the offer and sale of the Common Warrants or the Common Warrant Shares Securities by the Company to the Purchasers as contemplated hereby.
Appears in 2 contracts
Samples: Securities Purchase Agreement (InspireMD, Inc.), Securities Purchase Agreement (InspireMD, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ Purchasers representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Common Warrants or the Common Warrant Shares Debentures and Additional Investment Rights by the Company to the Purchasers as contemplated hereby.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Able Energy Inc), Securities Purchase Agreement (Able Energy Inc)
Private Placement. Assuming the accuracy of the Purchasers’ Purchaser s representations and warranties set forth in Section 3.23, no registration under the Securities Act is required for the offer offer, issuance and sale of the Common Preferred Shares and Warrants or the Common Warrant Shares by the Company to the Purchasers Purchaser as contemplated hereby.
Appears in 1 contract
Private Placement. Assuming the accuracy of the PurchasersHolders’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for (i) the offer and sale of the Common Warrants or the Common Warrant Shares Purchased Securities by the Company to the Purchasers as contemplated hereby, or (ii) in connection with the Exchange.
Appears in 1 contract
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties of First Choice set forth in Section 3.23, no registration under the Securities Act is required for the offer and sale of the Common Warrants or the Common Warrant Shares Securities by the Company to the Purchasers First Choice as contemplated herebyby this Agreement.
Appears in 1 contract
Private Placement. Assuming the accuracy of the Purchasers’ Purchasers representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Common Warrants or the Common Warrant Shares Securities by the Company and its Subsidiaries and Mount Tam to the Purchasers as contemplated hereby.
Appears in 1 contract
Samples: Securities Purchase Agreement (Mount TAM Biotechnologies, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ ' representations and warranties set forth in Section 3.23.2 of this Agreement, no registration under the Securities Act is required for the offer and sale of the Common Warrants or the Common Warrant Shares by the Company to the Purchasers as contemplated herebyunder the Transaction Documents.
Appears in 1 contract
Samples: Common Stock Purchase Agreement (Anacor Pharmaceuticals Inc)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Common Unregistered Shares, Unregistered Warrants or the Common Warrant Shares underlying the Unregistered Warrants by the Company to the Purchasers as contemplated hereby.
Appears in 1 contract
Private Placement. Assuming the accuracy of the Purchasers’ Purchaser’s representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Common Warrants or the Common Warrant Shares Notes by the Company to the Purchasers Purchaser as contemplated hereby.
Appears in 1 contract
Private Placement. Assuming the accuracy of each of the Purchasers’ Purchaser’s representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Common Warrants or the Common Warrant Purchased Shares by the Company to the Purchasers as contemplated hereby.
Appears in 1 contract
Samples: Securities Purchase Agreement (BridgeBio Pharma, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ Purchaser’s representations and warranties set forth in Section 3.22, no registration under the Securities Act is required for the offer and sale of the Common Warrants or the Common Warrant Shares Securities by the Company to the Purchasers as contemplated hereby.
Appears in 1 contract
Private Placement. Assuming the accuracy of the Purchasers’ Purchaser’s representations and warranties set forth in Section 3.23.1, no registration under the Securities Act is required for the offer and sale of the Common Warrants or the Common Warrant Shares by the Company to the Purchasers Purchaser as contemplated hereby.
Appears in 1 contract
Samples: Securities Purchase Agreement (SOCIAL REALITY, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Common Unregistered Warrants or the Common Unregistered Warrant Shares by the Company to the Purchasers as contemplated hereby.
Appears in 1 contract
Private Placement. Assuming the accuracy of the Purchasers’ each Purchaser’s representations and warranties set forth in Section 3.2herein, no registration under the Securities Act is required for the offer and sale of the Common Notes and Warrants or the Common Warrant Shares by the Company to the Purchasers as contemplated hereby.
Appears in 1 contract
Samples: Securities Purchase Agreement (Ecosphere Technologies Inc)
Private Placement. Assuming the accuracy of each of the Purchasers’ Purchaser’s representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Common Shares and Warrants or the Common Warrant Shares by the Company to the Purchasers Purchaser as contemplated hereby.
Appears in 1 contract
Samples: Securities Purchase Agreement (Outlook Therapeutics, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Common Ordinary Share Warrants or the Common Ordinary Warrant Shares by the Company to the Purchasers as contemplated hereby.
Appears in 1 contract
Samples: Securities Purchase Agreement (RedHill Biopharma Ltd.)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Common Warrants or the Common Warrant Shares by the Company to the Purchasers as contemplated hereby.contemplated
Appears in 1 contract
Samples: Securities Purchase Agreement (Services Acquisition Corp. International)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Common Warrants or the Common Warrant Shares by the Company to the Purchasers as contemplated hereby.
Appears in 1 contract
Private Placement. Assuming the accuracy of the Purchasers’ each Purchaser’s representations and warranties set forth in Section 3.22.2, no registration under the Securities Act is required for the offer and sale of the Common Warrants or the Common Warrant Shares by the Company to the Purchasers Purchaser as contemplated hereby.
Appears in 1 contract
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act or the securities laws of any state is required for the offer and sale of the Common Warrants or the Common Warrant Shares Securities by the Company to the Purchasers as contemplated hereby.
Appears in 1 contract
Samples: Securities Purchase Agreement (Paneltech International Holdings, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ Purchaser’s representations and warranties set forth in Section 3.23, no registration under the Securities Act is required for the offer and sale of the Common Warrants or the Common Warrant Shares Securities by the Company to the Purchasers Purchaser as contemplated hereby.
Appears in 1 contract
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Common Warrants or the Common Warrant Shares Shares, by the Company to the Purchasers as contemplated hereby.
Appears in 1 contract
Samples: Securities Purchase Agreement (INVO Bioscience, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.23.2 of this Agreement, no registration under the Securities Act is required for the offer and sale of the shares of Common Warrants or the Common Warrant Shares Stock by the Company to the Purchasers as contemplated herebyhereby nor under any of the other Transaction Documents.
Appears in 1 contract
Samples: Unit Purchase Agreement (CytomX Therapeutics, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ each Buyer’s representations and warranties set forth in Section 3.23 of this Agreement, no registration under the Securities Act is required for the offer and sale of the Common Warrants or the Common Warrant Shares Securities by the Company to the Purchasers as contemplated herebyBuyers under this Agreement.
Appears in 1 contract
Samples: Unit Purchase Agreement (Equity Media Holdings CORP)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Common Warrants Ordinary Share Warrants, Ordinary Warrant ADSs or the Common Ordinary Warrant Shares by the Company to the Purchasers as contemplated hereby.
Appears in 1 contract
Samples: Securities Purchase Agreement (Kazia Therapeutics LTD)
Private Placement. Assuming the accuracy of each of the Purchasers’ Purchaser’s representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Common Warrants or the Common Warrant Shares Securities by the Company to the Purchasers as contemplated hereby.
Appears in 1 contract
Samples: Securities Purchase Agreement (Passport Restaurants, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is not required for the offer and sale of the Common Warrants or the Common Warrant Shares Units by the Company to the Purchasers as contemplated hereby.
Appears in 1 contract
Samples: Securities Purchase Agreement (FMC GlobalSat Holdings, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ Purchaser’s representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Common Warrants or the Common Warrant Shares Preferred Stock by the Company to the Purchasers Purchaser as contemplated hereby.
Appears in 1 contract
Samples: Securities Purchase Agreement (EnerJex Resources, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.23, no registration under the Securities Act is required for the offer and sale of the Common Warrants or the Common Warrant Shares Securities by the Company to the Purchasers as contemplated hereby.
Appears in 1 contract
Samples: Convertible Note Purchase Agreement (Cambridge Heart Inc)
Private Placement. Assuming the accuracy of the Purchasers’ each Purchaser’s representations and warranties set forth in Section 3.23, no registration under the Securities Act is required for the offer and sale of the Common Warrants or the Common Warrant Shares Securities by the Company to the Purchasers Purchaser as contemplated hereby.
Appears in 1 contract
Samples: Securities Purchase Agreement (CurAegis Technologies, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Common Warrants or the Common Warrant Shares by the Company Fr8hub to the Purchasers as contemplated hereby.
Appears in 1 contract
Samples: Securities Purchase Agreement (Hudson Capital Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ Purchaser’s representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Common Warrants or the Common Warrant Shares by the Company to the Purchasers Purchaser as contemplated hereby.
Appears in 1 contract
Samples: Securities Purchase Agreement (Snap Interactive, Inc)
Private Placement. Assuming the accuracy of the Purchasers’ Purchaser’s representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Common Warrants Preferred Stock or the Common Warrant Conversion Shares by the Company to the Purchasers Purchaser as contemplated hereby.
Appears in 1 contract
Samples: Securities Purchase Agreement (AzurRx BioPharma, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ Purchaser’s representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Common Warrants, the Warrant Shares, the Unregistered Preferred Shares, the Unregistered Prefunded Warrants or the Common Warrant Unregistered Conversion Shares by the Company to the Purchasers Purchaser as contemplated hereby.
Appears in 1 contract
Samples: Securities Purchase Agreement (AzurRx BioPharma, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ Purchaser’s representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Common Warrants or the Common Warrant Shares Securities by the Company to the Purchasers Purchaser as contemplated hereby.
Appears in 1 contract
Samples: Securities Purchase Agreement (Omnireliant Holdings, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ Purchaser’s representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Common Warrants or the Common Warrant Shares by the Company to the Purchasers as contemplated hereby.
Appears in 1 contract
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Common Series B-4 Preferred Stock, the Warrants or and the Common Warrant Underlying Shares issuable upon conversion and exercise thereof by the Company to the Purchasers as contemplated hereby.
Appears in 1 contract
Samples: Securities Purchase Agreement (DARA BioSciences, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ Purchaser’s representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Common Preferred Stock and Warrants or the Common Warrant Shares by the Company to the Purchasers Purchaser as contemplated hereby.
Appears in 1 contract