Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Common Warrants or the Common Warrant Shares by the Company to the Purchasers as contemplated hereby.
Appears in 35 contracts
Samples: Securities Purchase Agreement (Applied Dna Sciences Inc), Securities Purchase Agreement (TuanChe LTD), Securities Purchase Agreement (Clene Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ each Purchaser’s representations and warranties set forth in Section 3.2Article IV, no registration under the Securities Act is required for the offer and sale of the Common Warrants Notes or the Common Warrant Shares issuable upon conversion thereof by the Company to the Purchasers as contemplated hereby.
Appears in 26 contracts
Samples: Securities Purchase Agreement (Thoughtful Media Group Inc.), Securities Purchase Agreement (Thoughtful Media Group Inc.), Securities Purchase Agreement (60 Degrees Pharmaceuticals, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Common Warrants or Warrants, the Common Warrant Shares and Warrant ADSs issuable upon exercise thereof by the Company to the Purchasers as contemplated hereby.
Appears in 13 contracts
Samples: Securities Purchase Agreement (Can-Fite BioPharma Ltd.), Securities Purchase Agreement (Can-Fite BioPharma Ltd.), Securities Purchase Agreement (Can-Fite BioPharma Ltd.)
Private Placement. Assuming the accuracy of the Purchasers’ Purchaser’s representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Common Warrants or the Common Warrant Shares by the Company to the Purchasers Purchaser as contemplated hereby.
Appears in 13 contracts
Samples: Securities Purchase Agreement (Gaming Technologies, Inc.), Securities Purchase Agreement (Gaming Technologies, Inc.), Securities Purchase Agreement (Gaming Technologies, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2ARTICLE 4, no registration under the Securities Act is required for the offer and sale of the Common Warrants or the Common Warrant Shares Securities by the Company to the Purchasers as contemplated hereby.
Appears in 12 contracts
Samples: Securities Purchase Agreement (NEUROONE MEDICAL TECHNOLOGIES Corp), Securities Purchase Agreement (Helius Medical Technologies, Inc.), Securities Purchase Agreement (Soleno Therapeutics Inc)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Common Warrants Warrant or the Common Warrant Shares by the Company to the Purchasers as contemplated hereby.
Appears in 12 contracts
Samples: Securities Purchase Agreement (Recon Technology, LTD), Securities Purchase Agreement (Sino-Global Shipping America, Ltd.), Securities Purchase Agreement (Sino-Global Shipping America, Ltd.)
Private Placement. Assuming the accuracy of the Purchasers’ each Purchaser’s representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Common Warrants or the Common Warrant Shares Securities by the Company to the Purchasers as contemplated hereby.
Appears in 10 contracts
Samples: Securities Purchase Agreement (SWVL Holdings Corp), Securities Purchase Agreement (Fathom Holdings Inc.), Securities Purchase Agreement (Elicio Therapeutics, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ Purchaser representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Common Warrants or the Common Warrant Shares Securities by the Company and its Subsidiaries to the Purchasers Purchaser as contemplated hereby.
Appears in 9 contracts
Samples: Securities Purchase Agreement (White River Energy Corp.), Securities Purchase Agreement (White River Energy Corp.), Securities Purchase Agreement (White River Energy Corp.)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Common Warrants or the Common Warrant Shares by the Company to the Purchasers as contemplated hereby.
Appears in 9 contracts
Samples: Securities Purchase Agreement (Aridis Pharmaceuticals, Inc.), Securities Purchase Agreement (Tharimmune, Inc.), Securities Purchase Agreement (Greenwich LifeSciences, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.23 hereof, no registration under the Securities Act is required for the offer and sale of the Common Warrants or the Common Warrant Shares Securities by the Company to the Purchasers as contemplated hereby.
Appears in 9 contracts
Samples: Unit Purchase Agreement (Bonds.com Group, Inc.), Unit Purchase Agreement (Bonds.com Group, Inc.), Unit Purchase Agreement (Bonds.com Group, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.23.2 and in the Subscription Agreement entered into by each Purchaser in connection with this Agreement, no registration under the Securities Act is required for the offer and sale of the Common Warrants or the Common Warrant Shares Securities by the Company to the Purchasers as contemplated hereby.
Appears in 9 contracts
Samples: Unit Purchase Agreement (Guerrilla RF, Inc.), Unit Purchase Agreement (Summit Wireless Technologies, Inc.), Unit Purchase Agreement (Relmada Therapeutics, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ Purchaser representations and warranties set forth in Section 3.2herein, no registration under the Securities Act is required for the offer and sale of the Common Warrants or the Common Warrant Shares by the Company to the Purchasers Purchaser as contemplated herebyhereby in accordance with the terms of this Agreement.
Appears in 9 contracts
Samples: Securities Purchase Agreement (Leader Capital Holdings Corp.), Securities Purchase Agreement (Leader Capital Holdings Corp.), Securities Purchase Agreement (Leader Capital Holdings Corp.)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Common Notes, the Shares upon conversion thereof, the Warrants or the Common Warrant Shares issuable upon exercise thereof by the Company to the Purchasers as contemplated hereby.
Appears in 8 contracts
Samples: Securities Purchase Agreement (Esports Entertainment Group, Inc.), Securities Purchase Agreement (OncBioMune Pharmaceuticals, Inc), Securities Purchase Agreement (OncBioMune Pharmaceuticals, Inc)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Common Warrants Preferred Investment Options or the Common Warrant Preferred Investment Option Shares by the Company to the Purchasers as contemplated hereby.
Appears in 7 contracts
Samples: Securities Purchase Agreement (Microbot Medical Inc.), Securities Purchase Agreement (Microbot Medical Inc.), Securities Purchase Agreement (Microbot Medical Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ Purchasers representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Common Warrants or the Common Warrant Shares Securities by the Company to the Purchasers as contemplated hereby.
Appears in 7 contracts
Samples: Securities Purchase Agreement (United Benefits & Pension Services, Inc.), Securities Purchase Agreement (Coda Octopus Group, Inc.), Securities Purchase Agreement (Sub-Urban Brands, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ each Purchaser’s representations and warranties set forth in Section 3.2Article IV, no registration under the Securities Act is required for the offer and sale of the Common Warrants Notes or the Common Warrant Shares Registrable Securities issuable upon conversion thereof by the Company to the Purchasers as contemplated hereby.
Appears in 7 contracts
Samples: Securities Purchase Agreement (Kindly MD, Inc.), Securities Purchase Agreement (Kindly MD, Inc.), Securities Purchase Agreement (Kindly MD, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Common Warrants or the Common Warrant Shares issuable upon exercise thereof by the Company to the Purchasers as contemplated hereby.
Appears in 5 contracts
Samples: Securities Purchase Agreement (Celsion CORP), Securities Purchase Agreement (Rosetta Genomics Ltd.), Securities Purchase Agreement (Bio Blast Pharma Ltd.)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Common Purchase Warrants or the Common Purchase Warrant Shares by the Company to the Purchasers as contemplated hereby.
Appears in 5 contracts
Samples: Securities Purchase Agreement (Recruiter.com Group, Inc.), Securities Purchase Agreement (AppTech Payments Corp.), Securities Purchase Agreement (Siyata Mobile Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ each Purchaser's representations and warranties set forth in Section 3.2Article IV, no registration under the Securities Act is required for the offer and sale of the Common Warrants Notes or the Common Warrant Shares issuable upon conversion thereof by the Company to the Purchasers as contemplated hereby.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Thoughtful Media Group Inc.), Securities Purchase Agreement (Thoughtful Media Group Inc.), Securities Purchase Agreement (Thoughtful Media Group Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ each Purchaser’s representations and warranties set forth in Section 3.23.1, no registration under the Securities Act is required for the offer and sale of the Common Warrants Notes or the Common Warrant Shares issuable upon conversion thereof by the Company to the Purchasers as contemplated hereby.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Innovative Payment Solutions, Inc.), Securities Purchase Agreement (Innovative Payment Solutions, Inc.), Securities Purchase Agreement (Innovative Payment Solutions, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.23.2 of this Agreement, no registration under the Securities Act is required for the offer and sale of the Common Warrants or the Common Warrant Shares by the Company to the Purchasers as contemplated herebyunder the Transaction Documents.
Appears in 4 contracts
Samples: Securities Purchase Agreement (RHO Ventures VI LP), Securities Purchase Agreement (Bluefly Inc), Common Stock Purchase Agreement (Anacor Pharmaceuticals Inc)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Common Warrants or and the Common Warrant Shares by the Company to the Purchasers as contemplated hereby.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Aspira Women's Health Inc.), Securities Purchase Agreement (Aspira Women's Health Inc.), Securities Purchase Agreement (Lixte Biotechnology Holdings, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2ARTICLE III, no registration under the Securities Act is required for the offer and sale of the Common Warrants or the Common Warrant Shares Preferred Stock by the Company NPS to the Purchasers as contemplated herebyby this Agreement.
Appears in 4 contracts
Samples: Series B Preferred Stock Purchase Agreement (Neah Power Systems, Inc.), Series B Preferred Stock Purchase Agreement (Neah Power Systems, Inc.), Series B Preferred Stock Purchase Agreement (Neah Power Systems, Inc.)
Private Placement. Assuming the accuracy of the PurchasersHolders’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Common Warrants or the Common Warrant Shares Securities by the Company to the Purchasers Holders as contemplated hereby.
Appears in 4 contracts
Samples: Securities Exchange Agreement (Unique Logistics International Inc), Securities Exchange and Amendment Agreement (Gigabeam Corp), Securities Exchange and Amendment Agreement (Gigabeam Corp)
Private Placement. Assuming the accuracy of the Purchasers’ each Purchaser’s representations and warranties set forth in Section 3.23, no registration under the Securities Act is required for the offer and sale of the Common Warrants or the Common Warrant Shares Securities by the Company to the Purchasers Purchaser as contemplated hereby.
Appears in 4 contracts
Samples: Securities Purchase Agreement (CurAegis Technologies, Inc.), Securities Purchase Agreement (CurAegis Technologies, Inc.), Securities Purchase Agreement (CurAegis Technologies, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.22.02, no registration under the Securities Act is required for the offer and sale of the Common Warrants or the Common Warrant Shares by the Company to the Purchasers Purchaser as contemplated hereby.
Appears in 4 contracts
Samples: Stock Purchase Agreement (Nexgel, Inc.), Stock Purchase Agreement (Nexgel, Inc.), Stock Purchase Agreement (Nexgel, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Common Private Warrants or the Common Private Warrant Shares by the Company to the Purchasers as contemplated hereby.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Castellum, Inc.), Securities Purchase Agreement (Yield10 Bioscience, Inc.), Securities Purchase Agreement (CONTRAFECT Corp)
Private Placement. Assuming the accuracy of the Purchasers’ Purchaser's representations and warranties set forth in Section 3.23, no registration under the Securities Act is required for the offer and sale of the Common Warrants or the Common Warrant Shares Securities by the Company to the Purchasers Purchaser as contemplated hereby.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Transphorm, Inc.), Securities Purchase Agreement (Transphorm, Inc.), Securities Purchase Agreement (Transphorm, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ each Purchaser’s representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Common Warrants or the Common Warrant Shares Securities by the Company Issuer to the Purchasers Purchaser as contemplated hereby.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Aspyra Inc), Securities Purchase Agreement (Vubotics Inc), Securities Purchase Agreement (Aspyra Inc)
Private Placement. Assuming the accuracy of the Purchasers’ Purchaser’s representations and warranties set forth in Section 3.22.2, no registration under the Securities Act is required for the offer and sale of the Common Warrants or the Common Warrant Purchase Shares by the Company to the Purchasers Purchaser as contemplated hereby.
Appears in 3 contracts
Samples: Purchase Agreement (China Mobile Games & Entertainment Group LTD), Purchase Agreement (China Mobile Games & Entertainment Group LTD), Purchase Agreement (China Mobile Games & Entertainment Group LTD)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act or any other applicable law rule or regulation is required for the offer and sale of the Common Warrants or the Common Warrant Shares Debentures by the Company to the Purchasers as contemplated hereby.
Appears in 3 contracts
Samples: Debenture Purchase Agreement (Luxeyard, Inc.), Debenture Purchase Agreement (Cytosorbents Corp), Debenture Purchase Agreement (BeesFree, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ Purchaser’s representations and warranties set forth in Section 3.22, no registration under the Securities Act is required for the offer and sale of the Common Warrants or the Common Warrant Purchaser’s Shares by the Company to the Purchasers Purchaser as contemplated hereby.
Appears in 3 contracts
Samples: Securities Purchase Agreement (ReTo Eco-Solutions, Inc.), Securities Purchase Agreement (ReTo Eco-Solutions, Inc.), Securities Purchase Agreement (ReTo Eco-Solutions, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, based upon an exemption from registration provided by SEC Regulation D, no registration under the Securities Act is required for the offer and sale of the Common Warrants or and the Common Warrant Shares by the Company to the Purchasers as contemplated hereby.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Akso Health Group), Securities Purchase Agreement (Phoenix Motor Inc.), Securities Purchase Agreement (Phoenix Motor Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ Purchasers representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Common Warrants or the Common Warrant Shares by the Company to the Purchasers as contemplated hereby.
Appears in 3 contracts
Samples: Stock Purchase Agreement (Carpenter Chad M.), Common Stock Purchase Agreement (Boston Life Sciences Inc /De), Common Stock Purchase Agreement (Boston Life Sciences Inc /De)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.23(c), no registration under the Securities Act is required for the offer and sale of the Common Warrants or the Common Warrant Shares by the Company to the Purchasers as contemplated herebySecurities.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Magnegas Applied Technology Solutions, Inc.), Securities Purchase Agreement (Magnegas Applied Technology Solutions, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.23, no registration under the Securities Act is required for the offer and sale of the Common Warrants or the Common Warrant Shares Units by the Company to the Purchasers as contemplated hereby.
Appears in 2 contracts
Samples: Securities Purchase Agreement (MDNA Life Sciences, Inc.), Securities Purchase Agreement (MDNA Life Sciences, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ each Purchaser's representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Common Warrants or the Common Warrant Shares Securities by the Company to the Purchasers as contemplated hereby.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Mitek Systems Inc), Securities Purchase Agreement (Mitek Systems Inc)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties of the Purchaser set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Common Warrants or the Common Warrant Shares by the Company to the Purchasers as contemplated hereby.
Appears in 2 contracts
Samples: Share Purchase Agreement (iBio, Inc.), Share Purchase Agreement (iBio, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ Purchaser’s representations and warranties set forth in Section 3.23, no registration under the Securities Act or any state securities law is required for the offer and sale of the Common Stock and Warrants or the Common Warrant Shares by the Company to the Purchasers Purchaser as contemplated herebyby the Transaction Documents, including the subsequent exercise of the Warrants, by virtue of the exemption provided by Rule 506 of the Securities Act.
Appears in 2 contracts
Samples: Common Stock and Warrant Purchase Agreement, Common Stock and Warrant Purchase Agreement (Coupon Express, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ Purchaser’s representations and warranties set forth in Section 3.23.3, no registration under the Securities Act is required for the offer and sale of the Common Warrants or the Common Warrant Shares Securities by the Company to the Purchasers Purchaser as contemplated hereby.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Klotho Neurosciences, Inc.), Securities Purchase Agreement (AtlasClear Holdings, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ ' representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Common Warrants or the Common Warrant Shares by the Company to the Purchasers as contemplated hereby.
Appears in 2 contracts
Samples: Securities Purchase Agreement (KWESST Micro Systems Inc.), Securities Purchase Agreement (ZW Data Action Technologies Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ Purchasers representations and warranties set forth in Section 3.24.2, no registration under the Securities Act is required for the offer and sale of the Common Warrants or the Common Warrant Shares Securities by the Company to the Purchasers as contemplated hereby.
Appears in 2 contracts
Samples: Securities Purchase Agreement (North American Technologies Group Inc /Mi/), Securities Purchase Agreement (North American Technologies Group Inc /Mi/)
Private Placement. Assuming the accuracy of the Purchasers’ Purchasers representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Common Warrants or the Common Warrant Shares Debentures and Additional Investment Rights by the Company to the Purchasers as contemplated hereby.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Able Energy Inc), Securities Purchase Agreement (Able Energy Inc)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Common Series A Warrants or the Common Series A Warrant Shares by the Company to the Purchasers as contemplated hereby.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Sg Blocks, Inc.), Securities Purchase Agreement (Presidio Property Trust, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Common Warrants or the Common Warrant Shares by the Company to the Purchasers as contemplated hereby.
Appears in 2 contracts
Samples: Securities Purchase Agreement (180 Life Sciences Corp.), Securities Purchase Agreement (Englobal Corp)
Private Placement. Assuming the accuracy of each of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Common Shares and Warrants or the Common Warrant Shares by the Company to the Purchasers as contemplated hereby.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Outlook Therapeutics, Inc.), Securities Purchase Agreement (Harpoon Therapeutics, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ Purchaser’s representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Common Warrants or the Common Warrant Shares of Preferred Stock by the Company to the Purchasers Purchaser as contemplated hereby.
Appears in 2 contracts
Samples: Securities Purchase and Exchange Agreement (Pressure Biosciences Inc), Securities Purchase and Exchange Agreement (Pressure Biosciences Inc)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Common Shares or Warrants or the Common Warrant Shares by the Company to the Purchasers as contemplated hereby.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Celularity Inc), Securities Purchase Agreement (Celularity Inc)
Private Placement. Assuming the accuracy of the Purchasers’ Purchaser’s representations and warranties set forth in Section 3.23.2 of this Agreement, no registration under the Securities Act is required for the offer and sale of the Common Warrants or the Common Warrant Shares by the Company to the Purchasers as contemplated herebyPurchaser under the Transaction Documents.
Appears in 2 contracts
Samples: Securities Purchase Agreement (ENDI Corp.), Securities Purchase Agreement (Enterprise Diversified, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Common Warrants or and the Common Warrant Shares issuable upon exercise thereof by the Company to the Purchasers as contemplated hereby.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Akari Therapeutics PLC), Securities Purchase Agreement (Oxigene Inc)
Private Placement. Assuming the accuracy of the Purchasers’ Purchaser’s representations and warranties set forth in Section 3.2, no registration may not be required under the Securities Act is required for the offer and sale of the Common Private Placement Warrants or and the Common Private Placement Warrant Shares by the Company to the Purchasers as contemplated hereby.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Checkpoint Therapeutics, Inc.), Securities Purchase Agreement (Checkpoint Therapeutics, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2Sections 3.2(c) though (h) herein, no registration under the Securities Act is required for the offer and sale of the Common Warrants or the Common Warrant Shares by the Company to the Purchasers as contemplated herebyPurchaser hereunder.
Appears in 2 contracts
Samples: Share Purchase Agreement (Netlist Inc), Share Purchase Agreement (Netlist Inc)
Private Placement. Assuming the accuracy of the Purchasers’ Holder’s representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Common Warrants or the Common Warrant Shares Securities by the Company to the Purchasers Holder as contemplated hereby.
Appears in 2 contracts
Samples: Securities Exchange Agreement (AgEagle Aerial Systems Inc.), Securities Purchase Agreement (Giga Tronics Inc)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act or any other applicable law rule or regulation is required for the offer and sale of the Common Warrants or the Common Warrant Shares Securities by the Company to the Purchasers as contemplated hereby.
Appears in 2 contracts
Samples: Securities Purchase Agreement (InspireMD, Inc.), Securities Purchase Agreement (InspireMD, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ each Purchaser’s representations and warranties set forth in Section 3.2herein, no registration under the Securities Act is required for the offer and sale of the Common Warrants or the Common Warrant Shares Securities by the Company Parent to the Purchasers such Purchaser as contemplated hereby.
Appears in 2 contracts
Samples: Securities Purchase Agreement (NaturalNano, Inc.), Securities Purchase Agreement (Ecosphere Technologies Inc)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Common Warrants or and the issuance of the Common Warrant Shares upon exercise of the Common Warrants by the Company to the Purchasers as contemplated hereby. The issuance and sale of the Common Warrants and Common Warrant Shares hereunder does not contravene the rules and regulations of the Trading Market.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Phio Pharmaceuticals Corp.), Securities Purchase Agreement (Phio Pharmaceuticals Corp.)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Common Ordinary Warrants or the Common Ordinary Warrant Shares by the Company to the Purchasers as contemplated hereby.
Appears in 2 contracts
Samples: Securities Purchase Agreement (SuperCom LTD), Securities Purchase Agreement (RVL Pharmaceuticals PLC)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of Warrants and the Common Warrants or the Common Warrant Shares by the Company to the Purchasers as contemplated hereby.
Appears in 2 contracts
Samples: Securities Purchase Agreement (COPsync, Inc.), Securities Purchase Agreement (COPsync, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ each Purchaser’s representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Common Preferred Stock and Warrants or the Common Warrant Shares by the Company to the Purchasers as contemplated hereby.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Flyexclusive Inc.), Securities Purchase Agreement (Hymowitz Gregg)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Common Warrants or the Common Warrant Shares Notes by the Company to the Purchasers as contemplated hereby.
Appears in 2 contracts
Samples: Securities Purchase Agreement (NewAge, Inc.), Note Purchase and Security Agreement (Cellectar Biosciences, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Common Warrants or the Common Warrant Shares ADSs by the Company to the Purchasers as contemplated hereby.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Midatech Pharma PLC), Securities Purchase Agreement (Prima BioMed LTD)
Private Placement. Assuming the accuracy of the Purchasers’ Purchaser’s representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Common Warrants or the Common Warrant Shares by the Company to the Purchasers as contemplated herebyPurchaser or the issuance of Underlying Common Shares.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Workstream Inc), Securities Purchase Agreement (Workstream Inc)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Common Warrants or the Common Warrant Shares issuable thereunder by the Company to the Purchasers as contemplated hereby.
Appears in 1 contract
Samples: Securities Purchase Agreement (Fortress Biotech, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Common Warrants or , if issued pursuant to the terms of the Common Warrants, the Common Warrant Shares by the Company to the Purchasers as contemplated hereby.
Appears in 1 contract
Samples: Securities Purchase Agreement (Palatin Technologies Inc)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Common Warrants or the Common Warrant Shares Securities by the Company Hxxxxx to the Purchasers as contemplated hereby.
Appears in 1 contract
Samples: Securities Purchase Agreement (Hudson Capital Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ Purchaser’s representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Common Warrants or the Common Warrant Shares Securities by the Company or Target to the Purchasers Purchaser as contemplated hereby.
Appears in 1 contract
Private Placement. Assuming the accuracy of the Purchasers’ Purchaser s representations and warranties set forth in Section 3.23, no registration under the Securities Act is required for the offer offer, issuance and sale of the Common Preferred Shares and Warrants or the Common Warrant Shares by the Company to the Purchasers Purchaser as contemplated hereby.
Appears in 1 contract
Private Placement. Assuming the accuracy of the PurchasersHolders’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for (i) the offer and sale of the Common Warrants or the Common Warrant Shares Purchased Securities by the Company to the Purchasers as contemplated hereby, or (ii) in connection with the Exchange.
Appears in 1 contract
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties of First Choice set forth in Section 3.23, no registration under the Securities Act is required for the offer and sale of the Common Warrants or the Common Warrant Shares Securities by the Company to the Purchasers First Choice as contemplated herebyby this Agreement.
Appears in 1 contract
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Common Stock Warrants or the Common Warrant Shares issuable upon exercise of the Common Stock Warrants by the Company to the Purchasers as contemplated hereby.
Appears in 1 contract
Samples: Securities Purchase Agreement (Enveric Biosciences, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ each Buyer’s representations and warranties set forth in Section 3.23 of this Agreement, no registration under the Securities Act is required for the offer and sale of the Common Warrants or the Common Warrant Shares Securities by the Company to the Purchasers as contemplated herebyBuyers under this Agreement.
Appears in 1 contract
Samples: Unit Purchase Agreement (Equity Media Holdings CORP)
Private Placement. Assuming the accuracy of the Purchasers’ Purchaser’s representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Common Ordinary Warrants or the Common Ordinary Warrant Shares issuable thereunder by the Company to the Purchasers as contemplated hereby.
Appears in 1 contract
Private Placement. Assuming the accuracy of the Purchasers’ Purchaser’s representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Common Warrants or the Common Warrant Shares by the Company to the Purchasers Purchaser as contemplated hereby. The issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Trading Market.
Appears in 1 contract
Samples: Securities Purchase Agreement (Aridis Pharmaceuticals, Inc.)
Private Placement. Assuming the accuracy of each of the Purchasers’ Purchaser’s representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Common Warrants or the Common Warrant Purchased Shares by the Company to the Purchasers as contemplated hereby.
Appears in 1 contract
Samples: Securities Purchase Agreement (BridgeBio Pharma, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Common Warrants, Unregistered Pre-Funded Warrants or the Common Warrant Shares or the shares of Common Stock underlying the Unregistered Pre-Funded Warrants by the Company to the Purchasers as contemplated hereby.
Appears in 1 contract
Samples: Securities Purchase Agreement (Titan Pharmaceuticals Inc)
Private Placement. Assuming the accuracy of the Purchasers’ ' ----------------- representations and warranties set forth in Section 3.23.2(b)-(f), no registration under the Securities Act is required for the offer and sale of the Common Warrants or the Common Warrant Shares Securities by the Company to the Purchasers as contemplated herebyby the Transaction Documents.
Appears in 1 contract
Samples: Securities Purchase Agreement (Act Teleconferencing Inc)
Private Placement. Assuming the accuracy of each of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Common Preferred Stock and Warrants or the Common Warrant Shares by the Company to the Purchasers as contemplated hereby.
Appears in 1 contract
Samples: Securities Purchase Agreement (Harpoon Therapeutics, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is not required for the offer and sale of the Common Warrants or the Common Warrant Shares Units by the Company to the Purchasers as contemplated hereby.
Appears in 1 contract
Samples: Securities Purchase Agreement (FMC GlobalSat Holdings, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ Purchasers representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Common Warrants or the Common Warrant Shares Units by the Company to the Purchasers as contemplated hereby.
Appears in 1 contract
Samples: Securities Purchase Agreement (NYTEX Energy Holdings, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, based upon an exemption from registration provided by SEC Regulation S, no registration under the Securities Act is required for the offer and sale of the Common Warrants or and the Common Warrant Shares by the Company to the Purchasers as contemplated hereby.
Appears in 1 contract
Samples: Securities Purchase Agreement (Antelope Enterprise Holdings LTD)
Private Placement. Assuming the accuracy of the Purchasers’ Purchaser’s representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Common Warrants, the Warrant Shares, the Unregistered Preferred Shares, the Unregistered Prefunded Warrants or the Common Warrant Unregistered Conversion Shares by the Company to the Purchasers Purchaser as contemplated hereby.
Appears in 1 contract
Samples: Securities Purchase Agreement (AzurRx BioPharma, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ Purchaser’s representations and warranties set forth in Section 3.22, no registration under the Securities Act is required for the offer and sale of the Common Warrants or the Common Warrant Shares Securities by the Company to the Purchasers as contemplated hereby.
Appears in 1 contract
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.23(b), no registration under the Securities Act is required for the offer and sale of the Common Warrants or the Common Warrant Shares Securities by the Company to the Purchasers as contemplated hereby.
Appears in 1 contract
Private Placement. Assuming the accuracy of the Purchasers’ each Purchaser's representations and warranties set forth in Section 3.2Article iv, no registration under the Securities Act is required for the offer and sale of the Common Warrants Notes or the Common Warrant Shares issuable upon conversion thereof by the Company to the Purchasers as contemplated hereby.
Appears in 1 contract
Samples: Securities Purchase Agreement (Thoughtful Media Group Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Common Warrants or the Common Warrant Shares by the Company Fr8hub to the Purchasers as contemplated hereby.
Appears in 1 contract
Samples: Securities Purchase Agreement (Hudson Capital Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ each Purchaser’s representations and warranties set forth in Section 3.23, no registration under the Securities Act is required for the offer and sale of the Common Warrants or the Common Warrant Shares Securities by the Company to the Purchasers Purchaser as contemplated hereby.
Appears in 1 contract
Samples: Securities Purchase Agreement (CurAegis Technologies, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ Purchaser’s representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Common Warrants or the Common Warrant Shares by the Company to the Purchasers Purchaser as contemplated hereby.
Appears in 1 contract
Samples: Securities Purchase Agreement (Snap Interactive, Inc)
Private Placement. Assuming the accuracy of the Purchasers’ Purchaser’s representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Common Warrants Preferred Stock or the Common Warrant Conversion Shares by the Company to the Purchasers Purchaser as contemplated hereby.
Appears in 1 contract
Samples: Securities Purchase Agreement (AzurRx BioPharma, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Common Warrants or the Common Warrant Shares by the Company to the Purchasers as contemplated hereby.
Appears in 1 contract
Private Placement. Assuming the accuracy of the Purchasers’ Purchaser’s representations and warranties set forth in Section 3.23.02, no registration under the Securities Act is required for the offer and sale of the Common Warrants or the Common Warrant Shares Securities by the Company and its Subsidiaries to the Purchasers Purchaser as contemplated hereby.
Appears in 1 contract
Samples: Securities Purchase Agreement (Jupiter Neurosciences, Inc.)
Private Placement. Assuming in part the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Common Restricted Warrants or the Common Restricted Warrant Shares issuable upon exercise thereof by the Company to the Purchasers as contemplated hereby.
Appears in 1 contract
Private Placement. Assuming the accuracy of the Purchasers’ Purchaser’s representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Common Warrants or the Common Warrant Shares by the Company Corporation to the Purchasers Purchaser as contemplated hereby.
Appears in 1 contract
Private Placement. Assuming the accuracy of the Purchasers’ Purchaser’s representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Common Warrants or the Common Warrant Shares Securities by the Company or Zoomcar to the Purchasers Purchaser as contemplated hereby.
Appears in 1 contract
Samples: Securities Purchase Agreement (Zoomcar Holdings, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ each Purchaser’s representations and warranties set forth in Section 3.2herein, no registration under the Securities Act is required for the offer and sale of the Common Notes and Warrants or the Common Warrant Shares by the Company to the Purchasers as contemplated hereby.
Appears in 1 contract
Samples: Securities Purchase Agreement (Ecosphere Technologies Inc)
Private Placement. Assuming the accuracy of each of the Purchasers’ Purchaser’s representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Common Shares and Warrants or the Common Warrant Shares by the Company to the Purchasers Purchaser as contemplated hereby.
Appears in 1 contract
Samples: Securities Purchase Agreement (Outlook Therapeutics, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Common Warrants, Warrant ADSs and the Warrants or the Common Warrant Shares by the Company to the Purchasers as contemplated hereby.
Appears in 1 contract
Private Placement. Assuming the accuracy of the Purchasers’ Purchaser’s representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Common Warrants or the Common Warrant Shares Preferred Stock by the Company to the Purchasers Purchaser as contemplated hereby.
Appears in 1 contract
Samples: Securities Purchase Agreement (EnerJex Resources, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.23.2, no registration under the Securities Act is required for the offer and sale of the Common Warrants or the Common Warrant Shares Securities by the Company to the Purchasers as contemplated hereby.
Appears in 1 contract
Samples: Securities Purchase Agreement (NLS Pharmaceutics Ltd.)
Private Placement. Assuming the accuracy of the Purchasers’ ' representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Common Private Warrants or the Common Private Warrant Shares by the Company to the Purchasers as contemplated hereby.
Appears in 1 contract
Private Placement. Assuming the accuracy of the Purchasers’ Purchaser representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Common Warrants or the Common Warrant Shares Debenture by the Company to the Purchasers Purchaser as contemplated hereby.
Appears in 1 contract
Samples: Securities Purchase Agreement (Technest Holdings Inc)