Common use of Professional Investors Clause in Contracts

Professional Investors. 3.1 A Customer may be classified and treated as a Professional Investor under the Ordinance, for all of the services that FSL provides to the Customer. 3.2 Where the Customer is classified and treated as a Professional Investor (as defined under paragraph (j) of the definition of "professional investor" in Part 1 of Schedule 1 to the Ordinance), FSL shall carry out an annual confirmation exercise in respect of this classification and the Customer agrees to deliver, immediately upon request, a form of confirmation to FSL to assist with this exercise. 3.3 A request may be made by the Customer to withdraw at any time from being treated as a Professional Investor whether in respect of all products or markets or any part thereof. 3.4 The Customer acknowledges that certain provisions are waived for persons classified as Professional Investors as set out in further detail in the SFC Code of Conduct.

Professional Investors. 3.1 A Customer may be classified and treated as a Professional Investor under the Ordinance, for all of the services that FSL MSL provides to the Customer. 3.2 Where the Customer is classified and treated as a Professional Investor (as defined under paragraph (j) of the definition of "“professional investor" ” in Part 1 of Schedule 1 to the Ordinance), FSL MSL shall carry out an annual confirmation exercise in respect of this classification and the Customer agrees to deliver, immediately upon request, a form of confirmation to FSL MSL to assist with this exercise. 3.3 A request may be made by the Customer to withdraw at any time from being treated as a Professional Investor whether in respect of all products or markets or any part thereof. 3.4 The Customer acknowledges that certain provisions are waived for persons classified as Professional Investors as set out in further detail in the SFC Code of Conduct.

Professional Investors. 3.1 A Customer may be classified and treated as a Professional Investor under the Ordinance, for all of the services that FSL the Company provides to the Customer. 3.2 Where the Customer is classified and treated as a Professional Investor (as defined under paragraph (j) of the definition of "professional investor" in Part 1 of Schedule 1 to the Ordinance), FSL the Company shall carry out an annual confirmation exercise in respect of this classification and the Customer agrees to deliver, immediately upon request, a form of confirmation to FSL the Company to assist with this exercise. 3.3 A request may be made by the Customer to withdraw at any time from being treated as a Professional Investor whether in respect of all products or markets or any part thereof. 3.4 The Customer acknowledges that certain provisions are waived for persons classified as Professional Investors as set out in further detail in the SFC Code of Conduct.