Common use of PROHIBITED PRACTICES AND SECURITIES Clause in Contracts

PROHIBITED PRACTICES AND SECURITIES. A. Short sales. B. Options. C. Commodities (including financial futures). D. Securities for which there is no established trading market. E. Foreign securities unless listed and traded in the U.S. F. Margin purchases and other forms of borrowing; granting of pledges or other security interests in assets of the portfolio; use of futures to obtain market leverage. G. Securities offered by the Adviser or its affiliates.

PROHIBITED PRACTICES AND SECURITIES. A. Short salesSales. B. Options. C. Commodities (including financial futures). D. Securities for which there is no established trading market. E. Foreign securities unless Securities not listed and traded in the U.S. F. Margin purchases and other forms of borrowing; granting of pledges or other security interests in assets of the portfolio; use of futures to obtain market leverage. G. Securities offered by the Adviser or its affiliates.

PROHIBITED PRACTICES AND SECURITIES. A. Short sales. B. Options. C. Commodities (including financial futures). D. Securities for which there is no established trading market. E. Foreign securities unless listed and traded in the U.S. F. Margin purchases and other forms of borrowing; granting of pledges or other security interests in assets of the portfolio; use of futures to obtain market leverage. G. Securities offered by the Adviser manager or its affiliates.

PROHIBITED PRACTICES AND SECURITIES. A. Short sales. B. Options. C. Commodities (including financial futures). D. Securities for which there is no established trading market. E. Foreign securities unless Securities not listed and traded in the U.S. F. Margin purchases and other forms of borrowing; granting of pledges or other security interests in assets of the portfolio; use of futures to obtain market leverage. G. Securities offered by the Adviser or its affiliates.

PROHIBITED PRACTICES AND SECURITIES. A. Short sales. B. Options. C. Commodities (including financial futures)except for security index futures contracts. D. Securities for which there is no established trading market.. VIA Adviser Guidelines - March 1, 1999 18 E. Foreign securities unless listed and traded in the U.S. F. Margin purchases and other forms of borrowing; granting of pledges or other security interests in assets of the portfolio; use of futures to obtain market leverage. G. F. Securities offered by the Adviser or its affiliates.

PROHIBITED PRACTICES AND SECURITIES. A. Short sales.Sales B. Options. C. Commodities (including excluding financial futures). D. Securities for which there is no established trading market. E. Foreign securities unless listed and traded in the U.S. F. Margin purchases and other forms of borrowing; granting of pledges or of other security interests in assets of the portfolioFund; use of futures to obtain market leverage. G. F. Securities offered issued by the Adviser subadvisers of the Fund or its their affiliates.

PROHIBITED PRACTICES AND SECURITIES. A. Short sales. B. OptionsOptions unless used for currency management. C. Commodities (including financial futures). D. Securities for which there is no established trading market. E. Foreign securities unless listed and traded in the U.S. F. Margin purchases and other forms of borrowing; granting of pledges or other security interests in assets of the portfolio; use of futures to obtain market leverage. G. F. Securities offered by the Adviser or its affiliates.

PROHIBITED PRACTICES AND SECURITIES. A. Short sales.Sales B. Options. C. Commodities (including excluding financial futures). D. Securities for which there is no established trading market.. VIA Fund Guidelines - May 20, 1999 15 E. Foreign securities unless listed and traded in the U.S. F. Margin purchases and other forms of borrowing; granting of pledges or other security interests in assets of the portfolioFund; use of futures to obtain market leverage. G. F. Securities offered issued by the Adviser subadvisers of the Fund or its their affiliates.