Common use of PROVISION OF CCO; DELIVERY OF DOCUMENTS Clause in Contracts

PROVISION OF CCO; DELIVERY OF DOCUMENTS. (a) Foreside hereby agrees to provide a Chief Compliance Officer (“CCO”), as described in Rule 38a-1 of the 1940 Act (“Rule 38a-1”), to the Fund Company for the period and on the terms and conditions set forth in this Agreement. (b) In connection therewith, the Fund Company has delivered to Foreside copies of, and shall promptly furnish Foreside with all amendments of or supplements to: (i) the Fund Company’s Declaration of Trust and Bylaws (collectively, as amended from time to time, “Organizational Documents”); (ii) the Fund Company’s current Registration Statement, as amended or supplemented, filed with the U.S. Securities and Exchange Commission (“SEC”) pursuant to the Securities Act of 1933, as amended (the “Securities Act”), and/or the 1940 Act (the “Registration Statement”); (iii) the current Prospectus and Statement of Additional Information (collectively, as currently in effect and as amended or supplemented, the “Prospectus”) in place for each of the Funds covered by this Agreement; (iv) each plan of distribution or similar document that may be adopted by the Fund Company under Rule 12b-1 under the 1940 Act and each current shareholder service plan or similar document adopted by the Fund Company with respect to any or all of its Funds; (v) copies of the Fund Company’s current annual and semi-annual reports to shareholders; and (vi) all compliance and risk management policies, programs and procedures adopted by the Fund Company with respect to the Funds. The Fund Company shall deliver to Foreside a certified copy of the resolution of the Board of Trustees of the Fund Company (the “Board”) appointing the CCO and authorizing the execution and delivery of this Agreement. In addition, the Fund Company shall deliver, or cause to deliver, to Foreside upon Foreside’s reasonable request any other documents that would enable Foreside to perform the services described in this Agreement.

PROVISION OF CCO; DELIVERY OF DOCUMENTS. (a) Foreside Compliance4 hereby agrees to provide a Chief Compliance Officer (“CCO”), as described in Rule 38a-1 38a-l of the 1940 Act (“Rule 38a-138a-l”), to the Fund. (b) For the purpose of providing these services, the Fund Company for has retained Compliance4 and has appointed Pxxxx X. Xxxxxxx to serve as the period and CCO of the Fund as required under Rule 38a-1 of the 1940 Act. Mx. Xxxxxxx, on behalf of Compliance4 accepts such appointment under the terms and conditions set forth in this Agreement. (bc) In connection therewith, the Fund Company has delivered to Foreside Compliance4 copies of, and shall promptly furnish Foreside Compliance4 with all amendments of or supplements to: (i) the Fund CompanyFund’s Declaration of Trust and Bylaws By-Laws (collectively, as amended from time to time, “Organizational Documents”); (ii) the Fund CompanyFund’s current Registration Statement, as amended or supplemented, filed with the U.S. Securities and Exchange Commission (“SEC”) pursuant to the Securities Act of 1933, as amended (the “Securities Act”), and/or the 1940 Act (the “Registration Statement”); (iii) the current Prospectus and Statement of Additional Information (collectively, as currently in effect and as amended or supplemented, the “Prospectus”) ), if any, or Private Offering Memorandum in place for each of the Funds Fund covered by this Agreement; (iv) each plan of distribution or similar document that may be adopted by the Fund Company under Rule 12b-1 12b-l under the 1940 Act and each current shareholder service plan or similar document adopted by the Fund Company with respect to any or all of its Fundsthe Fund; (v) copies of the Fund CompanyFund’s current annual and semi-annual reports to shareholders; and (vi) all compliance and risk management policies, programs and procedures adopted by the Fund Company with respect to the FundsFund; and (vii) all materials relating to the SEC staff’s 2018 examination of the Fund, including the Fund’s response letter and any other responsive submissions to the SEC. The Fund Company shall deliver to Foreside Compliance4 a certified copy of the resolution of the Board of Trustees of the Fund Company (the “Board”) appointing the CCO and authorizing the execution and delivery of this Agreement. In addition, the Fund Company shall deliver, or cause to deliver, to Foreside Compliance4 upon ForesideCompliance4’s reasonable request any other documents that would enable Foreside Compliance4 to perform the services described in this Agreement.

PROVISION OF CCO; DELIVERY OF DOCUMENTS. (a1) Foreside Txxxx hereby agrees to provide a Chief Compliance Officer (“CCO”), as described in Rule 38a-1 of the 1940 Act (“Rule 38a-1”), to the Fund Company Trust for the period and on the terms and conditions set forth in this Agreement. (b2) In connection therewith, the Fund Company Trust has delivered to Foreside Tidal copies of, and shall promptly furnish Foreside Tidal with all amendments of or supplements to: (i) the Fund CompanyTrust’s Declaration of Trust and Bylaws (collectively, as amended from time to time, “Organizational Documents”); (ii) the Fund CompanyTrust’s current Registration Statement, as amended or supplemented, filed with the U.S. Securities and Exchange Commission (“SEC”) SEC pursuant to the Securities Act of 1933, as amended (the “Securities Act”), and/or the 1940 Act (the “Registration Statement”); (iii) the current Prospectus and Statement of Additional Information (collectively, as currently in effect and as amended or supplemented, the “Prospectus”) in place for each of the Funds covered by this Agreement; (iv) each plan of distribution or similar document that may be adopted by the Fund Company Trust under Rule 12b-1 under the 1940 Act and each current shareholder service plan or similar document adopted by the Fund Company Trust with respect to any or all of its Funds; (v) copies of the Fund CompanyTrust’s current annual and semi-annual reports to shareholders; and (vi) all compliance and risk management policies, programs and procedures adopted by the Fund Company Trust with respect to the Funds. The Fund Company Trust shall deliver to Foreside Tidal a certified copy of the resolution of the Board of Trustees of the Fund Company Trust (the “Board”) appointing the CCO and authorizing the execution and delivery of this Agreement. In addition, the Fund Company Trust shall deliver, or cause to deliver, to Foreside Tidal upon ForesideTxxxx’s reasonable request any other documents that would enable Foreside Tidal to perform the services described in this Agreement. 2. The Agreement is hereby amended and supplemented by the addition of a new Section 2.F as follows:

PROVISION OF CCO; DELIVERY OF DOCUMENTS. (a) Foreside M3Sixty hereby agrees to provide a Chief Compliance Officer (“CCO”), as described in Rule 38a-1 38a-l of the 1940 Act (“Rule 38a-138a- l”), to the Fund Company for the period and on the terms and conditions set forth in this Agreement. (b) . In connection therewith, the Fund Company has delivered to Foreside M3Sixty copies of, and shall promptly furnish Foreside M3Sixty with all amendments of or supplements to: (i) the Fund CompanyFund’s Declaration of Trust and Bylaws (collectively, as amended from time to time, “Organizational Documents”); (ii) the Fund CompanyFund’s current Registration Statement, as amended or supplemented, filed with the U.S. Securities and Exchange Commission (“SEC”) pursuant to the Securities Act of 1933, as amended (the “Securities Act”), and/or the 1940 Act (the “Registration Statement”); (iii) the current Prospectus and Statement of Additional Information (collectively, as currently in effect and as amended or supplemented, the “Prospectus”) ), if any, or Private Offering Memorandum in place for each of the Funds Fund covered by this Agreement; (iv) each plan of distribution or similar document that may be adopted by the Fund Company under Rule 12b-1 12b-l under the 1940 Act and each current shareholder service plan or similar document adopted by the Fund Company with respect to any or all of its Fundsthe Fund; (v) copies of the Fund CompanyFund’s current annual and semi-annual reports to shareholders; and (vi) all compliance and risk management policies, programs and procedures adopted by the Fund Company with respect to the FundsFund. The Fund Company shall deliver to Foreside M3Sixty a certified copy of the resolution of the Board of Trustees of the Fund Company (the “Board”) appointing the CCO and authorizing the execution and delivery of this Agreement. In addition, the Fund Company shall deliver, or cause to deliver, to Foreside M3Sixty upon ForesideM3Sixty’s reasonable request any other documents that would enable Foreside M3Sixty to perform the services described in this Agreement. 1 | P a g e

PROVISION OF CCO; DELIVERY OF DOCUMENTS. (a) Foreside Compliance4 hereby agrees to provide a Chief Compliance Officer (“CCO”), as described in Rule 38a-1 38a-l of the 1940 Act (“Rule 38a-138a-l”), to the Fund Company for Trust. (b) For the period purpose of providing these services, the Trust has retained Compliance4 and has appointed Xxxxx X. Xxxxxxx to serve as the CCO of the Trust as required under Rule 38a-1 of the 1940 Act. Xx. Xxxxxxx, on behalf of Compliance4 accepts such appointment under the terms and conditions set forth in this Agreement. (bc) In connection therewith, the Fund Company Trust has delivered to Foreside Compliance4 copies of, and shall promptly furnish Foreside Compliance4 with all amendments of or supplements to: (i) the Fund CompanyTrust’s Declaration of Trust and Bylaws By-Laws (collectively, as amended from time to time, “Organizational Documents”); (ii) the Fund CompanyTrust’s current Registration Statement, as amended or supplemented, filed with the U.S. Securities and Exchange Commission (“SEC”) pursuant to the Securities Act of 1933, as amended (the “Securities Act”), and/or the 1940 Act (the “Registration Statement”); (iii) the current Prospectus and Statement of Additional Information (collectively, as currently in effect and as amended or supplemented, the “Prospectus”) ), if any, or Private Offering Memorandum in place for each of the Funds Trust covered by this Agreement; (iv) each plan of distribution or similar document that may be adopted by the Fund Company Trust under Rule 12b-1 12b-l under the 1940 Act and each current shareholder service plan or similar document adopted by the Fund Company Trust with respect to any or all of its Fundsthe Trust; (v) copies of the Fund CompanyTrust’s current annual and semi-annual reports to shareholders; and (vi) all compliance and risk management policies, programs and procedures adopted by the Fund Company Trust with respect to the FundsTrust. The Fund Company Trust shall deliver to Foreside Compliance4 a certified copy of the resolution of the Board of Trustees of the Fund Company Trust (the “Board”) appointing the CCO and authorizing the execution and delivery of this Agreement. In addition, the Fund Company Trust shall deliver, or cause to deliver, to Foreside Compliance4 upon ForesideCompliance4’s reasonable request any other documents that would enable Foreside Compliance4 to perform the services described in this Agreement.

PROVISION OF CCO; DELIVERY OF DOCUMENTS. (a) Foreside hereby agrees to provide a Chief Compliance Officer (“CCO”), as described in Rule 38a-1 of the 1940 Act (“Rule 38a-1”), to the Fund Company for the period and on the terms and conditions set forth in this Agreement. (b) In connection therewith, the Fund Company has delivered to Foreside copies of, and shall promptly furnish Foreside with all amendments of or supplements to: (i) the Fund Company’s Declaration Articles of Trust Incorporation and Bylaws (collectively, as amended from time to time, “Organizational Documents”); (ii) the Fund Company’s current Registration Statement, as amended or supplemented, filed with the U.S. Securities and Exchange Commission (“SEC”) pursuant to the Securities Act of 1933, as amended (the “Securities Act”), and/or the 1940 Act (the “Registration Statement”); (iii) the current Prospectus and Statement of Additional Information (collectively, as currently in effect and as amended or supplemented, the “Prospectus”) in place for each of the Funds covered by this Agreement; (iv) each plan of distribution or similar document that may be adopted by the Fund Company under Rule 12b-1 under the 1940 Act and each current shareholder service plan or similar document adopted by the Fund Company with respect to any or all of its Funds; (v) copies of the Fund Company’s current annual and semi-annual reports to shareholders; and (vi) all compliance and risk management policies, programs and procedures adopted by the Fund Company with respect to the Funds. The Fund Company shall deliver to Foreside a certified copy of the resolution of the Board of Trustees of the Fund Company (the “Board”) appointing the CCO and authorizing the execution and delivery of this Agreement. In addition, the Fund Company shall deliver, or cause to deliver, to Foreside upon Foreside’s reasonable request any other documents that would enable Foreside to perform the services described in this Agreement.

PROVISION OF CCO; DELIVERY OF DOCUMENTS. (a1) Foreside Txxxx hereby agrees to provide a Chief Compliance Officer (“CCO”), as described in Rule 38a-1 of the 1940 Act (“Rule 38a-1”), to the Fund Company Trust for the period and on the terms and conditions set forth in this Agreement. (b2) In connection therewith, the Fund Company Trust has delivered to Foreside Tidal copies of, and shall promptly furnish Foreside Tidal with all amendments of or supplements to: (i) the Fund CompanyTrust’s Declaration of Trust and Bylaws Amended and Restated By-Laws (collectively, as amended from time to time, “Organizational Documents”); (ii) the Fund CompanyTrust’s current Registration Statement, as amended or supplemented, filed with the U.S. Securities and Exchange Commission (“SEC”) SEC pursuant to the Securities Act of 1933, as amended (the “Securities Act”), and/or the 1940 Act (the “Registration Statement”); (iii) the current Prospectus and Statement of Additional Information (collectively, as currently in effect and as amended or supplemented, the “Prospectus”) in place for each of the Funds covered by listed on Exhibit C-1 to this Agreement; (iv) each plan of distribution or similar document that may be adopted by the Fund Company Trust under Rule 12b-1 under the 1940 Act and each current shareholder service plan or similar document that may be adopted by the Fund Company Trust with respect to any or all of its Funds; (v) copies of the Fund CompanyTrust’s current annual and semi-annual reports to shareholders; and (vi) all compliance and risk management policies, programs and procedures adopted by the Fund Company Trust with respect to the Funds. The Fund Company Trust shall deliver to Foreside Tidal a certified copy of the resolution of the Board of Trustees of the Fund Company Trust (the “Board”) appointing the CCO and authorizing the execution and delivery of this Agreement. In addition, the Fund Company Trust shall deliver, or cause to deliver, to Foreside Tidal upon ForesideTxxxx’s reasonable request any other documents that would enable Foreside Tidal to perform the services described in this Agreement. 2. The Agreement is hereby amended and supplemented by the addition of a new Section 2.F as follows:

PROVISION OF CCO; DELIVERY OF DOCUMENTS. (a) Foreside hereby agrees to provide a Chief Compliance Officer (“CCO”), as described in Rule 38a-1 of the 1940 Act (“Rule 38a-1”), ) to the Fund Company for the period and on the terms and conditions set forth in this Agreement. (b) In connection therewith, the Fund Company has delivered to Foreside copies of, and shall promptly furnish Foreside with all amendments of or supplements to: (i) the Fund Company’s Declaration of Trust and Bylaws (collectively, as amended from time to time, “Organizational Documents”); (ii) the Fund Company’s current Registration Statement, as amended or supplemented, filed with the U.S. Securities and Exchange Commission (“SEC”) pursuant to the Securities Act of 1933, as amended (the “Securities Act”), and/or the 1940 Act (the “Registration Statement”)) relating to each Fund; (iii) the current Prospectus and Statement of Additional Information (collectively, as currently in effect and as amended or supplemented, the “Prospectus”) in place for each of the Funds covered by this AgreementFunds; (iv) each plan of distribution or similar document that may be adopted by the Fund Company under Rule 12b-1 under the 1940 Act and each current shareholder service plan or similar document document, that in each case has been adopted by the Fund Company Company’s Board of Trustees (the “Board”) with respect to any or all of its Funds; (v) copies of the Fund Company’s current annual and semi-annual reports to shareholders; and (vi) all compliance and risk management policies, programs and procedures adopted by the Fund Company with respect to the Funds. The Fund Company shall deliver to Foreside a certified copy of the resolution of the Board of Trustees of the Fund Company (the “Board”) appointing the CCO and authorizing the execution and delivery of this Agreement. In addition, the Fund Company shall deliver, or cause to deliver, to Foreside upon Foreside’s reasonable request any other documents that would enable Foreside to perform the services described in this Agreement.

PROVISION OF CCO; DELIVERY OF DOCUMENTS. (a) Foreside Compliance4 hereby agrees to provide a Chief Compliance Officer (“CCO”), as described in Rule 38a-1 38a-l of the 1940 Act (“Rule 38a-138a-l”), to the Fund. (b) For the purpose of providing these services, the Fund Company for has retained Compliance4 and has appointed Xxxxx X. Xxxxxxx to serve as the period and CCO of the Fund as required under Rule 38a-1 of the 1940 Act. Xx. Xxxxxxx, on behalf of Compliance4 accepts such appointment under the terms and conditions set forth in this Agreement. (bc) In connection therewith, the Fund Company has delivered to Foreside Compliance4 copies of, and shall promptly furnish Foreside Compliance4 with all amendments of or supplements to: (i) the Fund CompanyFund’s Agreement and Declaration of Trust and Bylaws By-Laws (collectively, as amended from time to time, “Organizational Documents”); (ii) the Fund CompanyFund’s current Registration Statement, as amended or supplemented, filed with the U.S. Securities and Exchange Commission (“SEC”) pursuant to the Securities Act of 1933, as amended (the “Securities Act”), and/or the 1940 Act (the “Registration Statement”); (iii) the current Prospectus and Statement of Additional Information (collectively, as currently in effect and as amended or supplemented, the “Prospectus”) ), if any, or Private Offering Memorandum in place for each of the Funds Fund covered by this Agreement; (iv) each plan of distribution or similar document that may be adopted by the Fund Company under Rule 12b-1 12b-l under the 1940 Act and each current shareholder service plan or similar document adopted by the Fund Company with respect to any or all of its Fundsthe Fund; (v) copies of the Fund CompanyFund’s current annual and semi-annual reports to shareholders; and (vi) all compliance and risk management policies, programs and procedures adopted by the Fund Company with respect to the FundsFund. The Fund Company shall deliver to Foreside Compliance4 a certified copy of the resolution of the Board of Trustees of the Fund Company (the “Board”) appointing the CCO and authorizing the execution and delivery of this Agreement. In addition, the Fund Company shall deliver, or cause to deliver, to Foreside Compliance4 upon ForesideCompliance4’s reasonable request any other documents that would enable Foreside Compliance4 to perform the services described in this Agreement.

PROVISION OF CCO; DELIVERY OF DOCUMENTS. (a) Foreside hereby agrees to provide a Chief Compliance Officer (“CCO”), as described in Rule 38a-1 of the 1940 Act (“Rule 38a-1”), to the Fund Company for the period and on the terms and conditions set forth in this Agreement. (b) In connection therewith, the Fund Company has delivered to Foreside copies of, and shall promptly furnish Foreside with all amendments of or supplements to: (i) the Fund CompanyFund’s Declaration of Trust and Bylaws (collectively, as amended from time to time, “Organizational Documents”); (ii) the Fund CompanyFund’s current Registration Statement, as amended or supplemented, filed with the U.S. Securities and Exchange Commission (“SEC”) pursuant to the Securities Act of 1933, as amended (the “Securities Act”), and/or the 1940 Act (the “Registration Statement”); (iii) the current Prospectus and Statement of Additional Information (collectively, as currently in effect and as amended or supplemented, the “Prospectus”) ), if any, or Private Offering Memorandum in place for each of the Funds Fund covered by this Agreement; (iv) each plan of distribution or similar document that may be adopted by the Fund Company under Rule 12b-1 under the 1940 Act and each current shareholder service plan or similar document adopted by the Fund Company with respect to any or all of its Fundsthe Fund; (v) copies of the Fund CompanyFund’s current annual and semi-annual reports to shareholders; and (vi) all compliance and risk management policies, programs and procedures adopted by the Fund Company with respect to the FundsFund. The Fund Company shall deliver to Foreside a certified copy of the resolution of the Board of Trustees of the Fund Company (the “Board”) appointing the CCO and authorizing the execution and delivery of this Agreement. In addition, the Fund Company shall deliver, or cause to deliver, to Foreside upon Foreside’s reasonable request any other documents that would enable Foreside to perform the services described in this Agreement.

PROVISION OF CCO; DELIVERY OF DOCUMENTS. (a) Foreside Tidal hereby agrees to provide a Chief Compliance Officer (“CCO”), as described in Rule 38a-1 of the 1940 Act (“Rule 38a-1”), to the Fund Company Trust for the period and on the terms and conditions set forth in this Agreement. (b) . In connection therewith, the Fund Company Trust has delivered to Foreside Tidal copies of, and shall promptly furnish Foreside Tidal with all amendments of or supplements to: to (i) the Fund CompanyTrust’s Declaration of Trust and Bylaws By-Laws (collectively, as amended from time to time, “Organizational Documents”); (ii) the Fund CompanyTrust’s current Registration Statement, as amended or supplemented, filed with the U.S. Securities and Exchange Commission (“SEC”) SEC pursuant to the Securities Act of 1933, as amended (the “Securities Act”), and/or the 1940 Act (the “Registration Statement”); (iii) the current Prospectus and Statement of Additional Information (collectively, as currently in effect and as amended or supplemented, the “Prospectus”) in place for each of the Funds covered by this AgreementFunds; (iv) each plan of distribution or similar document that may be adopted by the Fund Company Trust under Rule 12b-1 under the 1940 Act and each current shareholder service plan or similar document that may be adopted by the Fund Company Trust with respect to any or all of its Funds; (v) copies of the Fund CompanyTrust’s current annual and semi-annual reports to shareholders; and (vi) all compliance and risk management policies, programs and procedures adopted by the Fund Company Trust with respect to the Funds. The Fund Company Trust shall deliver to Foreside Tidal a certified copy of the resolution of the Board of Trustees of the Fund Company Trust (the “Board”) appointing the CCO and authorizing the execution and delivery of this Agreement. In addition, the Fund Company Trust shall deliver, or cause to deliver, to Foreside Tidal upon ForesideTxxxx’s reasonable request any other documents that would enable Foreside Tidal to perform the services described in this Agreement.

PROVISION OF CCO; DELIVERY OF DOCUMENTS. (a) Foreside hereby agrees to provide a Chief Compliance Officer (“CCO”), as described in Rule 38a-1 of the 1940 Act (“Rule 38a-1”), to the Fund Company for the period and on the terms and conditions set forth in this Agreement. (b) In connection therewith, the Fund Company has delivered to Foreside copies of, and shall promptly furnish Foreside with all amendments of or supplements to: (i) the Fund CompanyFund’s Agreement and Declaration of Trust and Bylaws (collectively, as amended from time to time, “Organizational Documents”); (ii) the Fund CompanyFund’s current Registration Statement, as amended or supplemented, filed with the U.S. Securities and Exchange Commission (“SEC”) pursuant to the Securities Act of 1933, as amended (the “Securities Act”), and/or the 1940 Act (the “Registration Statement”); (iii) the current Prospectus and Statement of Additional Information (collectively, as currently in effect and as amended or supplemented, the “Prospectus”) in place for each of the Funds covered by this AgreementFund; (iv) each plan of distribution or similar document that may be adopted by the Fund Company under Rule 12b-1 under the 1940 Act and each current shareholder service plan or similar document adopted by the Fund Company with respect to any or all of its FundsFund; (v) copies of the Fund CompanyFund’s current annual and semi-annual reports to shareholders; and (vi) all compliance and risk management policies, programs and procedures adopted by the Fund Company with respect to the FundsFund. The Fund Company shall deliver to Foreside a certified copy of the resolution of the Board of Trustees of the Fund Company (the Fund(the “Board”) appointing the CCO and authorizing the execution and delivery of this Agreement. In addition, the Fund Company shall deliver, or cause to deliver, to Foreside upon Foreside’s reasonable request any other documents that would enable Foreside to perform the services described in this Agreement.

PROVISION OF CCO; DELIVERY OF DOCUMENTS. (a) Foreside hereby agrees to provide a Chief Compliance Officer (“CCO”), as described in Rule 38a-1 of the 1940 Act (“Rule 38a-1”), to the each Fund Company for the period and on the terms and conditions set forth in this Agreement. (b) In connection therewith, the each Fund Company has delivered to Foreside copies of, and shall promptly furnish Foreside with all amendments of or supplements to: (i) the such Fund Company’s Declaration of Trust and Bylaws (collectively, as amended from time to time, “Organizational Documents”); (ii) the such Fund Company’s current Registration Statement, as amended or supplemented, filed with the U.S. Securities and Exchange Commission (“SEC”) pursuant to the Securities Act of 1933, as amended (the “Securities Act”), and/or the 1940 Act (the “Registration Statement”); (iii) the current Prospectus and Statement of Additional Information (collectively, as currently in effect and as amended or supplemented, the “Prospectus”) ), if any, or Private Offering Memorandum in place for each of the Funds covered by this Agreementsuch Fund Company; (iv) each plan of distribution or similar document that may be adopted by the such Fund Company under Rule 12b-1 under the 1940 Act and each current shareholder service plan or similar document adopted by the such Fund Company with respect to any or all of its FundsCompany; (v) copies of the such Fund Company’s current annual and semi-annual reports to shareholders; and (vi) all compliance and risk management policies, programs and procedures adopted by the such Fund Company with respect to the FundsCompany. The Each Fund Company shall deliver to Foreside a certified copy of the resolution of the Board of Trustees of the such Fund Company (the “Board”) appointing the CCO and authorizing the execution and delivery of this Agreement. In addition, the each Fund Company shall deliver, or cause to deliver, to Foreside upon Foreside’s reasonable request any other documents that would enable Foreside to perform the services described in this Agreement.

PROVISION OF CCO; DELIVERY OF DOCUMENTS. (a) Foreside Accredence hereby agrees to provide a Chief Compliance Officer (“CCO”), as described in Rule 38a-1 of the 1940 Act (“Rule 38a-1”), to the Fund Company for the period and on the terms and conditions set forth in this Agreement. (b) In connection therewith, the Fund Company has delivered to Foreside Accredence copies of, and shall promptly furnish Foreside Accredence with all amendments of or supplements to: (i) the Fund Company’s Agreement and Declaration of Trust and Bylaws (collectively, as amended from time to time, “Organizational Documents”); (ii) the Fund Company’s current Registration Statement, as amended or supplemented, filed with the U.S. Securities and Exchange Commission (“SEC”) pursuant to the Securities Act of 1933, as amended (the “Securities Act”), and/or the 1940 Act (the “Registration Statement”); (iii) the current Prospectus and Statement of Additional Information (collectively, as currently in effect and as amended or supplemented, the “Prospectus”) in place for each of the Funds covered by this Agreement; (iv) each plan of distribution or similar document that may be adopted by the Fund Company under Rule 12b-1 under the 1940 Act and each current shareholder service plan or similar document adopted by the Fund Company with respect to any or all of its Funds; (v) copies of the Fund Company’s current annual and semi-annual reports to shareholders; and (vi) all compliance and risk management policies, programs and procedures adopted by the Fund Company with respect to the Funds. The Fund Company shall deliver to Foreside Accredence a certified copy of the resolution of the Board of Trustees of the Fund Company (the “Board”) appointing the CCO and authorizing the execution and delivery of this Agreement. In addition, the Fund Company shall deliver, or cause to deliver, to Foreside Accredence upon ForesideAccredence’s reasonable request any other documents that would enable Foreside Accredence to perform the services described in this Agreement.

PROVISION OF CCO; DELIVERY OF DOCUMENTS. (a) Foreside M3Sixty hereby agrees to provide a Chief Compliance Officer (“CCO”), as described in Rule 38a-1 38a-l of the 1940 Act (“Rule 38a-138a- l”) under the Investment Company Act of 1940, as amended (the “1940 Act”), to the Fund Company for the period and on the terms and conditions set forth in this Agreement. (b) . In connection therewith, the Fund Company has delivered to Foreside M3Sixty copies of, and shall promptly furnish Foreside M3Sixty with all amendments of or supplements to: (i) the Fund CompanyTrust’s Declaration of Trust and Bylaws (collectively, as amended from time to time, “Organizational Documents”); (ii) the Fund CompanyFund’s current Registration Statement, as amended or supplemented, filed with the U.S. Securities and Exchange Commission (“SEC”) pursuant to the Securities Act of 1933, as amended (the “Securities Act”), and/or the 1940 Act (the “Registration Statement”); (iii) the current Prospectus and Statement of Additional Information (collectively, as currently in effect and as amended or supplemented, the “Prospectus”) ), if any, or Private Offering Memorandum in place for each of the Funds Fund covered by this Agreement; (iv) each plan of distribution or similar document that may be adopted by the Fund Company under Rule 12b-1 12b-l under the 1940 Act and each current shareholder service plan or similar document adopted by the Fund Company with respect to any or all of its Fundsthe Fund; (v) copies of the Fund CompanyFund’s current annual and semi-annual reports to shareholders; and (vi) all compliance and risk management policies, programs and procedures adopted by the Fund Company with respect to the FundsFund. The Fund Company shall deliver to Foreside M3Sixty a certified copy of the resolution of the Board of Trustees of the Fund Company (the “Board”) or minutes from the applicable board meeting appointing the CCO and authorizing the execution and delivery of this Agreement. In addition, the Fund Company shall deliver, or cause to deliver, to Foreside M3Sixty upon ForesideM3Sixty’s reasonable request any other documents that would enable Foreside M3Sixty to perform the services described in this Agreement. 1 | P a g e

PROVISION OF CCO; DELIVERY OF DOCUMENTS. (a) Foreside hereby agrees to provide a Chief Compliance Officer (“CCO”), as described in Rule 38a-1 38a-l of the 1940 Act (“Rule 38a-138a-l”), to the Fund Company for the period and on the terms and conditions set forth in this Agreement. (b) In connection therewith, the Fund Company has delivered to Foreside copies of, and shall promptly furnish Foreside with all amendments of or supplements to: (i) the Fund CompanyFund’s Declaration of Trust and Bylaws (collectively, as amended from time to time, “Organizational Documents”); (ii) the Fund CompanyFund’s current Registration Statement, as amended or supplemented, filed with the U.S. Securities and Exchange Commission (“SEC”) pursuant to the Securities Act of 1933, as amended (the “Securities Act”), and/or the 1940 Act (the “Registration Statement”); (iii) the current Prospectus and Statement of Additional Information (collectively, as currently in effect and as amended or supplemented, the “Prospectus”) ), if any, or Private Offering Memorandum in place for each of the Funds Fund covered by this Agreement; (iv) each plan of distribution or similar document that may be adopted by the Fund Company under Rule 12b-1 12b-l under the 1940 Act and each current shareholder service plan or similar document adopted by the Fund Company with respect to any or all of its Fundsthe Fund; (v) copies of the Fund CompanyFund’s current annual and semi-annual reports to shareholders; and (vi) all compliance and risk management policies, programs and procedures adopted by the Fund Company with respect to the FundsFund. The Fund Company shall deliver to Foreside a certified copy of the resolution of the Board of Trustees of the Fund Company (the “Board”) appointing the CCO and authorizing the execution and delivery of this Agreement. In addition, the Fund Company shall deliver, or cause to deliver, to Foreside upon Foreside’s reasonable request any other documents that would enable Foreside to perform the services described in this Agreement.