Common use of PROVISION OF CERTAIN INFORMATION Clause in Contracts

PROVISION OF CERTAIN INFORMATION. a. The Subadviser will promptly notify the Adviser in writing of the occurrence of any of the following events: i. the Subadviser fails to be registered as an investment adviser under the Investment Advisers Act or under the laws of any jurisdiction in which the Subadviser is required to be registered as an investment adviser in order to perform its obligations under this Agreement; ii. the Subadviser is served or otherwise receives notice of any action, suit, proceeding, inquiry or investigation, at law or in equity, before or by any court, public board or body, involving the affairs of the Trust; and iii. any change in actual control or management of the Subadviser or the portfolio manager responsible for coordinating the day-to-day management of the Fund. b. The Adviser shall furnish to the Subadviser copies of the following documents: i. the resolutions of the Trust’s Board approving the engagement of the Subadviser as a subadviser to the Fund and approving the form of this Agreement; ii. current copies of the registration statement, Prospectus and Statement of Additional Information of the Trust relating to the Fund; iii. resolutions, policies and procedures adopted by the Trust’s Board in respect of the management or operation of the Portfolio; and iv. a list of affiliated brokers and underwriters and other affiliates for compliance with applicable provisions of the Investment Company Act. The Adviser shall furnish the Subadviser from time to time with copies of all amendments of or supplements to the foregoing, if any.

PROVISION OF CERTAIN INFORMATION. a. The Subadviser will promptly notify the Adviser in writing of the occurrence of any of the following events: i. the Subadviser fails to be registered as an investment adviser under the Investment Advisers Act or under the laws of any jurisdiction in which the Subadviser is required to be registered as an investment adviser in order to perform its obligations under this Agreement; ii. the Subadviser is served or otherwise receives notice of any action, suit, proceeding, inquiry or investigation, at law or in equity, before or by any court, public board or body, involving the affairs of the Trust; and iii. any change in actual control or management of the Subadviser or the portfolio manager responsible for coordinating the day-to-day management of the Fund. b. The Adviser shall furnish to the Subadviser copies of the following documents: i. the resolutions of the Trust’s 's Board approving the engagement of the Subadviser as a subadviser to the Fund and approving the form of this Agreement; ii. current copies of the registration statement, Prospectus and Statement of Additional Information of the Trust relating to the Fund; iii. resolutions, policies and procedures adopted by the Trust’s 's Board in respect of the management or operation of the Portfolio; and iv. a list of affiliated brokers and underwriters and other affiliates for compliance with applicable provisions of the Investment Company Act. The Adviser shall furnish the Subadviser from time to time with copies of all amendments of or supplements to the foregoing, if any.