Common use of PROVISION OF INVESTMENT AND ANCILLARY SERVICES Clause in Contracts

PROVISION OF INVESTMENT AND ANCILLARY SERVICES. The Company is authorised to provide Investment and Ancillary Services (hereafter the “Services”) in accordance with the provisions of the Investment Services and Activities and Regulated Markets Law 87(I)/2017 (the “Law”) and the Prevention and Suppression of Money Laundering and Terrorist Financing Laws of 2007-2018 (the “AML Law”). The Company is authorised by the Cyprus Security and Exchange Commission (“CySEC”) which is the competent authority of the Republic of Cyprus for the authorisation and supervision of investment firms. CySEC’s address is 00 Xxxxxxxx Xxxxxx, 0000 Xxxxxxx, Xxxxxx and relevant details can be found here. The Company is authorised to provide the following Services as per its license number CIF315/16, which is published onto CySEC’s website and available here. Investment Services: a. Reception and Transmission of orders in relation to one or more financial instruments; and b. Execution of orders on behalf of clients. Ancillary Services: a. Safekeeping and administration of financial instruments, including custodianship and related services; b. Foreign exchange services where these are connected to the provision of investment services. In addition to the above, it is noted that the Company is not acting through a tied agent.

Appears in 2 contracts

Samples: Client Agreement, Client Agreement

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PROVISION OF INVESTMENT AND ANCILLARY SERVICES. The Company is authorised to provide Investment and Ancillary Services (hereafter the “Services”) in accordance with the provisions of the Investment Services and Activities and Regulated Markets Law 87(I)/2017 (the “Law”) and the Prevention and Suppression of Money Laundering and Terrorist Financing Laws of 2007-2018 (the “AML Law”). The Company is authorised by the Cyprus Security and Exchange Commission (“CySEC”) which is the competent authority of the Republic of Cyprus for the authorisation and supervision of investment firms. CySEC’s address is 00 Xxxxxxxx Xxxxxx, 0000 Xxxxxxx, Xxxxxx and relevant details can be found here. The Company is authorised to provide the following Services as per its license number CIF315/16CIF269/15, which is published onto CySEC’s website and available here. : Investment Services: a. Reception and Transmission of orders in relation to one or more financial instruments; and b. Execution of orders on behalf of clients. Ancillary Services: a. Safekeeping and administration of financial instruments, including custodianship and related services; b. Granting credits or loans to one or more financial instruments, where the firm granting the credit or loan is involved in the transaction; and c. Foreign exchange services where these are connected to the provision of investment services. In addition to the above, it is noted that the Company is not acting through a tied agent.

Appears in 1 contract

Samples: Client Agreement

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PROVISION OF INVESTMENT AND ANCILLARY SERVICES. The Company is authorised to provide Investment and Ancillary Services (hereafter the “Services”) in accordance with the provisions of the Investment Services and Activities and Regulated Markets Law 87(I)/2017 (the “Law”) and the Prevention and Suppression of Money Laundering and Terrorist Financing Laws of 2007-2018 (the AML Law”). The Company is authorised by the Cyprus Security and Exchange Commission (“CySEC“ CySEC ”) which is the competent authority of the Republic of Cyprus for the authorisation and supervision of investment firms. CySEC’s address is 00 Xxxxxxxx Xxxxxx, 0000 Xxxxxxx, Xxxxxx and relevant details can be found here. The Company is authorised to provide the following Services as per its license number CIF315/16CIF269/15, which is published onto CySEC’s website and available here. : Investment Services: a. Reception and Transmission of orders in relation to one or more financial instruments; and b. Execution of orders on behalf of clients. Ancillary Services: a. Safekeeping and administration of financial instruments, including custodianship and related services; b. Granting credits or loans to one or more financial instruments, where the firm granting the credit or loan is involved in the transaction; and c. Foreign exchange services where these are connected to the provision of investment services. In addition to the above, it is noted that the Company is not acting through a tied agent.

Appears in 1 contract

Samples: Client Agreement

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