Common use of Provision of Shareholder Services Clause in Contracts

Provision of Shareholder Services. (a) You agree to provide the following administrative support services to your Customers who may from time to time beneficially own Shares:1 (i) aggregating and processing purchase and redemption requests for Shares from Customers and transmitting promptly net purchase and redemption orders to our distributor or transfer agent; (ii) providing Customers with a service that invests the assets of their accounts in Shares pursuant to specific or pre-authorized instructions; (iii) processing dividend and distribution payments from Nations Fund on behalf of Customers; (iv) providing information periodically to Customers showing their positions in Shares; (v) arranging for bank wires; (vi) responding to Customers' inquiries concerning their investment in Shares; (vii) providing subaccounting with respect to Shares beneficially owned by Customers or the information to us necessary for subaccounting; (viii) if required by law, forwarding shareholder communications from us (such as proxies, shareholder reports, annual and semi-annual financial statements and dividend, distribution and tax notices) to Customers; (ix) forwarding to Customers proxy statements and proxies containing any proposals regarding this Agreement; (x) general shareholder liaison services; and (xi) providing such other similar services as we may reasonably request to the extent you are permitted to do so under applicable statutes, rules or regulations. (b) All services rendered hereunder by you shall be performed in a professional, competent and timely manner. (c) You will provide such office space and equipment, telephone facilities and personnel (which may be any part of the space, equipment and facilities currently used in your business, or any personnel employed by you) as may be reasonably necessary or beneficial in order to provide the administrative support services contemplated hereby. You and your employees will, upon request, be available during normal business hours to consult with us or our designees concerning the performance of your responsibilities under this Agreement. ---------------------------- 1 Services may be modified or omitted in the particular case and items relettered or renumbered. (d) By your written acceptance of this Agreement, you represent, warrant and agree that in no event will any of the services provided by you hereunder be primarily intended to result in the sale of any shares issued by us.

Appears in 1 contract

Samples: Shareholder Servicing Agreement (Nations Fund Portfolios Inc)

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Provision of Shareholder Services. (a) You agree to provide the following administrative support services to your Customers who may from time to time beneficially own Shares:1Shares: (i) aggregating and processing purchase and redemption requests for Shares from Customers and transmitting promptly net purchase and redemption orders to our distributor or transfer agent; (ii) providing Customers with a service that invests the assets of their accounts in Shares pursuant to specific or pre-authorized instructions; (iii) processing dividend and distribution payments from Nations Fund on behalf of Customers; (iv) providing information periodically to Customers showing their positions in Shares; (v) arranging for bank wires; (vi) responding to Customers' inquiries concerning their investment in Shares; (vii) providing subaccounting with respect to Shares beneficially owned by Customers or the information to us necessary for subaccounting; (viii) if required by law, forwarding shareholder communications from us (such as proxies, shareholder reports, annual and semi-annual financial statements and dividend, distribution and tax notices) to Customers; (ix) forwarding to Customers proxy statements and proxies containing any proposals regarding this Agreement; (x) employee benefit plan recordkeeping, administration, custody and trustee services; (xi) general shareholder liaison services; and (xixii) providing such other similar services as we may reasonably request to the extent you are permitted to do so under applicable statutes, rules or regulations. (b) All services rendered hereunder by you shall be performed in a professional, competent and timely manner. (c) You will provide such office space and equipment, telephone facilities and personnel (which may be any part of the space, equipment and facilities currently used in your business, or any personnel employed by you) as may be reasonably necessary or beneficial in order ---------------- 1 Services may be modified or omitted in the particular case and items relettered or renumbered. to provide the administrative support services contemplated hereby. You and your employees will, upon request, be available during normal business hours to consult with us or our designees concerning the performance of your responsibilities under this Agreement. ---------------------------- 1 Services may be modified or omitted in the particular case and items relettered or renumbered. (d) By your written acceptance of this Agreement, you represent, warrant and agree that in no event will any of the services provided by you hereunder be primarily intended to result in the sale of any shares issued by us.

Appears in 1 contract

Samples: Shareholder Administration Agreement (Nations Fund Inc)

Provision of Shareholder Services. (a) You agree to provide some or all of the following administrative support services to your Customers who may from time to time beneficially own Shares:1Shares: (i) aggregating and processing purchase and redemption requests for Shares from Customers and transmitting promptly net purchase and redemption orders to our distributor or transfer agentagent ("Transfer Agent") in the manner and at the times we direct and in accordance with the Funds' Prospectuses (as defined below); (ii) providing Customers with a service that invests the assets of their accounts in Shares pursuant to specific or pre-authorized instructions; (iii) processing dividend and distribution payments from Nations Fund Funds on behalf of Customers; (iv) providing information periodically to Customers showing their positions in Shares; (v) arranging for bank wires; (vi) responding to Customers' inquiries concerning their investment in Shares; (vii) providing subaccounting with respect to Shares beneficially owned by Customers or the information to us necessary for subaccounting; (viii) if required by law, forwarding shareholder communications from us (such as proxies, shareholder reports, annual and semi-annual financial statements statements, and dividend, distribution and tax notices) to Customers; (ix) forwarding to Customers proxy statements and proxies containing any proposals regarding this Agreement; (x) general shareholder liaison services; and (xi) providing such other similar services as we may reasonably request to the extent you are permitted to do so under applicable statutes, rules or regulations. (b) All You shall perform all such services rendered hereunder by you shall be performed in a professional, competent and timely manner. (c) You will provide such office space and equipment, telephone facilities and personnel (which may be any part of the space, equipment and facilities currently used in your business, or any personnel employed by you) as may be reasonably necessary or beneficial in order to provide the administrative support services contemplated hereby. You and your employees will, upon request, be available during normal business hours to consult with us or our designees concerning the performance of your responsibilities under this Agreement. ---------------------------- 1 Services may be modified or omitted in the particular case and items relettered or renumbered. (d) By your written acceptance of this Agreement, you You represent, warrant and agree that in no event will any of the services provided by you hereunder be described in Section 1(a) of this Agreement are primarily intended to result in provide administrative support to your Customers who own shares of the sale of any Funds, not to sell shares issued by us. (e) You will act solely as agent or, upon the order of, and for the account of, your Customers. You represent and warrant that you have full authority to act on behalf of each Customer and will act only in accordance with the scope of your authority when acting on behalf of the Customer.

Appears in 1 contract

Samples: Shareholder Servicing Agreement (Columbia Funds Variable Trust I)

Provision of Shareholder Services. (a) You agree to provide the following administrative support services to your Customers who may from time to time beneficially own Shares:1Shares: (i) aggregating and processing purchase and redemption requests for Shares from Customers and transmitting promptly net purchase and redemption orders to our distributor or transfer agent; (ii) providing Customers with a service that invests the assets of their accounts in Shares pursuant to specific or pre-authorized instructions; (iii) processing dividend and distribution payments from Nations Fund on behalf of Customers; (iv) providing information periodically to Customers showing their positions in Shares; (v) arranging for bank wires; (vi) responding to Customers' inquiries concerning their investment in Shares; (vii) providing subaccounting with respect to Shares beneficially owned by Customers or the information to us necessary for subaccounting; (viii) if required by law, forwarding shareholder communications from us (such as proxies, shareholder reports, annual and semi-annual financial statements and dividend, distribution and tax notices) to Customers; (ix) forwarding to Customers proxy statements and proxies containing any proposals regarding this Agreement; (x) employee benefit plan recordkeeping, administration, custody and trustee services; (xi) general shareholder liaison services; and (xixii) providing such other similar services as we may reasonably request to the extent you are permitted to do so under applicable statutes, rules or regulations. (b) All services rendered hereunder by you shall be performed in a professional, competent and timely manner. (c) You will provide such office space and equipment, telephone facilities and personnel (which may be any part of the space, equipment and facilities currently used in your business, or any personnel employed by you) as may be reasonably necessary or beneficial in order ----------------------- 1 Services may be modified or omitted in the particular case and items relettered or renumbered. to provide the administrative support services contemplated hereby. You and your employees will, upon request, be available during normal business hours to consult with us or our designees concerning the performance of your responsibilities under this Agreement. ---------------------------- 1 Services may be modified or omitted in the particular case and items relettered or renumbered. (d) By your written acceptance of this Agreement, you represent, warrant and agree that in no event will any of the services provided by you hereunder be primarily intended to result in the sale of any shares issued by us.

Appears in 1 contract

Samples: Shareholder Administration Agreement (Nations Fund Portfolios Inc)

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Provision of Shareholder Services. (a) You agree to provide the following administrative support services to your Customers who may from time to time beneficially own Shares:1 (i) aggregating and processing purchase and redemption requests for Shares from Customers and transmitting promptly net purchase and redemption orders to our distributor or transfer agent; (ii) providing Customers with a service that invests the assets of their accounts in Shares pursuant to specific or pre-authorized instructions; (iii) processing dividend and distribution payments from Nations Fund on behalf of Customers; (iv) providing information periodically to Customers showing their positions in Shares; (v) arranging for bank wires; (vi) responding to Customers' inquiries concerning their investment in Shares; (vii) providing subaccounting with respect to Shares beneficially owned by Customers or the information to us necessary for subaccounting; (viii) if required by law, forwarding shareholder communications from us (such as proxies, shareholder reports, annual and semi-annual financial statements and dividend, distribution and tax notices) to Customers; (ix) forwarding to Customers proxy statements and proxies containing any proposals regarding this Agreement; (x) employee benefit plan recordkeeping, administration, custody and trustee services; (xi) general shareholder liaison services; and (xixii) providing such other similar services as we may reasonably request to the extent you are permitted to do so under applicable statutes, rules or regulations. (b) All services rendered hereunder by you shall be performed in a professional, competent and timely manner. (c) You will provide such office space and equipment, telephone facilities and personnel (which may be any part of the space, equipment and facilities currently used in your business, or any personnel employed by you) as may be reasonably necessary or beneficial in ------------------------- 1 Services may be modified or omitted in the particular case and items relettered or renumbered. order to provide the administrative support services contemplated hereby. You and your employees will, upon request, be available during normal business hours to consult with us or our designees concerning the performance of your responsibilities under this Agreement. ---------------------------- 1 Services may be modified or omitted in the particular case and items relettered or renumbered. (d) By your written acceptance of this Agreement, you represent, warrant and agree that in no event will any of the services provided by you hereunder be primarily intended to result in the sale of any shares issued by us.

Appears in 1 contract

Samples: Shareholder Administration Agreement (Nations Fund Trust)

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