Public Materials. All materials intended for public dissemination which are distributed or made available by the Funds to UBS-FS personnel have been submitted to and cleared by the United States Securities and Exchange Commission or the Financial Industry Regulatory Authority (“FINRA”), as appropriate for use by a FINRA member, and comply with applicable laws, rules, and regulations.
Appears in 3 contracts
Samples: Distributor Agreement (U.S. Monthly Income Fund for Puerto Rico Residents, Inc.), Distributor Agreement (Short Term Investment Fund for Puerto Rico Residents, Inc.), Distributor Agreement (U.S. Monthly Income Fund for Puerto Rico Residents, Inc.)
Public Materials. All materials intended for public dissemination which are distributed or made available by the Funds Distributor to UBS-FS personnel have been submitted to and cleared by the United States Securities and Exchange Commission or the Financial Industry Regulatory Authority (“FINRA”), as appropriate for use by a FINRA member, and comply with applicable laws, rules, and regulations.
Appears in 1 contract
Samples: Selling Agreement (UBS Series Funds)
Public Materials. All materials intended for public dissemination which are distributed or made available by the Funds Distributor to UBS-FS personnel have been submitted to and cleared by the United States Securities and Exchange Commission or the Financial Industry Regulatory Authority (“FINRA”), as appropriate for use by a FINRA member, and comply with applicable laws, rules, rules and regulations.
Appears in 1 contract
