Common use of Purpose; Incorporation by Reference of Auction Procedures and Settlement Procedures Clause in Contracts

Purpose; Incorporation by Reference of Auction Procedures and Settlement Procedures. (a) On each Auction Date, the provisions of the Auction Procedures will be followed by the Auction Agent for the purpose of determining the Applicable Rate for the AMPS, for each Dividend Period. Each periodic operation of such procedures is hereinafter referred to as an "Auction." (b) All of the provisions contained in the Auction Procedures and Settlement are incorporated herein by reference in their entirety and shall be deemed to be a part of this Agreement to the same extent as if such provisions were set forth fully herein. (c) BD agrees to act as, and assumes the obligations of and limitations and restrictions placed upon, a Broker-Dealer under this Agreement and to follow the Auction Procedures. BD understands that other Persons meeting the requirements specified in the definition of "Broker-Dealer" contained in paragraph 18 of the Definitions Section of the Statement may execute a Broker-Dealer Agreement and participate as Broker-Dealers in Auctions. (d) BD and other Broker-Dealers may participate in Auctions for their own accounts. However, the Trust, by notice to BD and all other Broker-Dealers, may prohibit all Broker-Dealers from submitting Bids in Auctions for their own accounts, provided that Broker-Dealers may continue to submit Hold Orders and Sell Orders. The Auction Agent shall be under no duty to monitor compliance by Broker Dealers with respect to any notice furnished pursuant to this Section 3.1(d).

Purpose; Incorporation by Reference of Auction Procedures and Settlement Procedures. (a) On each Auction Date, the provisions of the Auction Procedures will be followed by the Auction Agent for the purpose of determining the Applicable Rate for the AMPS, AMPS for each Dividend Period. Each periodic operation of such procedures is hereinafter referred to as an "Auction." (b) All of the provisions contained in the Auction Procedures and the Settlement Procedures are incorporated herein by reference in their entirety and shall be deemed to be a part of this Agreement to the same extent as if such provisions were set forth fully herein. (c) BD agrees to act as, and assumes the obligations of and limitations and restrictions placed upon, a Broker-Dealer under this Agreement and to follow the Auction ProceduresAgreement. BD understands that other Persons meeting the requirements specified in the definition of "Broker-Dealer" contained in paragraph 18 Definition (o) proceeding Part I of the Definitions Section of the Statement Articles Supplementary may execute a Broker-Dealer Agreement and participate as Broker-Dealers in Auctions. (d) BD and other Broker-Dealers may participate in Auctions for their own accountsaccounts provided they are not Affiliates of the Fund. However, the TrustFund, by notice to BD and all other Broker-Broker Dealers, may prohibit all Broker-Dealers from submitting Bids in Auctions for their own accounts, provided PROVIDED that Broker-Dealers may continue to submit Hold Orders and Sell Orders. The Auction Agent shall be under no duty to monitor compliance by Broker Dealers with respect to any notice furnished pursuant to this Section 3.1(d).

Purpose; Incorporation by Reference of Auction Procedures and Settlement Procedures. (a) On each Auction Date, the provisions of the Auction Procedures will be followed by the Auction Agent for the purpose of determining the Applicable Rate for the AMPSPreferred Shares, for each Dividend Period. Each periodic operation of such procedures is hereinafter referred to as an "Auction." (b) All of the provisions contained in the Auction Procedures and the Settlement Procedures are incorporated herein by reference in their entirety and shall be deemed to be a part of this Agreement to the same extent as if such provisions were set forth fully herein. (c) BD agrees to act as, and assumes the obligations of and limitations and restrictions placed upon, a Broker-Dealer under this Agreement and to follow the Auction ProceduresAgreement. BD understands that other Persons meeting the requirements specified in the definition of "Broker-Dealer" contained in paragraph 18 of the Definitions Section of the Statement of Preferences may execute a Broker-Dealer Agreement and participate as Broker-Dealers in Auctions. (d) BD and other Broker-Dealers may participate in Auctions for their own accounts. However, the TrustFund, by notice to BD and all other Broker-Broker Dealers, may prohibit all Broker-Dealers from submitting Bids in Auctions for their own accounts, provided that Broker-Dealers may continue to submit Hold Orders and Sell Orders. The Auction Agent shall be under no duty to monitor compliance by Broker Dealers with respect to any notice furnished pursuant to this Section 3.1(d).

Purpose; Incorporation by Reference of Auction Procedures and Settlement Procedures. (a) On each Auction Date, the provisions of the Auction Procedures will be followed by the Auction Agent for the purpose of determining the Applicable Rate for the AMPSAPS, for each Dividend Period. Each periodic operation of such procedures is hereinafter referred to as an "Auction." (b) All of the provisions contained in the Auction Procedures and the Settlement Procedures are incorporated herein by reference in their entirety and shall be deemed to be a part of this Agreement to the same extent as if such provisions were set forth fully herein. (c) BD agrees to act as, and assumes the obligations of and limitations and restrictions placed upon, a Broker-Dealer under this Agreement and to follow the Auction ProceduresAgreement. BD understands that other Persons meeting the requirements specified in the definition of "Broker-Dealer" contained in paragraph 18 of the Definitions Section of the Statement of Preferences may execute a Broker-Dealer Agreement and participate as Broker-Dealers in Auctions. (d) BD and other Broker-Dealers may participate in Auctions for their own accounts. However, the TrustFund, by notice to BD and all other Broker-Broker Dealers, may prohibit all Broker-Dealers from submitting Bids in Auctions for their own accounts, provided that Broker-Dealers may continue to submit Hold Orders and Sell Orders. The Auction Agent shall be under no duty to monitor compliance by Broker Dealers with respect to any notice furnished pursuant to this Section 3.1(d).

Purpose; Incorporation by Reference of Auction Procedures and Settlement Procedures. (a) On each Auction Date, the provisions of the Auction Procedures will be followed by the Auction Agent for the purpose of determining the Applicable Rate for the AMPS, AMPS for each Dividend Period. Each periodic operation of such procedures is hereinafter referred to as an "Auction." (b) All of the provisions contained in the Auction Procedures and the Settlement Procedures are incorporated herein by reference in their entirety and shall be deemed to be a part of this Agreement to the same extent as if such provisions were set forth fully herein. (c) BD agrees to act as, and assumes the obligations of and limitations and restrictions placed upon, a Broker-Dealer under this Agreement and to follow the Auction ProceduresAgreement. BD understands that other Persons meeting the requirements specified in the definition of "Broker-Dealer" contained in paragraph 18 Section 11.1(a) of the Definitions Section of the Statement Amended Bylaws may execute a Broker-Dealer Agreement and participate as Broker-Dealers in Auctions. (d) BD and other Broker-Dealers may participate in Auctions for their own accountsaccounts provided they are not Affiliates of the Fund. However, the TrustFund, by notice to BD and all other Broker-Dealers, may prohibit all Broker-Dealers from submitting Bids in at Auctions for their own accounts, provided that Broker-Dealers Dealer may continue to submit Hold Orders and Sell Orders. The Auction Agent shall be under no duty to monitor compliance by Broker Dealers with respect to any notice furnished pursuant to this Section 3.1(d).

Purpose; Incorporation by Reference of Auction Procedures and Settlement Procedures. (a) On each Auction Date, the provisions of the Auction Procedures will be followed by the Auction Agent for the purpose of determining the Applicable Rate for the AMPS, AMPS for each Dividend Period. Each periodic operation of such procedures is hereinafter referred to as an "“Auction."” (b) All of the provisions contained in the Auction Procedures and the Settlement Procedures are incorporated herein by reference in their entirety and shall be deemed to be a part of this Agreement to the same extent as if such provisions were set forth fully herein. (c) BD agrees to act as, and assumes the obligations of and limitations and restrictions placed upon, a Broker-Dealer under this Agreement and to follow the Auction ProceduresAgreement. BD understands that other Persons meeting the requirements specified in the definition of "“Broker-Dealer" ” contained in paragraph 18 Section 11.1(a) of the Definitions Section of the Statement Amended Bylaws may execute a Broker-Dealer Agreement and participate as Broker-Dealers in Auctions. (d) BD and other Broker-Dealers may participate in Auctions for their own accountsaccounts provided they are not Affiliates of the Fund. However, the TrustFund, by notice to BD and all other Broker-Dealers, may prohibit all Broker-Dealers from submitting Bids in at Auctions for their own accounts, provided that Broker-Dealers Dealer may continue to submit Hold Orders and Sell Orders. The Auction Agent shall be under no duty to monitor compliance by Broker Dealers with respect to any notice furnished pursuant to this Section 3.1(d).

Purpose; Incorporation by Reference of Auction Procedures and Settlement Procedures. (a) On each Auction Date, the provisions of the Auction Procedures will be followed by the Auction Agent for the purpose of determining the Applicable Rate for the AMPSPreferred Shares, for each Dividend Period. Each periodic operation of such procedures is hereinafter referred to as an "Auction." (b) All of the provisions contained in the Auction Procedures and the Settlement Procedures are incorporated herein by reference in their entirety and shall be deemed to be a part of this Agreement to the same extent as if such provisions were set forth fully herein. (c) BD UBS WARBURG agrees to act as, and assumes the obligations of and limitations and restrictions placed upon, a Broker-Dealer under this Agreement and to follow the Auction ProceduresAgreement. BD UBS WARBURG understands that other Persons meeting the requirements specified in the definition of "Broker-Dealer" contained in paragraph 18 Section 17 of Part I of the Definitions Section of the Statement Articles Supplementary may execute a Broker-Dealer Agreement and participate as Broker-Dealers in Auctions. (d) BD UBS WARBURG and other Broker-Dealers may participate in Auctions for their own accounts. However, the TrustFund, by notice to BD UBS WARBURG and all other Broker-Dealers, may prohibit all Broker-Dealers from submitting Bids in Auctions for their own accounts, provided that Broker-Dealers may continue to submit Hold Orders and Sell Orders. The Auction Agent shall be under have no duty to monitor compliance by Broker Dealers or liability with respect to any notice furnished pursuant to the enforcement of this Section 3.1(d).

Purpose; Incorporation by Reference of Auction Procedures and Settlement Procedures. (a) On each the Auction Date, the provisions of the Auction Procedures will be followed by the Auction Agent for the purpose of determining the Applicable Rate for the AMPSAPS, for each the next Dividend PeriodPeriod therefor. Each periodic operation of such procedures is hereinafter referred to as an "Auction." (b) All of the provisions contained in the Auction Procedures and the Settlement Procedures are incorporated herein by reference in their entirety and shall be deemed to be a part of this Agreement to the same extent as if such provisions were set forth fully herein. In the case of any conflict between the terms of any document incorporated herein by reference and the terms hereof, the Auction Agent is, subject to its obligations as set forth in Section 3.1, authorized to perform its duties according to the terms thereof, and shall have no liability for so doing. (c) BD agrees to act as, and assumes the obligations of and limitations and restrictions placed upon, a Broker-Dealer under this Agreement and to follow the Auction ProceduresAgreement. BD understands that other Persons meeting the requirements specified in the definition of "Broker-Dealer" contained in paragraph 18 Part II, Section 1 of the Definitions Section Certificate of the Statement Designation may execute a Broker-Dealer Agreement and participate as Broker-Dealers in Auctions. (d) BD and other Broker-Dealers may participate in Auctions for their own accounts. However, the TrustCompany, by notice to BD and all other Broker-Broker Dealers, may prohibit all Broker-Dealers from submitting Bids in Auctions for their own accounts, provided that Broker-Dealers may continue to submit Hold Orders and Sell Orders. The Auction Agent shall be under have no duty to monitor compliance by Broker Dealers responsibility or liability in connection with respect to any notice furnished pursuant to this Section 3.1(dsection 2.1(d).

Purpose; Incorporation by Reference of Auction Procedures and Settlement Procedures. (a) On each Auction Date, the provisions of the Auction Procedures will be followed by the Auction Agent for the purpose of determining the Applicable Rate for the AMPS, AMPS for each Dividend Rate Period. Each periodic operation of such procedures is hereinafter referred to as an "Auction." (b) All of the provisions contained in the Auction Procedures and the Settlement Procedures are incorporated herein by reference in their entirety and shall be deemed to be a part of this Agreement to the same extent as if such provisions were set forth fully herein. (c) BD agrees to act as, and assumes the obligations of and limitations and restrictions placed upon, a Broker-Dealer under this Agreement and to follow the Auction ProceduresAgreement. BD understands that other Persons meeting the requirements specified in the definition of "Broker-Dealer" contained in paragraph 18 Section 12.1 of the Definitions Section of the Statement Bylaws may execute a Broker-Dealer Agreement and participate as Broker-Dealers in Auctions. (d) BD and other Broker-Dealers may participate in Auctions for their own accounts. However, the TrustFund, by notice to BD and all other Broker-Dealers, may prohibit all Broker-Dealers from submitting Bids in Auctions for their own accounts, provided PROVIDED that Broker-Dealers may continue to submit Hold Orders and Sell Orders. The Auction Agent shall be under no duty to monitor compliance by Broker Dealers with respect to any notice furnished pursuant to this Section 3.1(d).

Purpose; Incorporation by Reference of Auction Procedures and Settlement Procedures. (a) On each the Auction Date, the provisions of the Auction Procedures will be followed by the Auction Agent for the purpose of determining the Applicable Rate for the AMPS, for each the next Dividend PeriodPeriod therefor. Each periodic operation of such procedures is hereinafter referred to as an "Auction." (b) All of the provisions contained in the Auction Procedures and the Settlement Procedures are incorporated herein by reference in their entirety and shall be deemed to be a part of this Agreement to the same extent as if such provisions were set forth fully herein. In the case of any conflict between the terms of any document incorporated herein by reference and the terms hereof, the Auction Agent is, subject to its obligations as set forth in Section 3.1, authorized to perform its duties according to the terms thereof, and shall have no liability for so doing. (c) BD agrees to act as, and assumes the obligations of and limitations and restrictions placed upon, a Broker-Dealer under this Agreement and to follow the Auction ProceduresAgreement. BD understands that other Persons meeting the requirements specified in the definition of "Broker-Dealer" contained in paragraph 18 Paragraph 1 of the Definitions Section Certificate of the Statement Designation may execute a Broker-Dealer Agreement and participate as Broker-Dealers in Auctions. (d) BD and other Broker-Dealers may participate in Auctions for their own accounts. However, the TrustCompany, by notice to BD and all other Broker-Broker Dealers, may prohibit all Broker-Dealers from submitting Bids in Auctions for their own accounts, provided that Broker-Dealers may continue to submit Hold Orders and Sell Orders. The Auction Agent shall be under have no duty to monitor compliance by Broker Dealers responsibility or liability in connection with respect to any notice furnished pursuant to this Section 3.1(dsection 2.1(d).

Purpose; Incorporation by Reference of Auction Procedures and Settlement Procedures. (a) On each Auction Date, the provisions of the Auction Procedures will be followed by the Auction Agent for the purpose of determining the Applicable Rate for the each series of AMPS, for each the next Dividend PeriodPeriod therefor. Each periodic operation of such procedures is hereinafter referred to as an "Auction." (b) All of the provisions contained in the Auction Procedures and in the Settlement Procedures are incorporated herein by reference in their entirety and shall be deemed to be a part of this Agreement to the same extent as if such provisions were set forth fully herein. In the case of any conflict between the terms of any document incorporated herein by reference and the terms hereof, the Auction Agent is, subject to its obligations as set forth in this Section 3.1, authorized to perform its duties according to the terms thereof, and shall have no liability for doing so. (c) BD agrees to act as, and assumes the obligations of and limitations and restrictions placed upon, a Broker-Dealer under this Agreement and to follow the Auction ProceduresAgreement. BD understands that other Persons meeting the requirements specified in the definition of "Broker-Dealer" contained in paragraph 18 Paragraph 1 of the Definitions Section of the Statement Articles/Certificates may execute a Broker-Dealer Agreement and participate as Broker-Dealers in Auctions. (d) BD and other Broker-Dealers may participate in Auctions for their own accounts. However, the Trusta Fund, by notice to BD and all other Broker-Broker Dealers, may prohibit all Broker-Dealers from submitting Bids in Auctions for their own accounts, provided that Broker-Dealers may continue to submit Hold Orders and Sell Orders. The Auction Agent shall be under have no duty to monitor compliance by Broker Dealers responsibility or liability in connection with respect to any notice furnished pursuant to this Section 3.1(d).

Purpose; Incorporation by Reference of Auction Procedures and Settlement Procedures. (a) On each Auction Date, the provisions of the Auction Procedures will be followed by the Auction Agent for the purpose of determining the Applicable Rate for the AMPS, Preferred Shares for each the next Dividend Period. Each periodic operation implementation of such procedures is hereinafter referred to as an "Auction." (b) " All of the provisions contained in the Auction Procedures and the Settlement Procedures are incorporated herein by reference in their entirety and shall be deemed to be a part of this Agreement to the same extent as if such provisions were fully set forth fully herein. (c) . BD agrees to act as, and assumes the obligations of and limitations and restrictions placed upon, a Broker-Dealer under this Agreement and to follow the Auction ProceduresAgreement. BD understands that other Persons meeting the requirements specified in the definition of "Broker-Dealer" contained in paragraph 18 Section 13 of Part I of the Definitions Section of the Statement Articles Supplementary may execute a Broker-Dealer Agreement and participate as Broker-Dealers in Auctions. (d) . BD acknowledges and other Broker-Dealers agrees that each provision of the Auction Procedures that requires BD to perform an obligation or procedure is hereby incorporated herein by reference and that this Agreement shall constitute the Corporation's instruction, and BD hereby agrees, to perform such obligations and procedures without further request by or instructions from the Corporation. BD may participate in Auctions for their its own accounts. Howeveraccount if it is not an affiliate of the Corporation, unless the Trust, by notice to BD and all other Broker-Dealers, may prohibit Corporation notifies all Broker-Dealers from submitting Bids that they may no longer do so, in Auctions for their own accounts, provided that Broker-Dealers which case BD may continue to submit Hold Orders and or Sell OrdersOrders for its own account. If BD is an affiliate of the Corporation, it may participate in Auctions, but not for its own account. The Auction Agent shall be under have no duty to monitor compliance by Broker Dealers whether or not the BD has complied with respect to any notice furnished pursuant to the provisions of this Section 3.1(d2.1(e).

Purpose; Incorporation by Reference of Auction Procedures and Settlement Procedures. (a) On each Auction Date, the provisions of the Auction Procedures will be followed by the Auction Agent for the purpose of determining the Applicable Rate for the each series of AMPS, for each the next Dividend PeriodPeriod therefor. Each periodic operation of such procedures is hereinafter referred to as an "Auction." (b) All of the provisions contained in the Auction Procedures and the Settlement Procedures are incorporated herein by reference in their entirety and shall be deemed to be a part of this Agreement to the same extent as if such provisions were set forth fully herein. In the case of any conflict between the terms of any document incorporated herein by reference and the terms hereof, the Auction Agent is, subject to its obligations as set forth in Section 3.1, authorized to perform its duties according to the terms thereof, and shall have no liability for so doing. (c) BD agrees to act as, and assumes the obligations of and limitations and restrictions placed upon, a Broker-Dealer under this Agreement and to follow the Auction ProceduresAgreement. BD understands that other Persons meeting the requirements specified in the definition of "Broker-Dealer" contained in paragraph 18 Paragraph 1 of the Definitions Section of the Statement Articles Supplementary may execute a Broker-Dealer Agreement and participate as Broker-Dealers in Auctions. (d) BD and other Broker-Dealers may participate in Auctions for their own accounts. However, the TrustCompany, by notice to BD and all other Broker-Broker Dealers, may prohibit all Broker-Dealers from submitting Bids in Auctions for their own accounts, provided that Broker-Dealers may continue to submit Hold Orders and Sell Orders. The Auction Agent shall be under have no duty to monitor compliance by Broker Dealers responsibility or liability in connection with respect to any notice furnished pursuant to this Section 3.1(dsection 2.1(d).

Purpose; Incorporation by Reference of Auction Procedures and Settlement Procedures. (a) On each Auction Date, the provisions of the Auction Procedures will be followed by the Auction Agent for the purpose of determining the Applicable Rate for the AMPS, Preferred Shares for each the next Dividend Period. Each periodic operation implementation of such procedures is hereinafter referred to as an "Auction." (b) All of the provisions contained in the Auction Procedures and the Settlement Procedures are incorporated herein by reference in their entirety and shall be deemed to be a part of this Agreement to the same extent as if such provisions were fully set forth fully herein. (c) BD agrees to act as, and assumes the obligations of and limitations and restrictions placed upon, a Broker-Dealer under this Agreement and to follow the Auction ProceduresAgreement. BD understands that other Persons meeting the requirements specified in the definition of "Broker-Dealer" contained in paragraph 18 Section 13 of the Definitions Section Part I of the Statement of Preferences may execute a Broker-Dealer Agreement and participate as Broker-Dealers in Auctions. (d) BD acknowledges and other Broker-Dealers agrees that each provision of the Auction Procedures that requires BD to perform an obligation or procedure is hereby incorporated herein by reference and that this Agreement shall constitute the Trust's instruction, and BD hereby agrees, to perform such obligations and procedures without further request by or instructions from the Trust. (e) BD may participate in Auctions for their its own accounts. However, account unless the Trust, by notice to BD and all other Broker-Dealers, may prohibit Trust notifies all Broker-Dealers from submitting Bids that they may no longer do so, in Auctions for their own accounts, provided that Broker-Dealers which case BD may continue to submit Hold Orders and or Sell OrdersOrders for its own account. The Auction Agent shall be under have no duty to monitor compliance by Broker Dealers whether or not the BD has complied with respect to any notice furnished pursuant to the provisions of this Section 3.1(d2.1(e).

Purpose; Incorporation by Reference of Auction Procedures and Settlement Procedures. (a) On each Auction Date, the provisions of the Auction Procedures will be followed by the Auction Agent for the purpose of determining the Applicable Rate for the Series A AMPS, the Series B AMPS and the Series C AMPS, as the case may be, for each the next Dividend PeriodPeriod therefor. Each periodic operation of such procedures is hereinafter referred to as an "Auction." (b) All of the provisions contained in the Auction Procedures and the Settlement Procedures are incorporated herein by reference in their entirety and shall be deemed to be a part of this Agreement to the same extent as if such provisions were fully set forth fully herein. (c) BD agrees to act as, and assumes the obligations of and limitations and restrictions placed upon, a Brokerbroker-Dealer dealer under this Agreement and to follow the Auction ProceduresAgreement. BD understands that other Persons meeting the requirements specified in the definition of "Broker-Dealer" contained in paragraph 18 Paragraph 1 of Article Sixth of the Definitions Section of the Statement Charter may execute a Broker-Dealer Agreement and participate as Broker-Dealers in Auctions. BD agrees to handle customer orders in accordance with its respective duties under applicable securities laws and rules. (d) BD and other Broker-Dealers may participate in Auctions for their own accounts. However, the Trust, Company may by notice to BD and all other Broker-Dealers, may Dealers prohibit all Broker-Dealers from submitting Bids in Auctions for their own accounts, provided that Broker-Dealers may continue to submit Hold Orders and Sell Orders. The Auction Agent shall be under have no duty to monitor compliance by Broker Dealers or liability with respect to any notice furnished pursuant to enforcement of this Section 3.1(d)subsection.

Purpose; Incorporation by Reference of Auction Procedures and Settlement Procedures. (a) On each Auction Date, the provisions of the Auction Procedures will be followed by the Auction Agent for the purpose of determining the Applicable Rate for the AMPSPreferred Shares, for each Dividend Period. Each periodic operation of such procedures is hereinafter referred to as an "Auction." (b) All of the provisions contained in the Auction Procedures and the Settlement Procedures are incorporated herein by reference in their entirety and shall be deemed to be a part of this Agreement to the same extent as if such provisions were set forth fully herein. (c) BD UBS Securities agrees to act as, and assumes the obligations of and limitations and restrictions placed upon, a Broker-Dealer under this Agreement and to follow the Auction ProceduresAgreement. BD UBS Securities understands that other Persons meeting the requirements specified in the definition of "Broker-Dealer" contained in paragraph 18 Section 17 of Part I of the Definitions Section of the Statement Articles Supplementary may execute a Broker-Dealer Agreement and participate as Broker-Dealers in Auctions. (d) BD UBS Securities and other Broker-Dealers may participate in Auctions for their own accounts. However, the TrustFund, by notice to BD UBS Securities and all other Broker-Dealers, may prohibit all Broker-Dealers from submitting Bids in Auctions for their own accounts, provided that Broker-Dealers may continue to submit Hold Orders and Sell Orders. The Auction Agent shall be under have no duty to monitor compliance by Broker Dealers or liability with respect to any notice furnished pursuant to the enforcement of this Section 3.1(d).

Purpose; Incorporation by Reference of Auction Procedures and Settlement Procedures. (a) On each Auction Date, the provisions of the Auction Procedures will be followed by the Auction Agent for the purpose of determining the Applicable Rate for the Series H AMPS and the Series I AMPS, as the case may be, for each the next Dividend PeriodPeriod therefor. Each periodic operation of such procedures is hereinafter referred to as an "Auction." (b) All of the provisions contained in the Auction Procedures and the Settlement Procedures are incorporated herein by reference in their entirety and shall be deemed to be a part of this Agreement to the same extent as if such provisions were fully set forth fully herein. (c) BD agrees to act as, and assumes the obligations of and limitations and restrictions placed upon, a Brokerbroker-Dealer dealer under this Agreement and to follow the Auction ProceduresAgreement. BD understands that other Persons meeting the requirements specified in the definition of "Broker-Dealer" contained in paragraph 18 Paragraph 1 of Article Sixth of the Definitions Section of the Statement Charter may execute a Broker-Dealer Agreement and participate as Broker-Dealers in Auctions. BD agrees to handle customer orders in accordance with its respective duties under applicable securities laws and rules. (d) BD and other Broker-Dealers may participate in Auctions for their own accounts. However, the Trust, Company may by notice to BD and all other Broker-Dealers, may Dealers prohibit all Broker-Dealers from submitting Bids in Auctions for their own accounts, provided that Broker-Dealers may continue to submit Hold Orders and Sell Orders. The Auction Agent shall be under have no duty to monitor compliance by Broker Dealers or liability with respect to any notice furnished pursuant to enforcement of this Section 3.1(d)subsection.

Purpose; Incorporation by Reference of Auction Procedures and Settlement Procedures. (a) On each Auction Date, the provisions of the Auction Procedures will be followed by the Auction Agent for the purpose of determining the Applicable Rate for the AMPSSeries T7 Preferred Shares or the Series T28 Preferred Shares, as the case may be, for each the next Dividend PeriodPeriod therefor. Each periodic operation of such procedures is hereinafter referred to as an "Auction." (b) All of the provisions contained in the Auction Procedures and the Settlement Procedures are incorporated herein by reference in their entirety and shall be deemed to be a part of this Agreement to the same extent as if such provisions were fully set forth fully herein. (c) BD agrees to act as, and assumes the obligations of and limitations and restrictions placed upon, a Broker-Dealer under this Agreement and to follow the Auction ProceduresAgreement. BD understands that other Persons meeting the requirements specified in the definition of "Broker-Dealer" contained in paragraph 18 Paragraph 1 of the Definitions Section of the Statement Articles Supplementary may execute a Broker-Dealer Agreement and participate as Broker-Dealers in AuctionsAgreement. (d) BD and other Broker-Dealers may participate in Auctions for their own accounts. However, the Trust, Company may by notice to BD and all other Broker-Dealers, may Dealers prohibit all Broker-Dealers from submitting Bids in Auctions for their own accounts, provided that Broker-Dealers may continue to submit Hold Orders and Sell Orders. The Auction Agent shall be under no duty to monitor compliance by Broker Dealers with respect to any notice furnished pursuant to this Section 3.1(d).

Purpose; Incorporation by Reference of Auction Procedures and Settlement Procedures. (a) On each Auction Date, the provisions of the Auction Procedures will be followed by the Auction Agent for the purpose of determining the Applicable Rate for the AMPS, for each Dividend Period. Each periodic operation of such procedures is hereinafter referred to as an "Auction." (b) All of the provisions contained in the Auction Procedures and the Settlement Procedures are incorporated herein by reference in their entirety and shall be deemed to be a part of this Agreement to the same extent as if such provisions were set forth fully herein. (c) BD agrees to act as, and assumes the obligations of and limitations and restrictions placed upon, a Broker-Dealer under this Agreement and to follow the Auction ProceduresAgreement. BD understands that other Persons meeting the requirements specified in the definition of "Broker-Dealer" contained in paragraph 18 of the Definitions Section Paragraph 1 of the Statement may execute a Broker-Dealer Agreement and participate as Broker-Dealers in Auctions. (d) BD and other Broker-Dealers may participate in Auctions for their own accounts. However, the TrustFund, by notice to BD and all other Broker-Broker Dealers, may prohibit all Broker-Dealers from 3 submitting Bids in Auctions for their own accounts, provided PROVIDED that Broker-Dealers may continue to submit Hold Orders and Sell Orders. The Auction Agent shall be under no duty to monitor compliance by Broker Dealers with respect to any notice furnished pursuant to this Section 3.1(d).

Purpose; Incorporation by Reference of Auction Procedures and Settlement Procedures. (a) On each Auction Date, the provisions of the Auction Procedures will be followed by the Auction Agent for the purpose of determining the Applicable Rate for the AMPSPreferred Shares, for each Dividend Period. Each periodic operation of such procedures is hereinafter referred to as an "Auction." (b) All of the provisions contained in the Auction Procedures and the Settlement Procedures are incorporated herein by reference in their entirety and shall be deemed to be a part of this Agreement to the same extent as if such provisions were set forth fully herein. (c) BD DEUTSCHE BANK agrees to act as, and assumes the obligations of and limitations and restrictions placed upon, a Broker-Dealer under this Agreement and to follow the Auction ProceduresAgreement. BD DEUTSCHE BANK understands that other Persons meeting the requirements specified in the definition of "Broker-Dealer" contained in paragraph 18 Section 17 of Part I of the Definitions Section of the Statement Articles Supplementary may execute a Broker-Dealer Agreement and participate as Broker-Dealers in Auctions. (d) BD DEUTSCHE BANK and other Broker-Dealers may participate in Auctions for their own accounts. However, the TrustFund, by notice to BD DEUTSCHE BANK and all other Broker-Dealers, may prohibit all Broker-Dealers from submitting Bids in Auctions for their own accounts, provided that Broker-Dealers may continue to submit Hold Orders and Sell Orders. The Auction Agent shall be under have no duty to monitor compliance by Broker Dealers or liability with respect to any notice furnished pursuant to the enforcement of this Section 3.1(d).

Purpose; Incorporation by Reference of Auction Procedures and Settlement Procedures. (a) On each Auction Date, the provisions of the Auction Procedures will be followed by the Auction Agent for the purpose of determining the Applicable Rate for the AMPS, Preferred Shares for each the next Dividend Period. Each periodic operation implementation of such procedures is hereinafter referred to as an "Auction." (b) All of the provisions contained in the Auction Procedures and the Settlement Procedures are incorporated herein by reference in their entirety and shall be deemed to be a part of this Agreement to the same extent as if such provisions were fully set forth fully herein. (c) BD agrees to act as, and assumes the obligations of and limitations and restrictions placed upon, a Broker-Dealer under this Agreement and to follow the Auction ProceduresAgreement. BD understands that other Persons meeting the requirements specified in the definition of "Broker-Dealer" contained in paragraph 18 Section 13 of the Definitions Section Part I of the Statement of Preferences may execute a Broker-Dealer Agreement and participate as Broker-Dealers in Auctions. (d) BD acknowledges and other Broker-Dealers may agrees that each provision of the Auction Procedures that requires BD to perform an obligation or procedure is hereby incorporated herein by reference and that this Agreement shall constitute the Trust's instruction, and BD hereby agrees, to perform such obligations and procedures without further request by or instructions from the Trust. (e) BD (that is not an affiliate of the Trust)may participate in Auctions for their its own accounts. However, account unless the Trust, by notice to BD and all other Broker-Dealers, may prohibit Trust notifies all Broker-Dealers from submitting Bids that they may no longer do so, in Auctions for their own accounts, provided that Broker-Dealers which case BD may continue to submit Hold Orders and or Sell OrdersOrders for its own account. The Auction Agent shall be under have no duty to monitor compliance by Broker Dealers whether or not the BD has complied with respect to any notice furnished pursuant to the provisions of this Section 3.1(d2.1(e).

Purpose; Incorporation by Reference of Auction Procedures and Settlement Procedures. (a) On each Auction Date, the provisions of the The Auction Procedures will be followed by the Auction Agent for the purpose of determining the Applicable Auction Period Rate for the AMPSBonds, for each Dividend Auction Period after the initial Auction Period. Each periodic operation implementation of such procedures is hereinafter referred to as an "Auction." (b) All of the provisions contained in the Auction Procedures and the Settlement Procedures are incorporated herein by reference in their entirety and shall be deemed to be a part of this Broker-Dealer Agreement to the same extent as if such provisions were fully set forth fully herein. (c) BD Broker Dealer agrees to act as, and assumes the obligations of of, and limitations and restrictions placed upon, a Broker-Dealer under this Agreement and to follow the Auction ProceduresBroker-Dealer Agreement. BD Broker Dealer understands that other Persons meeting the requirements specified in the definition of "Broker-Dealer" contained in paragraph 18 of Exhibit D to the Definitions Section of Thirteenth Supplement (the Statement "Auction Rate Exhibit") may execute a Broker-Dealer Agreement Agreements and participate as Broker-Dealers in Auctions. Broker Dealer agrees to handle customer orders in accordance with its respective duties under applicable securities laws and rules. (d) BD Broker Dealer and other Broker-Dealers may participate in Auctions for their own accounts. HoweverThe Board may, the Trusthowever, by notice to BD Broker Dealer and all other Broker-Dealers, may prohibit all of the Broker-Dealers from submitting Bids in Auctions for their own accounts, provided that Broker-Dealers may continue to submit Hold Orders and Sell Orders. The Auction Agent shall be under no duty to monitor compliance by Broker Dealers or liability with respect to any notice furnished pursuant to monitoring compliance with this Section 3.1(d2.1(d).