Qualifications. All authorizations, approvals or permits, if any, of any governmental authority or regulatory body of the United States or of any state that are required in connection with the lawful issuance and sale of the Shares pursuant to this Agreement shall be obtained and effective as of the Closing.
Appears in 109 contracts
Samples: Series Seed Preferred Stock Purchase Agreement (Rogue Baron PLC), Subscription Agreement (Tectonic Therapeutic, Inc.), Preferred Stock Purchase Agreement (Ondas Holdings Inc.)
Qualifications. All authorizations, approvals or permits, if any, of any governmental authority or regulatory body of the United States or of any state that are required in connection with the lawful issuance and sale of the Shares Securities pursuant to this Agreement shall be obtained and effective as of the Closing.
Appears in 82 contracts
Samples: Convertible Note Purchase Agreement (AgeX Therapeutics, Inc.), Subordinated Convertible Promissory Note and Warrant Purchase Agreement (Aclarion, Inc.), Securities Purchase Agreement (Bespoke Extracts, Inc.)
Qualifications. All authorizations, approvals or permits, if any, of any governmental authority or regulatory body of the United States or of any state that are required in connection with the lawful issuance and sale of the Shares pursuant to this Agreement shall be obtained and effective as of the such Closing.
Appears in 82 contracts
Samples: Series a Preferred Stock Purchase Agreement (zSpace, Inc.), Limited Liability Company Agreement (Canopy Growth Corp), Preferred Stock Purchase Agreement (Ondas Holdings Inc.)
Qualifications. All authorizations, approvals or permits, if any, of any governmental authority or regulatory body of the United States or of any state that are required in connection with the lawful issuance and sale of the Shares Stock pursuant to this Agreement shall be obtained and effective as of the Closing.
Appears in 51 contracts
Samples: Stock Purchase Agreement, Series C Preferred Stock Purchase Agreement, Stock Purchase Agreement (Aethlon Medical Inc)
Qualifications. All authorizations, approvals approvals, or permits, if any, of any governmental authority or regulatory body of the United States or of any state that are required in connection with the lawful issuance and sale of the Shares pursuant to this Agreement shall be duly obtained and effective as of the Closing.
Appears in 34 contracts
Samples: Subscription Agreement (Diffusion Pharmaceuticals Inc.), Series B Preferred Stock Purchase Agreement, Common Stock Purchase Agreement (Everspin Technologies Inc)
Qualifications. All authorizations, approvals or permits, if any, of any governmental authority or regulatory body of the United States or of any state that are required in connection with the lawful issuance and sale of the Shares Share pursuant to this Agreement shall be obtained and effective as of the Closing.
Appears in 25 contracts
Samples: Preferred Stock Purchase Agreement (Anterios Inc), Preferred Stock Purchase Agreement (Anterios Inc), Series B 2 Preferred Stock Purchase Agreement (Anterios Inc)
Qualifications. All authorizations, approvals or permits, if any, of any governmental authority or regulatory body of the United States or of any state that are required in connection with the lawful issuance and sale of the Shares Securities pursuant to this Agreement shall be duly obtained and effective as of the Closing.
Appears in 24 contracts
Samples: Securities Purchase Agreement (Sun BioPharma, Inc.), Series a Preferred Stock Purchase Agreement (You on Demand Holdings, Inc.), Series B Preferred Stock Purchase Agreement
Qualifications. All authorizations, approvals approvals, or permits, if -------------- any, of any governmental authority or regulatory body of the United States or of any state that are required in connection with the lawful issuance and sale of the Shares Securities pursuant to this Agreement shall be duly obtained and effective as of the Closing.
Appears in 21 contracts
Samples: Technology Development and License Agreement (Intertrust Technologies Corp), Technology Development and License Agreement (Intertrust Technologies Corp), Technology Development and License Agreement (Intertrust Technologies Corp)
Qualifications. All authorizations, approvals or permits, if -------------- any, of any governmental authority or regulatory body of the United States or of any state that are required in connection with the lawful issuance and sale of the Shares Stock pursuant to this Agreement shall be obtained and effective as of the Closing.
Appears in 18 contracts
Samples: Series C Preferred Stock Purchase Agreement (Avantgo Inc), Series D Preferred Stock Purchase Agreement (Avantgo Inc), Series a Preferred Stock Purchase Agreement (Avantgo Inc)
Qualifications. All authorizations, approvals or permits, if any, of any governmental authority or regulatory body of the United States or of any state that are required in connection with the lawful issuance and sale of the Shares Notes pursuant to this Agreement shall be obtained and effective as of the Closing.
Appears in 12 contracts
Samples: Securities Purchase Agreement (Ondas Holdings Inc.), Securities Purchase Agreement (Ondas Holdings Inc.), Note Purchase Agreement (Kingscrowd LLC)
Qualifications. All authorizations, approvals or permits, if any, of any governmental authority or regulatory body of the United States or of any state that are required in connection with the lawful issuance and sale of the Shares Common Stock pursuant to this Agreement shall be duly obtained and effective as of the Closing.
Appears in 11 contracts
Samples: Securities Purchase Agreement (Fiberstars Inc /Ca/), Common Stock Purchase Agreement (Globecomm Systems Inc), Common Stock Purchase Agreement (Hydrogen Burner Technology Inc)
Qualifications. All authorizations, approvals approvals, or permits, if any, of any governmental authority or regulatory body of the United States or of any state of the United States that are required in connection with the lawful issuance and sale of the Shares Securities to the Investors pursuant to this Agreement shall be have been duly obtained and shall be effective on and as of the Closing.
Appears in 10 contracts
Samples: Common Stock and Warrant Purchase Agreement (United Energy Corp /Nv/), Securities Purchase Agreement (Xenomics Inc), Securities Purchase Agreement (Callisto Pharmaceuticals Inc)
Qualifications. All authorizations, approvals or permits, if any, of any governmental authority or regulatory body of the United States or of any state that are required in connection with the lawful issuance and sale of the Shares Securities pursuant to this Agreement shall be obtained and effective as of the such Closing.
Appears in 10 contracts
Samples: Convertible Note Purchase Agreement (AgeX Therapeutics, Inc.), Securities Purchase Agreement (MDNA Life Sciences, Inc.), Securities Purchase Agreement (MDNA Life Sciences, Inc.)
Qualifications. All authorizations, approvals or permits, if any, of any governmental authority or regulatory body of the United States or of any state that are required in connection with the lawful issuance and sale of the Shares Note pursuant to this Agreement shall be obtained and effective as of the Closing.
Appears in 10 contracts
Samples: Senior Secured Note Purchase Agreement (HCW Biologics Inc.), Senior Secured Note Purchase Agreement (HCW Biologics Inc.), Senior Secured Note Purchase Agreement (HCW Biologics Inc.)
Qualifications. All authorizations, approvals or permits, if any, of any governmental authority or regulatory body of the United States or of any state that are required in connection with the lawful issuance and sale of the Shares Units pursuant to this Agreement shall be obtained and effective as of the Closing.
Appears in 10 contracts
Samples: Class B Preferred Unit Purchase Agreement (Learn SPAC HoldCo, Inc.), Class B 1 Preferred Unit Purchase Agreement (Learn SPAC HoldCo, Inc.), Class B Preferred Unit Purchase Agreement (Learn SPAC HoldCo, Inc.)
Qualifications. All authorizations, approvals or permits, if any, of any governmental authority or regulatory body of the United States or of any state that are required in connection with the lawful issuance and sale of the Shares pursuant to this Agreement shall be duly obtained and effective as effective, other than such authorizations, approvals or permits or other filings which may be timely made after such issuance and sale of the ClosingShares.
Appears in 9 contracts
Samples: Subscription Agreement, Subscription Agreement (Arrowhead Research Corp), Series D Preferred Stock Purchase Agreement (Arrowhead Research Corp)
Qualifications. All authorizationsmaterial notices, approvals registrations, qualifications, designations, declarations, or permitsfilings with, if anyConsents or Permits of, of or any governmental authority or regulatory body action by any Governmental Entity of the United States or of any state other jurisdiction that are required prior to the Closing in connection with the lawful issuance and sale of the Acquired Shares pursuant to this Agreement shall be duly obtained and effective as of the Closing.
Appears in 8 contracts
Samples: Securities Purchase Agreement (Himalaya Technologies, Inc), Securities Purchase Agreement (Grover Vikram P), Securities Purchase Agreement (Grover Vikram P)
Qualifications. All other authorizations, approvals or permits, permits if any, of any governmental authority or regulatory body of the United States or of any state that are required prior to and in connection with the lawful issuance and sale of the Shares pursuant to this Agreement shall be obtained effective on and effective as of the ClosingClosing Date.
Appears in 8 contracts
Samples: Collaborative Research and License Agreement (Archemix Corp.), Stock Purchase Agreement (Archemix Corp.), Collaboration and License Agreement (Nitromed Inc)
Qualifications. All authorizations, approvals approvals, or permits, if any, of any governmental authority or regulatory body of the United States or of any state that are required in connection with the lawful issuance and sale of the Shares Securities pursuant to this Agreement shall be have been duly obtained and effective as of the Closing.
Appears in 7 contracts
Samples: Common Stock and Warrant Purchase Agreement (Pluristem Life Systems Inc), Common Stock and Warrant Purchase Agreement (Pluristem Life Systems Inc), Common Stock and Warrant Purchase Agreement (Pluristem Life Systems Inc)
Qualifications. All authorizations, approvals or permits, if any, of any governmental authority or regulatory body of the United States or of any state that are required in connection with the lawful issuance and sale of the Shares pursuant to this Agreement shall be have been duly obtained and shall be effective on and as of the Closing.
Appears in 7 contracts
Samples: Common Stock Purchase Agreement (Intrexon Corp), Management Subscription and Stock Purchase Agreement (Simmons Co), Management Subscription and Stock Purchase Agreement (Simmons Co /Ga/)
Qualifications. All authorizations, consents, approvals or permits, if any, of any governmental authority or regulatory body of the United States or of any state that are required in connection with the lawful issuance and sale of the Shares shares of Common Stock pursuant to this Agreement shall be obtained and effective as of the Closing.
Appears in 6 contracts
Samples: Debt Conversion Agreement, Debt Conversion Agreement (CleanTech Innovations, Inc.), Debt Conversion Agreement (Prides Capital Partners, LLC)
Qualifications. All authorizations, approvals or permits, if any, of any governmental authority or regulatory body of the United States or of any state Governmental Authority that are required in connection with the lawful issuance and sale of the Shares pursuant to this Agreement shall be have been duly obtained and shall be effective on and as of the applicable Closing.
Appears in 6 contracts
Samples: Stock Purchase Agreement (Arrowhead Pharmaceuticals, Inc.), Common Stock Purchase Agreement (XOMA Corp), Common Stock Purchase Agreement (Rezolute, Inc.)
Qualifications. All authorizations, approvals or permits, if any, of any governmental authority or regulatory body of the United States or of any state that are required in connection with the lawful issuance and sale of the Shares and Warrants pursuant to this Agreement shall be obtained and effective as of the Closing.
Appears in 6 contracts
Samples: Series C 2 Preferred Stock and Warrant Purchase Agreement (Glori Energy Inc.), Series C 2 Preferred Stock and Warrant Purchase Agreement (Glori Energy Inc.), Series C 1 Preferred Stock and Warrant Purchase Agreement (Glori Acquisition Corp.)
Qualifications. All authorizations, approvals or permits, if any, of any governmental authority or regulatory body of the United States or of any state that are required in connection with the lawful issuance and sale of the Shares Notes and Warrants pursuant to this Agreement shall be obtained and effective as of the Closing.
Appears in 6 contracts
Samples: Common Stock and Note Purchase Agreement, Common Stock and Note Purchase Agreement (Opgen Inc), Cumulative Convertible Senior Note and Warrant Purchase Agreement (Coupon Express, Inc.)
Qualifications. All authorizations, consents, approvals or permits, if any, of any governmental authority or regulatory body of the United States or of any state that are required in connection with the lawful issuance and sale of the Shares shares of Common Stock pursuant to this Agreement shall be obtained and effective as of the Closing.
Appears in 6 contracts
Samples: Debt Conversion Agreement, Debt Conversion Agreement (CleanTech Innovations, Inc.), Debt Conversion Agreement (Prides Capital Partners, LLC)
Qualifications. All authorizations, approvals or permits, if any, of any governmental authority or regulatory body of the United States or of any state that are required in connection with the lawful issuance and sale of the Shares Notes and Warrants pursuant to this Agreement shall will be duly obtained and effective as of the applicable Closing.
Appears in 5 contracts
Samples: Note and Warrant Purchase Agreement (Duska Therapeutics, Inc.), Note and Warrant Purchase Agreement (Duska Therapeutics, Inc.), Note and Warrant Purchase Agreement (Duska Therapeutics, Inc.)
Qualifications. All authorizations, approvals or permits, if -------------- any, of any governmental authority or regulatory body of the United States or of any state or any Person that are required in connection with the consummation of the transactions contemplated by this Agreement, including the lawful issuance and sale of the Shares Securities pursuant to this Agreement Agreement, shall be duly obtained and effective as of the Closing.
Appears in 5 contracts
Samples: Preferred Stock Purchase Agreement (Inflow Inc), Preferred Stock Purchase Agreement (Inflow Inc), Preferred Stock Purchase Agreement (Inflow Inc)
Qualifications. All authorizations, approvals approvals, or permits, if any, of any governmental authority or regulatory body of the United States or of any state that are required as of the Closing in connection with the lawful issuance and sale of the Shares pursuant to this Agreement shall be have been duly obtained and shall be effective as of the Closing.
Appears in 5 contracts
Samples: Common Stock Purchase Agreement (Triangle Pharmaceuticals Inc), Option and Wholesale Purchase Agreement (Ligand Pharmaceuticals Inc), Common Stock Purchase Agreement (Molecular Biosystems Inc)
Qualifications. All authorizations, approvals or permits, if any, of any governmental authority or regulatory body of the United States or of any state that are required in connection with the lawful issuance and sale of the Acquisition Shares pursuant to this Agreement shall be obtained and effective as of the Closing.
Appears in 5 contracts
Samples: Stock Purchase Agreement (Veriteq), Stock Purchase Agreement (POSITIVEID Corp), Stock Purchase Agreement (Blue Moon Energy Partners LLC)
Qualifications. All authorizations, approvals or permits, if any, of any governmental authority or regulatory body of the United States or of any state that are required in connection with the lawful issuance and sale of the Shares Notes pursuant to this Agreement shall be obtained and effective as of the such Closing.
Appears in 5 contracts
Samples: Securities Purchase Agreement (Ondas Holdings Inc.), Securities Purchase Agreement (Ondas Holdings Inc.), Note Purchase Agreement (Super League Gaming, Inc.)
Qualifications. All authorizations, approvals approvals, or permits, if any, of any governmental authority or regulatory body of the United States or of any state that are required in connection with the lawful issuance and sale of the Shares Securities being issued and sold at the Closing pursuant to this Agreement shall be duly obtained and effective as of the Closing.
Appears in 5 contracts
Samples: Note Purchase Agreement (Orion Energy Systems, Inc.), Series C Senior Convertible Preferred Stock Purchase Agreement (Orion Energy Systems, Inc.), Note Purchase Agreement (Orion Energy Systems, Inc.)
Qualifications. All authorizations, approvals or permits, if any, of any governmental authority or regulatory body of the United States or of any state that are required in connection with the lawful issuance and sale purchase of the Purchased Shares pursuant to this Agreement shall be duly obtained and effective as of the Closing.
Appears in 5 contracts
Samples: Purchase Agreement (Springer Timothy A), Purchase Agreement (Springer Timothy A), Purchase Agreement (TCV v Lp)
Qualifications. All authorizations, approvals or permits, if any, of any governmental authority or regulatory body of the United States or of any state that are required in connection with the lawful issuance and sale of the Shares Securities pursuant to this Agreement shall be obtained and effective as of the applicable Closing.
Appears in 5 contracts
Samples: Subordinated Convertible Note Purchase Agreement (Helios & Matheson Analytics Inc.), Convertible Note Purchase Agreement (Syndax Pharmaceuticals Inc), Subordinated Note and Warrant Purchase Agreement (KeyStone Solutions, Inc.)
Qualifications. All authorizations, approvals approvals, or permits, if any, of any governmental authority or regulatory body of the United States or of any state that are required in connection with the lawful issuance and sale purchase of the Purchased Shares pursuant to this Agreement shall be duly obtained and effective as of the Closing.
Appears in 5 contracts
Samples: Purchase Agreement (Springer Timothy A), Purchase Agreement (Springer Timothy A), Purchase Agreement (TCV v Lp)
Qualifications. All authorizations, approvals or permits, if any, of any governmental authority or regulatory body of the United States or of any state that are required in connection with the lawful issuance and sale of the Shares Units pursuant to this Agreement shall be duly obtained and effective as of the Closing.
Appears in 5 contracts
Samples: Purchase and Contribution Agreement (FUND.COM Inc.), Purchase and Contribution Agreement (FUND.COM Inc.), Securities Purchase Agreement (Wildblue Communications Inc)
Qualifications. All authorizations, approvals or permits, if any, of any governmental authority or regulatory body of the United States or of any state foreign country that are required in connection with the lawful issuance and sale of the Shares shares of Common Stock pursuant to this Agreement shall be duly obtained and effective as of the ClosingClosing Date.
Appears in 5 contracts
Samples: Securities Purchase Agreement (Digital Power Corp), Securities Purchase Agreement (Digital Power Corp), Securities Purchase Agreement (Digital Power Corp)
Qualifications. All authorizations, approvals approvals, or permits, if -------------- any, of any governmental authority or regulatory body of the United States or of any state that are required in connection with the lawful issuance and sale of the Shares Securities pursuant to this Agreement shall be duly obtained and effective as of the ClosingFunding.
Appears in 5 contracts
Samples: Series E Preferred Stock Purchase Agreement (DSL Net Inc), Series E Preferred Stock Purchase Agreement (DSL Net Inc), Preferred Stock Purchase Agreement (DSL Net Inc)
Qualifications. All authorizations, approvals or permits, if any, of any governmental authority or regulatory body of the United States or of any state that are required in connection with the lawful issuance and sale of the Shares Notes pursuant to this Agreement shall be obtained and effective as of the ClosingInitial Closing Date.
Appears in 4 contracts
Samples: Unsecured Pik Convertible Notes Purchase Agreement (Uber Technologies, Inc), Unsecured Pik Convertible Notes Purchase Agreement (Uber Technologies, Inc), Unsecured Pik Convertible Notes Purchase Agreement (Uber Technologies, Inc)
Qualifications. All authorizations, approvals or permits, if any, of any governmental authority or regulatory body of the United States or of any state that are required in connection with the lawful issuance and sale of the Shares Securities in the Closing pursuant to this Agreement shall be duly obtained and effective as of the Closing, other than such authorizations, approvals or permits or other filings which may be timely made after the Closing.
Appears in 4 contracts
Samples: Series B Preferred Stock Purchase Agreement (Arrowhead Research Corp), Series a Preferred Stock Purchase Agreement (Arrowhead Research Corp), Subscription Agreement (Arrowhead Research Corp)
Qualifications. All authorizations, approvals or permits, if any, of any governmental authority or regulatory body of the United States or of any state that are required in connection with the lawful issuance and sale of the Shares Securities pursuant to this Agreement shall be obtained and effective as of the each Closing.
Appears in 4 contracts
Samples: Subscription Agreement (Blue Earth, Inc.), Stock and Note Purchase Agreement (Hemobiotech, Inc.), Note and Warrant Purchase Agreement (Strategic Gaming Investments, Inc.)
Qualifications. All authorizations, approvals or permits, if any, of any governmental authority or regulatory body of the United States or of any state that are required in connection with the lawful issuance and sale of the Shares pursuant to this Agreement shall be obtained and effective as of the Closing.
Appears in 4 contracts
Samples: Preferred Stock Purchase Agreement (Capstone Therapeutics Corp.), Series B 2 Preferred Stock Purchase Agreement, Series a Preferred Stock Purchase Agreement (IntelliHome, Inc.)
Qualifications. All authorizations, approvals or permits, if any, of any governmental authority or regulatory body of the United States or of any state Governmental Authority that are required in connection with the lawful issuance and sale of the Shares Securities pursuant to this Agreement shall be obtained and effective as of the Closing.
Appears in 4 contracts
Samples: Convertible Note Purchase Agreement (Protagenic Therapeutics, Inc.\new), Junior Secured Convertible Note Purchase Agreement (Determine, Inc.), Junior Secured Convertible Note Purchase Agreement (Determine, Inc.)
Qualifications. All authorizations, approvals approvals, or permits, if any, of any governmental authority or regulatory body of the United States or of any state that are required in connection with the lawful issuance and sale of the Shares to the Investors pursuant to this Agreement shall be have been duly obtained and shall be effective on and as of the Closing other than those which are not required to be obtained before the Closing.
Appears in 4 contracts
Samples: Series C Convertible Preferred Stock Purchase Agreement, Series C Convertible Preferred Stock Purchase Agreement (Exa Corp), Series E Convertible Preferred Stock Purchase Agreement (Exa Corp)
Qualifications. All authorizations, approvals or permits, if any, of any governmental authority or regulatory body of the United States or of any state that are required in connection with the lawful issuance and sale of the Shares Note and Warrant pursuant to this Agreement shall be obtained and effective as of the Closing.
Appears in 4 contracts
Samples: Convertible Promissory Note Purchase Agreement (Antelope Enterprise Holdings LTD), Convertible Promissory Note Purchase Agreement (Antelope Enterprise Holdings LTD), Senior Secured Note and Warrant Purchase Agreement (Auriga Laboratories, Inc.)
Qualifications. All authorizations, approvals or permits, if any, of any governmental authority or regulatory body of the United States or of any state Governmental Entity that are required in connection with the lawful issuance and sale of the Shares pursuant to this Agreement shall be obtained and effective as of the Closing.
Appears in 4 contracts
Samples: Preferred Stock Purchase Agreement (TypTap Insurance Group, Inc.), Preferred Stock Purchase Agreement (HCI Group, Inc.), Recapitalization and Exchange Agreement
Qualifications. All authorizations, approvals approvals, or permits, if any, of any governmental authority or regulatory body of the United States or of any state that are required in connection with the lawful issuance and sale of the Shares Securities at the applicable Closing pursuant to this Agreement shall be duly obtained and effective as of the such Closing.
Appears in 4 contracts
Samples: Series D Preferred Stock Purchase Agreement (Niku Corp), Series C Preferred Stock Purchase Agreement (Niku Corp), Series a Preferred Stock Purchase Agreement (Niku Corp)
Qualifications. All authorizations, approvals approvals, or permits, if any, of any governmental authority or regulatory body of the United States or of any state of the United States that are required in connection with the lawful issuance and sale of the Shares to the Investors pursuant to this Agreement shall be have been duly obtained and shall be effective on and as of the Closing.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Tao Minerals Ltd.), Common Stock Purchase Agreement (Callisto Pharmaceuticals Inc), Common Stock Purchase Agreement (Callisto Pharmaceuticals Inc)
Qualifications. All authorizations, approvals approvals, or permits, if any, of any governmental authority or regulatory body of the United States or of any state that are required in connection with the lawful issuance and sale of the Notes, the Warrants, the Conversion Shares pursuant to this Agreement and the Shares shall be duly obtained and effective as of the each Closing.
Appears in 4 contracts
Samples: Note and Warrant Purchase Agreement (PARTS iD, Inc.), Note and Warrant Purchase Agreement (PARTS iD, Inc.), Note and Warrant Purchase Agreement (PARTS iD, Inc.)
Qualifications. All authorizations, approvals or permitsPermits, if any, of any governmental authority or regulatory body of the United States or of any state Governmental Entity that are required in connection with the lawful issuance and sale of the Purchase Shares pursuant to this Agreement shall be duly obtained and effective as of the Closing.
Appears in 4 contracts
Samples: Share Purchase Agreement (Airnet Technology Inc.), Share Purchase Agreement (China Jo-Jo Drugstores, Inc.), Share Purchase Agreement (China Jo-Jo Drugstores, Inc.)
Qualifications. All authorizations, approvals approvals, or permits, if any, of any governmental authority or regulatory body of the United States or of any state that are required in connection with the lawful issuance and sale of the Shares pursuant to this Agreement shall be duly obtained and effective as of the Closing.
Appears in 4 contracts
Samples: Share Redemption and Exchange Agreement (Manning & Napier, Inc.), Share Redemption and Exchange Agreement (Manning & Napier, Inc.), Share Redemption and Exchange Agreement (Manning & Napier, Inc.)
Qualifications. All authorizations, approvals or permits, if any, of any governmental authority or regulatory body of the United States or of any state that are required in connection with the lawful issuance and sale of the Shares Notes pursuant to this Agreement shall be obtained and effective as of the Closingeach Closing Date.
Appears in 4 contracts
Samples: Unsecured Pik Convertible Notes Purchase Agreement (Uber Technologies, Inc), Unsecured Pik Convertible Notes Purchase Agreement (Uber Technologies, Inc), Unsecured Pik Convertible Notes Purchase Agreement (Uber Technologies, Inc)
Qualifications. All authorizations, approvals or permits, if any, of any governmental authority or regulatory body of the United States or of any state Governmental Entity that are required in connection with the lawful issuance and sale of the Purchase Shares and the Warrants pursuant to this Agreement shall be duly obtained and effective as of the Closing.
Appears in 4 contracts
Samples: Securities Purchase Agreement (China Jo-Jo Drugstores, Inc.), Securities Purchase Agreement (China Jo-Jo Drugstores Holdings, Inc.), Securities Purchase Agreement (China Jo-Jo Drugstores Holdings, Inc.)
Qualifications. All authorizations, approvals or permits, if any, of any governmental authority or regulatory body of the United States or of any state that are required in connection with the lawful issuance and sale of the Shares Stock pursuant to this Agreement shall be obtained and effective as of the Closing.
Appears in 4 contracts
Samples: Stock Repurchase Agreement (Nu Skin Enterprises Inc), Stock Repurchase Agreement (Nu Skin Enterprises Inc), Stock Purchase Agreement (Nu Skin Enterprises Inc)
Qualifications. All authorizations, approvals approvals, or permits, if any, of any governmental authority or regulatory body of the United States or of any state that are required in connection with the lawful issuance and sale of the Shares pursuant to this Agreement shall be duly obtained and effective as of the such Closing.
Appears in 4 contracts
Samples: Consent, Waiver and Amendment Agreement (Valeritas Inc), Stock Purchase Agreement (Valeritas Inc), Stock Purchase Agreement (Valeritas Inc)
Qualifications. All authorizations, approvals approvals, or permits, if any, of any governmental authority or regulatory body of the United States or of any state that are required in connection with the lawful issuance and sale of the Note, the Warrant, the Conversion Shares pursuant to this Agreement and the Shares shall be duly obtained and effective as of the each Closing.
Appears in 4 contracts
Samples: Note and Warrant Purchase Agreement (PARTS iD, Inc.), Note and Warrant Purchase Agreement (PARTS iD, Inc.), Note and Warrant Purchase Agreement (PARTS iD, Inc.)
Qualifications. All authorizations, approvals approvals, or permits, if any, of any governmental authority or regulatory body of the United States or of any state that are required in connection with the lawful issuance and sale of the Shares Notes pursuant to this Agreement shall be duly obtained and effective as of the Closing.
Appears in 4 contracts
Samples: Note Purchase Agreement (Positron Corp), Note Purchase Agreement (Positron Corp), Note Purchase Agreement (Positron Corp)
Qualifications. All authorizations, approvals or permits, if -------------- any, of any governmental authority or regulatory body of the United States or of any state that are required in connection with the lawful issuance and sale of the Shares Securities pursuant to this Agreement shall be duly obtained and effective as of the Closing.
Appears in 4 contracts
Samples: Series F Preferred Stock Purchase Agreement (Agile Software Corp), Common Stock Purchase Agreement (Agile Software Corp), Common Stock Purchase Agreement (Agile Software Corp)
Qualifications. All authorizations, approvals or permits, if any, of any governmental authority or regulatory body of the United States or of any state that are required in connection with the lawful issuance and sale of the Shares pursuant to this Agreement shall be obtained and effective as of the Initial Closing.
Appears in 4 contracts
Samples: Series a Preferred Stock Purchase Agreement (Immunome Inc.), Series B Preferred Stock Purchase Agreement (Anterios Inc), Series B Preferred Stock Purchase Agreement (Anterios Inc)
Qualifications. All authorizations, approvals or permits, if any, of any governmental authority or regulatory body of the United States or of any country or state that are required in connection with the lawful issuance and sale of the Shares Securities pursuant to this Agreement shall be obtained and effective as of the ClosingEffective Date.
Appears in 4 contracts
Samples: Stock Purchase Agreement (Kranem Corp), Stock Purchase Agreement (Kranem Corp), Stock Purchase Agreement (Kranem Corp)
Qualifications. All authorizations, approvals or permits, if any, of any governmental authority Governmental Authority or regulatory body of the United States or of any state that are required in connection with the lawful issuance and sale of the Shares pursuant to this Agreement shall be obtained and effective as of the Closing.
Appears in 4 contracts
Samples: Common Stock Purchase Agreement (Arcellx, Inc.), Common Stock Purchase Agreement (Arcellx, Inc.), Share Purchase Agreement (Biolife Solutions Inc)
Qualifications. All authorizations, approvals or permits, if any, of any governmental authority or regulatory body of the United States or of any state that are required in connection with the lawful issuance and sale of the Shares Debentures and underlying shares of common stock pursuant to this Agreement shall be obtained and effective as of the Closing.
Appears in 4 contracts
Samples: Convertible Debenture Purchase Agreement (Vycor Medical Inc), Convertible Debenture Purchase Agreement (Vycor Medical Inc), Convertible Debenture Purchase Agreement (Vycor Medical Inc)
Qualifications. All authorizations, approvals or permits, if any, -------------- of any governmental authority or regulatory body of the United States or of any state that are required in connection with the lawful issuance and sale of the Shares Securities pursuant to this Agreement shall be obtained and effective as of the Closing.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Pointe Communications Corp), Securities Purchase Agreement (Pointe Communications Corp), Warrant Purchase Agreement (Chemdex Corp)
Qualifications. All authorizations, approvals or permits, if any, of any governmental authority or regulatory body of the United States or of country or any state that are required in connection with the lawful issuance and sale of the Shares Securities pursuant to this Agreement shall be obtained and effective as of the Closing.
Appears in 4 contracts
Samples: Stock Purchase Agreement (Kranem Corp), Stock Purchase Agreement (Kranem Corp), Stock Purchase Agreement (Kranem Corp)
Qualifications. All authorizations, approvals or permits, if any, of any governmental authority or regulatory body of the United States or of any state that are required in connection with the lawful issuance and sale of the Shares Securities pursuant to this Agreement shall be obtained and effective as of the Initial Closing.
Appears in 4 contracts
Samples: Note Purchase Agreement (Colonnade Acquisition Corp. II), Convertible Note and Warrant Purchase Agreement (Hyperion Therapeutics Inc), Convertible Note and Warrant Purchase Agreement (Hyperion Therapeutics Inc)
Qualifications. All authorizations, approvals or permits, if any, of any governmental authority or regulatory body of the United States or of any state that are required in connection with the lawful issuance and sale of the Shares shares of Common Stock pursuant to this Agreement shall be obtained and effective as of the Closing.
Appears in 4 contracts
Samples: Debt Conversion Agreement (Isecuretrac Corp), Debt Conversion Agreement (Isecuretrac Corp), Debt Conversion Agreement (Isecuretrac Corp)
Qualifications. All authorizations, approvals approvals, or permits, if any, of any governmental authority or regulatory body of the United States or of any state that are required in connection with the lawful issuance and sale of the Shares Securities pursuant to this Agreement shall be duly obtained and effective as of the such Closing.
Appears in 4 contracts
Samples: Convertible Note Purchase Agreement (LanzaTech Global, Inc.), Series D Preferred Stock and Warrant Purchase Agreement (Great Basin Scientific, Inc.), Convertible Note Purchase Agreement (Ceres, Inc.)
Qualifications. All authorizations, approvals or permits, if any, of any governmental authority or regulatory body of the United States or of any state that are required in connection with the lawful issuance and sale of the Shares shares of Common Stock pursuant to this Agreement shall be obtained and effective as of the Closing.
Appears in 4 contracts
Samples: Debt Conversion Agreement (Isecuretrac Corp), Debt Conversion Agreement (Isecuretrac Corp), Debt Conversion Agreement (Isecuretrac Corp)
Qualifications. All authorizations, approvals or permits, if any, of any governmental authority or regulatory body of the United States or of any state that are required in connection with the lawful issuance and sale of the Shares and Warrants pursuant to this Agreement shall be obtained and effective as of the such Closing.
Appears in 3 contracts
Samples: Series a Preferred Stock and Warrant Purchase Agreement (Farmstead Telephone Group Inc), Series a Preferred Stock and Warrant Purchase Agreement (Farmstead Telephone Group Inc), Series a Preferred Stock and Warrant Purchase Agreement (Farmstead Telephone Group Inc)
Qualifications. All authorizations, approvals or permits, if any, of any governmental authority or regulatory body of the United States or of any state that are required in connection with the lawful issuance and sale of the Shares Notes and the Warrants pursuant to this Agreement shall be obtained and effective as of the Closing.
Appears in 3 contracts
Samples: Convertible Secured Promissory Note and Warrant Purchase Agreement (Bioforce Nanosciences Holdings, Inc.), Convertible Secured Promissory Note and Warrant Purchase Agreement (Bioforce Nanosciences Holdings, Inc.), Convertible Secured Promissory Note and Warrant Purchase Agreement (Bioforce Nanosciences Holdings, Inc.)
Qualifications. All authorizations, approvals or permits, if any, of any governmental authority or regulatory body of the United States or of any state that are required in connection with the lawful issuance and sale of the Shares pursuant to this Agreement shall be have been duly obtained and shall be effective on and as of the ClosingClosing Date.
Appears in 3 contracts
Samples: Subscription Agreement (Donaldson Lufkin & Jenrette Inc /Ny/), Investors' Subscription Agreement (Lee Thomas H Equity Fund Iii L P), Investors Subscription Agreement (Holmes Products Corp)
Qualifications. All authorizations, approvals or permits, if any, of any federal or state governmental authority or regulatory body of the United States or of any state other person that are required in connection with the lawful issuance and sale of the Shares Note pursuant to this Agreement shall be obtained and effective as of the Closing.
Appears in 3 contracts
Samples: Convertible Notes and Warrant Purchase Agreement (Q&K INTERNATIONAL GROUP LTD), Convertible Notes and Warrant Purchase Agreement (Crescent Capital Investments Ltd.), Convertible Notes and Warrant Purchase Agreement (Q&K INTERNATIONAL GROUP LTD)
Qualifications. All authorizations, approvals approvals, or permits, if any, of any governmental authority or regulatory body of the United States or of any state of the United States that are required in connection with the lawful issuance and sale of the Shares Securities to the Investor pursuant to this Agreement shall be have been duly obtained and shall be effective on and as of the Closing.
Appears in 3 contracts
Samples: Common Stock and Warrant Purchase Agreement (United Energy Corp /Nv/), Common Stock and Warrant Purchase Agreement (United Energy Corp /Nv/), Common Stock and Warrant Purchase Agreement (United Energy Corp /Nv/)
Qualifications. All authorizations, approvals or permits, if any, of any governmental authority or regulatory body of the United States or of any state that are required in connection with the lawful issuance and sale of the Shares Notes pursuant to this Agreement shall be obtained and effective as of the applicable Closing.
Appears in 3 contracts
Samples: Secured Convertible Note Purchase Agreement (H-Cyte, Inc.), Note Purchase Agreement (FWHC Holdings, LLC), Secured Convertible Note and Warrant Purchase Agreement (H-Cyte, Inc.)
Qualifications. All authorizations, approvals approvals, or permits, if any, of -------------- any governmental authority or regulatory body of the United States or of any state that are required in connection with the lawful issuance and sale of the Shares Securities pursuant to this Agreement shall be duly obtained and effective as of the Closing.
Appears in 3 contracts
Samples: Series D Preferred Stock Purchase Agreement (Planetrx Com), Series a Preferred Stock and Warrant Purchase Agreement (DSL Net Inc), Stock and Warrant Purchase Agreement (Applied Imaging Corp)
Qualifications. All authorizations, approvals approvals, or permits, if any, of any governmental authority or regulatory body of the United States or of any state that are required to be made prior to the Closing in connection with the lawful issuance and sale of the Shares Securities pursuant to this Agreement shall be duly obtained and effective as of the Closing.
Appears in 3 contracts
Samples: Research Collaboration and License Agreement (Vitae Pharmaceuticals, Inc), Research Collaboration and License Agreement (Vitae Pharmaceuticals, Inc), Research Collaboration and License Agreement (Vitae Pharmaceuticals, Inc)
Qualifications. All authorizations, approvals or permits, if any, of any governmental authority Governmental Entity or regulatory body of the United States or of any state that are required in connection with the lawful issuance and sale of the Shares Securities at the Closing pursuant to this Agreement shall be obtained and effective as of the Closing.
Appears in 3 contracts
Samples: Series B Preferred Stock Purchase Agreement (KonaRed Corp), Series a Preferred Stock Purchase Agreement (KonaRed Corp), Series a Preferred Stock Purchase Agreement (Willsey Gregory Thomas)
Qualifications. All authorizations, approvals or permits, if any, of any governmental authority or regulatory body of the United States or of any state that are required in connection with the lawful issuance and sale of the Subscription Shares pursuant to this Agreement shall be obtained and effective as of the Closing.
Appears in 3 contracts
Samples: Share Subscription Agreement (Sina Corp), Share Subscription Agreement (Sina Corp), Share Subscription Agreement (Sina Corp)
Qualifications. All authorizations, approvals or permits, if any, of any governmental authority or regulatory body of the United States or of any state that are required in connection with the lawful issuance and sale of the Purchased Shares pursuant to this Agreement shall be duly obtained and effective as of the Closing.
Appears in 3 contracts
Samples: Stock Purchase Agreement (Contango ORE, Inc.), Stock Purchase Agreement (Contango ORE, Inc.), Stock Purchase Agreement (Contango ORE, Inc.)
Qualifications. All authorizations, approvals or permits, if any, of any governmental authority or regulatory body of the United States or of any state Governmental Entity that are required in connection with the lawful issuance and sale of the Purchase Shares pursuant to this Agreement shall be duly obtained and effective as of the Closing.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Powerbridge Technologies Co., Ltd.), Common Stock Purchase Agreement (Utstarcom Inc), Common Stock Purchase Agreement (Utstarcom Inc)
Qualifications. All authorizations, approvals or permits, if any, of any governmental authority or regulatory body of the United States or of any state that are required in connection with the lawful issuance and sale of the Shares Securities pursuant to this Agreement shall be obtained by the Company and be effective as of the Closing.
Appears in 3 contracts
Samples: Senior Secured Convertible Note Purchase Agreement (Adamas One Corp.), Subordinated Note Purchase Agreement (Adamas One Corp.), Convertible Note Purchase Agreement (La Rosa Holdings Corp.)
Qualifications. All authorizations, approvals or permits, if -------------- any, of any governmental authority or regulatory body of the United States or of any state that are required in connection with the lawful issuance and sale of the Shares Securities pursuant to this Agreement shall be obtained and effective as of the Closing.
Appears in 3 contracts
Samples: Series D Preferred Stock Purchase Agreement (Petopia Com Inc), Series B Preferred Stock Purchase Agreement (Petopia Com Inc), Series C Preferred Stock Purchase Agreement (Petopia Com Inc)
Qualifications. All authorizations, approvals approvals, or permits, if any, of any governmental authority or regulatory body of the United States or of any state that are required to be made prior to the Closing in connection with the lawful issuance and sale of the Shares Securities pursuant to this Agreement shall be duly obtained and effective as of the Closing.
Appears in 3 contracts
Samples: Research Collaboration and License Agreement (Vitae Pharmaceuticals, Inc), Research Collaboration and License Agreement (Vitae Pharmaceuticals, Inc), Research Collaboration and License Agreement (Vitae Pharmaceuticals, Inc)
Qualifications. All authorizations, approvals or permits, if any, of any governmental authority or regulatory body of the United States or of any state Governmental Authority that are required in connection with the lawful issuance and sale of the Shares pursuant to this Agreement shall be obtained and effective as of the Closing.
Appears in 3 contracts
Samples: Common Stock Purchase Agreement (Arcellx, Inc.), Common Stock Purchase Agreement (Arcellx, Inc.), Stock Purchase Agreement (Infinity Energy Resources, Inc)
Qualifications. All authorizations, approvals or permits, if any, of any federal, state or local governmental authority, regulatory or self-regulatory authority or regulatory body of the United States or of any state other Person that are required in connection with the lawful issuance and sale of the Shares Securities pursuant to this Agreement the Transaction Documents shall be obtained and effective as of the Closing.
Appears in 3 contracts
Samples: Cumulative Convertible Senior Note and Warrant Purchase Agreement (Coupon Express, Inc.), Cumulative Convertible Senior Note and Warrant Purchase Agreement (Coupon Express, Inc.), Cumulative Convertible Senior Note and Warrant Purchase Agreement (Psi Corp)
Qualifications. All authorizations, approvals or permits, if any, of any governmental authority or regulatory body of the United States or of any state that are required in connection with the lawful issuance and sale of the Shares Units pursuant to this Agreement shall be obtained and effective as of the Closing.
Appears in 3 contracts
Samples: Membership Unit Purchase Agreement (Isun, Inc.), Securities Purchase Agreement (IntelliHome, Inc.), Securities Purchase Agreement (IntelliHome, Inc.)
Qualifications. All authorizations, approvals or permits, if any, of any federal or state governmental authority or regulatory body of the United States or of any state that are required in connection with the lawful issuance and sale of the Shares Note pursuant to this Agreement shall be obtained and effective as of the Closing.
Appears in 3 contracts
Samples: Convertible Notes and Warrant Purchase Agreement (Crescent Capital Investments Ltd.), Convertible Notes and Warrant Purchase Agreement (Q&K INTERNATIONAL GROUP LTD), Convertible Notes and Warrant Purchase Agreement (Q&K INTERNATIONAL GROUP LTD)
Qualifications. All authorizations, approvals approvals, or permits, if any, of any governmental authority or regulatory body of the United States or of any state that are required in connection with the lawful issuance and sale of the Shares pursuant to this Agreement shall be duly obtained and effective as of the Closing.
Appears in 3 contracts
Samples: Series E Preferred Stock Purchase Agreement (Concur Technologies Inc), Series a Preferred Stock Purchase Agreement (Adknowledge Inc), Series D Preferred Stock Purchase Agreement (Concur Technologies Inc)
Qualifications. All authorizations, approvals approvals, or permits, -------------- if any, of any governmental authority or regulatory body of the United States or of any state that are required in connection with the lawful issuance and sale of the Shares Securities pursuant to this Agreement shall be duly obtained and effective as of the Closing.
Appears in 3 contracts
Samples: Stock Purchase Agreement (Applied Imaging Corp), Series C Preferred Stock Purchase Agreement (Cacheflow Inc), Series D Preferred Stock Purchase Agreement (Fogdog Inc)
Qualifications. All authorizations, approvals or permits, if any, of any governmental authority or regulatory body of the United States or of States, any state or any foreign jurisdiction that are required in connection with the lawful issuance and sale of the Shares Common Stock pursuant to this Agreement shall be duly obtained and effective as of the Closing.
Appears in 3 contracts
Samples: Common Stock Purchase Agreement (4-D Neuroimaging), Common Stock Purchase Agreement (4-D Neuroimaging), Common Stock Purchase Agreement (4-D Neuroimaging)
Qualifications. All authorizations, approvals or permits, if any, of any governmental authority or regulatory body of the United States or of any state that are required prior to and in connection with the lawful issuance and sale of the Shares Securities pursuant to this Agreement shall be have been duly obtained and shall be effective on and as of the Closing.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Vcampus Corp), Securities Purchase Agreement (Vcampus Corp), Securities Purchase Agreement (Vcampus Corp)
Qualifications. All authorizations, approvals or permits, if any, of any governmental authority or regulatory body of the United States or of any state State that are required in connection with the lawful issuance and sale of the Shares Units pursuant to this Agreement shall be obtained and effective as of the Closing.
Appears in 3 contracts
Samples: Securities Purchase Agreement (MDNA Life Sciences, Inc.), Securities Purchase Agreement (MDNA Life Sciences, Inc.), Securities Purchase Agreement (WESTMOUNTAIN Co)
Qualifications. All authorizations, approvals or permits, if any, of any governmental authority or regulatory body of the United States or of any state that are required in connection with the lawful issuance and sale of the Shares Milestone Stock pursuant to this Agreement shall be obtained and effective as of the Milestone Closing.
Appears in 2 contracts
Samples: Common Stock Issuance Agreement (Vir Biotechnology, Inc.), Common Stock Issuance Agreement
Qualifications. All authorizations, approvals or permits, if any, of any governmental authority or regulatory body of the United States or of any state that are required in connection with the lawful issuance sale and sale transfer of the Shares and the issuance of the Warrants pursuant to this Agreement shall be obtained and effective as of the Closing.
Appears in 2 contracts
Samples: Stock and Warrant Purchase Agreement (Canopy Group Inc), Stock and Warrant Purchase Agreement (Ebiz Enterprises Inc)
Qualifications. All authorizations, approvals or -------------- permits, if any, of any governmental authority or regulatory body of the United States or of any state or any Person that are required in connection with the consummation of the transactions contemplated by this Agreement, including the lawful issuance and sale of the Shares Securities pursuant to this Agreement Agreement, shall be duly obtained and effective as of the Closing.
Appears in 2 contracts
Samples: Series a Preferred Stock Purchase Agreement (Inflow Inc), Preferred Stock Purchase Agreement (Inflow Inc)
Qualifications. All authorizations, approvals approvals, or permits, if any, of any governmental authority or regulatory body of the United States or of any state that are required in connection with the lawful issuance and sale of the Shares Securities pursuant to this Agreement shall be duly, obtained and effective as of the Closing.
Appears in 2 contracts
Samples: Stock Purchase Agreement (Driveway Corp), Stock Purchase Agreement (Driveway Corp)
Qualifications. All authorizations, approvals approvals, or permits, if any, -------------- any of any governmental authority or regulatory body of the United States or of any state that are required in connection with the lawful issuance and sale of the Shares pursuant to this Agreement shall be duly obtained and effective as of the Closing.
Appears in 2 contracts
Samples: Series a Convertible Preferred Stock Purchase Agreement (Tier Technologies Inc), Series a Convertible Preferred Stock Purchase Agreement (Tier Technologies Inc)
Qualifications. All authorizations, approvals or permits, if any, of any governmental authority or regulatory body of the United States or of any state that are required in connection with the lawful issuance and sale of the Shares pursuant to this Agreement Agreement, except for such as may be properly filed subsequent to Closing, shall be obtained and effective as of the Closing.
Appears in 2 contracts
Samples: Stock Purchase Agreement (OptimizeRx Corp), Common Stock Purchase Agreement (Omniture, Inc.)
Qualifications. All authorizations, approvals or permits, if any, of any governmental authority or regulatory body of the United States or of any state that are required in connection with the lawful issuance and sale of the Shares Securities pursuant to this Agreement shall be obtained and effective as of the Closing.
Appears in 2 contracts
Samples: Warrant Exchange Agreement (Venrock Associates), Warrant Exchange Agreement (Sirna Therapeutics Inc)
Qualifications. All authorizations, approvals or permits, if any, of any governmental authority or regulatory body of the United States or of any state that are required in connection with the lawful issuance and sale of the Shares and the Note pursuant to this Agreement shall be obtained and effective as of the Closing.
Appears in 2 contracts
Samples: Common Stock and Note Purchase Agreement, Common Stock and Note Purchase Agreement (Opgen Inc)
Qualifications. All authorizations, approvals or permits, if any, of any governmental authority or regulatory body of the United States or U.S., of any state or any other jurisdiction that are required in connection with the lawful issuance and sale of the Shares Stock pursuant to this Agreement shall be obtained and effective as of the Closing.
Appears in 2 contracts
Samples: Series a Preferred Stock Purchase Agreement (General Finance CORP), Series a Preferred Stock Purchase Agreement (General Finance CORP)
