Qualifying Investments Clause Samples

The "Qualifying Investments" clause defines the types of investments that meet specific criteria set out in an agreement, typically for the purpose of eligibility for certain benefits, protections, or incentives. This clause outlines the characteristics or standards an investment must satisfy, such as being in a particular asset class, meeting regulatory requirements, or being made within a specified timeframe. By clearly delineating which investments qualify, the clause ensures that only appropriate investments are considered, thereby reducing ambiguity and helping parties understand the scope of their rights and obligations under the agreement.
Qualifying Investments. 5.1 You can only hold qualifying Investments in your Investment ISA. If any of the shares that you hold in your Investment ISA are not, or cease to be, qualifying Investments under the ISA Regulations, we will ask you whether you want us to sell them and pay the proceeds to your Investment ISA, or re-register them into your own name or your nominee’s name, subject to the operation of law and the market conditions at the time. We may charge you for this. 5.2 We will tell you where it is apparent at the time we receive your Instructions to buy shares whether they are qualifying Investments.
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Qualifying Investments. Any future purchases of Company securities by any Investor in connection with or upon a registered public offering of the Company shall constitute a qualifying investment, as such term is defined in Rule 203(l)-1 promulgated under the Investment Advisers Act of 1940, as amended.
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Qualifying Investments. All applications for investment from third parties received by the Leeds City Region (or the RIF directly) shall be considered by the Leeds City Region in conjunction with the Leeds City Region investment framework, which shall determine whether such applications should be referred to the RIF or another source of funding available from the Leeds City Region or declined. The terms of reference for such review have yet to be finally determined but will include political review prior to any referral to the RIF.
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Qualifying Investments. Any future purchases of Company securities by Sofinnova in connection with or upon a registered public offering of the Company shall constitute a qualifying investment, as such term is defined in Rule 203(1)-1 promulgated under the Investment Advisers Act of 1940, as amended.
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Qualifying Investments. 16.1 We will comply with the ISA Regulations in maintaining your ISA. Should any of your stocks and shares not be qualifying investments under these Regulations, or any changes to them in the future mean that they are no longer qualifying investments. If an investment becomes ineligible for an ISA, we will make the decision on the action we take.
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Qualifying Investments. A “qualifying investment” is defined in 17 C.F.R. 275.203(l)-1(c)(3) as an investment in an equity security, or a debt security convertible into equity, issued by: (i) a “qualifying portfolio company” that has been acquired directly by the Fund from the “qualifying portfolio company”; (ii) a “qualifying portfolio company” in exchange for an equity security, or a debt security convertible into equity, issued by a “qualified portfolio company” described in item 1, above; or (iii) a company of which a “qualifying portfolio company” is a majority- owned subsidiary or predecessor, and is acquired by the Fund in exchange for an equity security, or a debt security convertible into equity, of a “qualifying portfolio company” described in items 1 or 2, above.
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Qualifying Investments. 6.1 The only investments that qualify for an Triple Point IFISA and which Triple Point, as your ISA manager, may purchase, make or hold in an Triple Point IFISA for you are:
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Qualifying Investments. (i) readily marketable certificates of deposit meeting the requirements of clause (i) of the definition of the term "Qualifying Investments" plus (ii) commercial paper or finance company paper meeting the requirements of clause (ii) of the definition of the term "Qualifying Investments" plus 16 Actual Required/Permitted (iii) direct obligations of the U.S. meeting the requirements of clause (iii) of the definition of the term "Qualifying Investments" plus (iv) repurchase agreements and reverse repurchase agreements with durations of less than 31 days that are fully secured by direct obligations of the U.S. = (i) + (ii) + (iii) + (iv) = minus
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Qualifying Investments. 17.1 We will comply with the ISA Regulations in maintaining your ISA. Should any of your stocks and shares not be a qualifying investment under these Regulations (or these Terms or any changes to them in the future) mean that they are no longer a qualifying investment, then we will ask you whether you wish us to sell it and pay the proceeds to your ISA or re-register it into your own name. We may charge you for this. If you are unsure whether any stock is eligible, please call our ISA Team on 0113 200 6580. 17.2 Applications can be made for public offers of shares or new bond issues in qualifying companies including investment trusts using cash held in an ISA plan. If you are using sale proceeds, the funds from the transaction must be available before the deadline to take up the offer.
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Related to Qualifying Investments

  • Existing Investments This Agreement shall also apply to investment made prior to its entry into force by investors of one Contracting Party in the territory of the other Contracting Party in accordance with its laws and regulations.

  • Subsequent Equity Issuances The Company shall not deliver any Sales Notice hereunder (and any Sales Notice previously delivered shall not apply during such three Business Days) for at least three (3) Business Days prior to any date on which the Company or any Subsidiary offers, sells, issues, contracts to sell, contracts to issue or otherwise disposes of, directly or indirectly, any other shares of Common Stock or any Common Stock Equivalents (other than the Shares), subject to Manager’s right to waive this obligation, provided that, without compliance with the foregoing obligation, the Company may issue and sell Common Stock pursuant to any employee equity plan, stock ownership plan or dividend reinvestment plan of the Company in effect at the Execution Time and the Company may issue Common Stock issuable upon the conversion or exercise of Common Stock Equivalents outstanding at the Execution Time.

  • The Investment Account; Eligible Investments (a) Not later than the Withdrawal Date, the Master Servicer shall withdraw or direct the withdrawal of funds in the Custodial Accounts for P&I, for deposit in the Investment Account, in an amount representing: (i) Scheduled installments of principal and interest on the Mortgage Loans received or advanced by the applicable Servicers which were due on the related Due Date, net of the Servicing Fees due the applicable Servicers and less any amounts to be withdrawn later by the applicable Servicers from the applicable Buydown Fund Accounts; (ii) Payoffs and the proceeds of other types of liquidations of the Mortgage Loans received by the applicable Servicer for such Mortgage Loans during the applicable Payoff Period, with interest to the date of Payoff or liquidation less any amounts to be withdrawn later by the applicable Servicers from the applicable Buydown Fund Accounts; and (iii) Curtailments received by the applicable Servicers in the Prior Period. At its option, the Master Servicer may invest funds withdrawn from the Custodial Accounts for P&I, as well as any Buydown Funds, Insurance Proceeds and Liquidation Proceeds previously received by the Master Servicer (including amounts paid by the Company in respect of any Purchase Obligation or its substitution obligations set forth in Section 2.07 or Section 2.08 or in connection with the exercise of the option to terminate this Agreement pursuant to Section 9.01) for its own account and at its own risk, during any period prior to their deposit in the Certificate Account. Such funds, as well as any funds which were withdrawn from the Custodial Accounts for P&I on or before the Withdrawal Date, but not yet deposited into the Certificate Account, shall immediately be deposited by the Master Servicer with the Investment Depository in an Investment Account in the name of the Master Servicer and the Trust for investment only as set forth in this Section 3.03. The Master Servicer shall bear any and all losses incurred on any investments made with such funds and shall be entitled to retain all gains realized on such investments as additional servicing compensation. Not later than the Business Day prior to the Distribution Date, the Master Servicer shall deposit such funds, net of any gains (except Payoff Earnings) earned thereon, in the Certificate Account. (b) Funds held in the Investment Account shall be invested in (i) one or more Eligible Investments which shall in no event mature later than the Business Day prior to the related Distribution Date (except if such Eligible Investments are obligations of the Trustee, such Eligible Investments may mature on the Distribution Date), or (ii) such other instruments as shall be required to maintain the Ratings.

  • Equity Investments Equity Investments, which, to the extent constituting Stock other than common Stock, shall be on terms and conditions and pursuant to documentation reasonably satisfactory to the Joint Lead Arrangers and Bookrunners to the extent material to the interests of the Lenders, in an amount not less than the Minimum Equity Amount shall have been made.

  • Eligible Investments 19 ERISA.........................................................................................20