Qualifying Investments. 5.1 You can only hold qualifying Investments in your Investment ISA. If any of the shares that you hold in your Investment ISA are not, or cease to be, qualifying Investments under the ISA Regulations, we will ask you whether you want us to sell them and pay the proceeds to your Investment ISA, or re-register them into your own name or your nominee’s name, subject to the operation of law and the market conditions at the time. We may charge you for this.
5.2 We will tell you where it is apparent at the time we receive your Instructions to buy shares whether they are qualifying Investments.
Qualifying Investments. All applications for investment from third parties received by the Leeds City Region (or the RIF directly) shall be considered by the Leeds City Region in conjunction with the Leeds City Region investment framework, which shall determine whether such applications should be referred to the RIF or another source of funding available from the Leeds City Region or declined. The terms of reference for such review have yet to be finally determined but will include political review prior to any referral to the RIF.
Qualifying Investments. Any future purchases of Company securities by any Investor in connection with or upon a registered public offering of the Company shall constitute a qualifying investment, as such term is defined in Rule 203(l)-1 promulgated under the Investment Advisers Act of 1940, as amended.
Qualifying Investments. Any future purchases of Company securities by Sofinnova in connection with or upon a registered public offering of the Company shall constitute a qualifying investment, as such term is defined in Rule 203(1)-1 promulgated under the Investment Advisers Act of 1940, as amended.
Qualifying Investments. 16.1 We will comply with the ISA Regulations in maintaining your ISA. Should any of your stocks and shares not be qualifying investments under these Regulations, or any changes to them in the future mean that they are no longer qualifying investments. If an investment becomes ineligible for an ISA, we will make the decision on the action we take.
Qualifying Investments. (i) readily marketable certificates of deposit meeting the requirements of clause (i) of the definition of the term "Qualifying Investments" plus
(ii) commercial paper or finance company paper meeting the requirements of clause (ii) of the definition of the term "Qualifying Investments" plus 16 Actual Required/Permitted
(iii) direct obligations of the U.S. meeting the requirements of clause (iii) of the definition of the term "Qualifying Investments" plus
(iv) repurchase agreements and reverse repurchase agreements with durations of less than 31 days that are fully secured by direct obligations of the U.S. = (i) + (ii) + (iii) + (iv) = minus
Qualifying Investments. 17.1 We will comply with the ISA Regulations in maintaining your ISA. Should any of your stocks and shares not be a qualifying investment under these Regulations (or these Terms or any changes to them in the future) mean that they are no longer a qualifying investment, then we will ask you whether you wish us to sell it and pay the proceeds to your ISA or re-register it into your own name. We may charge you for this. If you are unsure whether any stock is eligible, please call our ISA Team on 0113 200 6580.
17.2 Applications can be made for public offers of shares or new bond issues in qualifying companies including investment trusts using cash held in an ISA plan. If you are using sale proceeds, the funds from the transaction must be available before the deadline to take up the offer.
Qualifying Investments. 6.1 The only investments that qualify for an Triple Point IFISA and which Triple Point, as your ISA manager, may purchase, make or hold in an Triple Point IFISA for you are:
Qualifying Investments. A “qualifying investment” is defined in 17 C.F.R. 275.203(l)-1(c)(3) as an investment in an equity security, or a debt security convertible into equity, issued by:
(i) a “qualifying portfolio company” that has been acquired directly by the Fund from the “qualifying portfolio company”;
(ii) a “qualifying portfolio company” in exchange for an equity security, or a debt security convertible into equity, issued by a “qualified portfolio company” described in item 1, above; or
(iii) a company of which a “qualifying portfolio company” is a majority- owned subsidiary or predecessor, and is acquired by the Fund in exchange for an equity security, or a debt security convertible into equity, of a “qualifying portfolio company” described in items 1 or 2, above.
