Quarterly Transaction Reports. No later than thirty days after the end of the calendar quarter, the following information (a) with respect to any Personal Securities Transaction during the quarter: ● The date of the transaction, the title and type of security, the CUSIP number or exchange ticker symbol (if applicable), the interest rate and maturity date (if applicable), the number of shares and the principal amount of each security ● The nature of the transaction (i.e., purchase, sale or any other type of acquisition or disposition) ● The price at which the transaction was effected ● The name of the broker, dealer or bank with or through which the transaction was effected ● The date that the report is submitted by the Access Person
Appears in 4 contracts
Samples: Destra Investments (Destra Investment Trust), Destra Investments (Destra Investment Trust II), Destra Investment Trust II
Quarterly Transaction Reports. No later than thirty days after the end of the calendar quarter, the following information (a) with respect to any Personal Securities Transaction during the quarter: ● • The date of the transaction, the title and type of security, the CUSIP number or exchange ticker symbol (if applicable), the interest rate and maturity date (if applicable), the number of shares and the principal amount of each security ● security; • The nature of the transaction (i.e., purchase, sale or any other type of acquisition or disposition) ● ); • The price at which the transaction was effected ● effected; • The name of the broker, dealer or bank with or through which the transaction was effected ● effected; • The date that the report is submitted by the Access Person.
Appears in 3 contracts
Samples: Multi-Strategy Growth & Income Fund, Destra Investment Trust, Destra Investment Trust II
Quarterly Transaction Reports. No later than thirty days after the end of the calendar quarter, the following information (a) with respect to any Personal Securities Transaction during the quarter: ● • The date of the transaction, the title and type of security, the CUSIP number or exchange ticker symbol (if applicable), the interest rate and maturity date (if applicable), the number of shares and the principal amount of each security ● • The nature of the transaction (i.e., purchase, sale or any other type of acquisition or disposition) ● • The price at which the transaction was effected ● • The name of the broker, dealer or bank with or through which the transaction was effected ● • The date that the report is submitted by the Access Person
Appears in 1 contract
