Common use of REASON FOR TRANSFER – FOR US RESIDENTS ONLY Clause in Contracts

REASON FOR TRANSFER – FOR US RESIDENTS ONLY. Consistent with US IRS regulations, Computershare is required to request cost basis information from US securityholders. Please indicate the reason for requesting the transfer as well as the date of event relating to the reason. The event date is not the day in which the transfer is finalized, but rather the date of the event which led to the transfer request (i.e. date of gift, date of death of the securityholder, or the date the private sale took place). SCHEDULE “B” CONDITIONS PRECEDENT CERTIFICATE‌ TO: PARADIGM CAPITAL INC. AND TO: SPROTT CAPITAL PARTNERS LP Reference is made to the subscription receipt agreement dated as of February 11, 2020 (the "Subscription Receipt Agreement") among Regency Gold Corp. (the "Corporation"), Computershare Trust Company of Canada (the "Subscription Receipt Agent"), Paradigm Capital Inc. and Sprott Capital Partners LP (the "Co-Lead Agents"). Unless otherwise defined herein, words and terms with the letter or letters thereof capitalized shall have the meanings given to such words and terms in the Subscription Receipt Agreement. This Condition Precedent Certificate is being provided pursuant to the Subscription Receipt Agreement and the undersigned, does hereby certify for and on behalf of the Corporation and not in his or her personal capacity that all of the Escrow Release Conditions, other than the delivery of the Escrow Release Notice, have been satisfied. DATED this day of , 2020. REGENCY GOLD CORP. By: Name: Title: SCHEDULE “C” ESCROW RELEASE NOTICE‌ TO: COMPUTERSHARE TRUST COMPANY OF CANADA Reference is made to the subscription receipt agreement dated as of February 11, 2020 (the "Subscription Receipt Agreement") among Regency Gold Corp. (the "Corporation"), Computershare Trust Company of Canada (the "Subscription Receipt Agent"), Paradigm Capital Inc. and Sprott Capital Partners LP (the "Co-Lead Agents"). Unless otherwise defined herein, words and terms with the letter or letters thereof capitalized shall have the meanings given to such words and terms in the Subscription Receipt Agreement. The Subscription Receipt Agent is hereby notified that the Escrow Release Conditions (other than delivery of this Escrow Release Notice) have been satisfied in full or waived in accordance with the Subscription Receipt Agreement, and, accordingly, the Subscription Receipt Agent is hereby irrevocably directed and authorized to, in accordance with Section 4 and Section 6.3 of the Subscription Receipt Agreement, release on or within one Business Day following the Release Date to:

Appears in 1 contract

Samples: Subscription Receipt Agreement

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REASON FOR TRANSFER – FOR US RESIDENTS ONLY. Consistent with US IRS regulations, Computershare is required to request cost basis information from US securityholders. Please indicate the reason for requesting the transfer as well as the date of event relating to the reason. The event date is not the day in which the transfer is finalized, but rather the date of the event which led to the transfer request (i.e. date of gift, date of death of the securityholder, or the date the private sale took place). SCHEDULE “B” CONDITIONS PRECEDENT CERTIFICATE‌ CERTIFICATE TO: PARADIGM CAPITAL INCCANACCORD GENUITY CORP. AND TO: SPROTT CAPITAL PARTNERS LP Reference is made to the subscription receipt agreement dated as of February 11December 6, 2020 2022 (the "Subscription Receipt Agreement") among Regency Gold enCore Energy Corp. (the "Corporation"), Computershare Trust Company of Canada (the "Subscription Receipt Agent"), Paradigm Capital Inc. and Sprott Capital Partners LP Canaccord Genuity Corp. (the "Co-Lead Agents"Underwriter”). Unless otherwise defined herein, words and terms with the letter or letters thereof capitalized shall have the meanings given to such words and terms in the Subscription Receipt Agreement. This Condition Conditions Precedent Certificate is being provided pursuant to the Subscription Receipt Agreement and the undersigned, does hereby certify for and on behalf of the Corporation and not in his or her personal capacity that all paragraphs (a) and (b) of the Brokered Escrow Release Conditions, other than the delivery of the Escrow Release Notice, Conditions have been satisfied. DATED this day of , 20202022. REGENCY GOLD ENCORE ENERGY CORP. By: Name: Title: SCHEDULE “C” BROKERED ESCROW RELEASE NOTICE‌ NOTICE TO: COMPUTERSHARE TRUST COMPANY OF CANADA Reference is made to the subscription receipt agreement dated as of February 11December 6, 2020 2022 (the "Subscription Receipt Agreement") among Regency Gold enCore Energy Corp. (the "Corporation"), Computershare Trust Company of Canada (the "Subscription Receipt Agent"), Paradigm Capital Inc. and Sprott Capital Partners LP Canaccord Genuity Corp. (the "Co-Lead Agents"Underwriter”). Unless otherwise defined herein, words and terms with the letter or letters thereof capitalized shall have the meanings given to such words and terms in the Subscription Receipt Agreement. The Subscription Receipt Agent is hereby notified that the Brokered Escrow Release Conditions (other than delivery of this Escrow Release Notice) have been satisfied in full or waived in accordance with the Subscription Receipt Agreement, and, accordingly, the Subscription Receipt Agent is hereby irrevocably directed and authorized to, in accordance with Section 4 4.1(8) and Section 6.3 6.3(1) of the Subscription Receipt Agreement, release on or within one Business Day following the Release Date to:

Appears in 1 contract

Samples: Subscription Receipt Agreement (enCore Energy Corp.)

REASON FOR TRANSFER – FOR US RESIDENTS ONLY. Consistent with US IRS regulations, Computershare is required to request cost basis information from US securityholders. Please indicate the reason for requesting the transfer as well as the date of event relating to the reason. The event date is not the day in which the transfer is finalized, but rather the date of the event which led to the transfer request (i.e. date of gift, date of death of the securityholder, or the date the private sale took place). SCHEDULE “B” CONDITIONS PRECEDENT CERTIFICATE‌ CERTIFICATE TO: PARADIGM CAPITAL CORMARK SECURITIES INC. AND TO: SPROTT CAPITAL PARTNERS LP Reference is made to the subscription receipt agreement dated as of February 11August 30, 2020 2019 (the "Subscription Receipt Agreement") among Regency Gold Corp. IM Cannabis (Finance) Ltd. (the "Corporation"), I.M.C. Holdings Ltd., Navasota Resources Inc., Computershare Trust Company of Canada (the "Subscription Receipt Agent"), Paradigm Capital and Cormark Securities Inc. and Sprott Capital Partners LP (the "Co-Lead AgentsAgent"). Unless otherwise defined herein, words and terms with the letter or letters thereof capitalized shall have the meanings given to such words and terms in the Subscription Receipt Agreement. This Condition Precedent Certificate is being provided pursuant to the Subscription Receipt Agreement and the undersigned, does hereby certify for and on behalf of the Corporation and not in his or her personal capacity that all of the Escrow Release Conditions, other than the delivery of the Escrow Release Notice, have been satisfied. DATED this day of , 20202019. REGENCY GOLD CORPIM CANNABIS (FINANCE) LTD. By: Name: Title: I.M.C. HOLDINGS LTD. By: Name: Title: NAVASOTA RESOURCES INC. By: Name: Title: SCHEDULE “C” ESCROW RELEASE NOTICE‌ TO: COMPUTERSHARE TRUST COMPANY OF CANADA Reference is made to the subscription receipt agreement dated as of February 11August 30, 2020 2019 (the "Subscription Receipt Agreement") among Regency Gold Corp. IM Cannabis Finance Ltd. (the "Corporation"), I.M.C. Holdings Ltd., Navasota Resources Inc., Computershare Trust Company of Canada (the "Subscription Receipt Agent"), Paradigm Capital and Cormark Securities Inc. and Sprott Capital Partners LP (the "Co-Lead AgentsAgent" or "Lead Advisor"). Unless otherwise defined herein, words and terms with the letter or letters thereof capitalized shall have the meanings given to such words and terms in the Subscription Receipt Agreement. The Subscription Receipt Agent is hereby notified that the Escrow Release Conditions (other than delivery of this Escrow Release Notice) have been satisfied in full or waived in accordance with the Subscription Receipt Agreement, and, accordingly, the Subscription Receipt Agent is hereby irrevocably directed and authorized to, in accordance with Section 4 and Section 6.3 of the Subscription Receipt Agreement, release on or within one Business Day following the Release Date to:

Appears in 1 contract

Samples: Subscription Receipt Agreement

REASON FOR TRANSFER – FOR US RESIDENTS ONLY. Consistent with US IRS regulations, Computershare is required to request cost basis information from US securityholders. Please indicate the reason for requesting the transfer as well as the date of event relating to the reason. The event date is not the day in which the transfer is finalized, but rather the date of the event which led to the transfer request (i.e. date of gift, date of death of the securityholder, or the date the private sale took place). SCHEDULE “B” CONDITIONS PRECEDENT CERTIFICATE‌ ESCROW RELEASE NOTICE TO: PARADIGM CAPITAL INCCOMPUTERSHARE TRUST COMPANY OF CANADA AND TO: CANACCORD GENUITY CORP. AND TO: SPROTT CAPITAL PARTNERS LP RBC DOMINION SECURITIES INC. Reference is made to the subscription receipt agreement dated as of February 11May 31, 2020 2017, (the "Subscription Receipt Agreement") among Regency Gold between DHX Media Ltd. (the “Corporation”), Canaccord Genuity Corp. (the "Corporation"“Canaccord”), RBC Dominion Securities Inc. (“RBC”, and together with Canaccord, the “Lead Underwriters”) and Computershare Trust Company of Canada (the "Subscription Receipt Agent"), Paradigm Capital Inc. and Sprott Capital Partners LP (the "Co-Lead Agents"). Unless otherwise defined herein, words and terms with the letter or letters thereof capitalized shall have the meanings given to such words and terms in the Subscription Receipt Agreement. This Condition Precedent Certificate is being provided pursuant to the Subscription Receipt Agreement and the undersigned, does hereby certify for and on behalf of the Corporation and not in his or her personal capacity that all of the Escrow Release Conditions, other than the delivery of the Escrow Release Notice, have been satisfied. DATED this day of , 2020. REGENCY GOLD CORP. By: Name: Title: SCHEDULE “C” ESCROW RELEASE NOTICE‌ TO: COMPUTERSHARE TRUST COMPANY OF CANADA Reference is made to the subscription receipt agreement dated as of February 11, 2020 (the "Subscription Receipt Agreement") among Regency Gold Corp. (the "Corporation"), Computershare Trust Company of Canada (the "Subscription Receipt Agent"), Paradigm Capital Inc. and Sprott Capital Partners LP (the "Co-Lead Agents"). Unless otherwise defined herein, words and terms with the letter or letters thereof capitalized shall have the meanings given to such words and terms in the Subscription Receipt Agreement. The Subscription Receipt Agent is and the Lead Underwriters are hereby notified that the Escrow Release Conditions (other than delivery of this Escrow Release Notice) have Condition has been satisfied in full or waived in accordance with the Subscription Receipt Agreement, and, accordingly, the Subscription Receipt Agent is hereby irrevocably directed and authorized to, in accordance with Section 4 and Section 6.3 4.1(c) of the Subscription Receipt Agreement, to release on or within one Business Day following the Release Date to:

Appears in 1 contract

Samples: Subscription Receipt Agreement (DHX Media Ltd.)

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REASON FOR TRANSFER – FOR US RESIDENTS ONLY. Consistent with US IRS regulations, Computershare Odyssey Trust Company is required to request cost basis information from US securityholders. Please indicate the reason for requesting the transfer as well as the date of event relating to the reason. The event date is not the day in which the transfer is finalized, but rather the date of the event which led to the transfer request (i.e. date of gift, date of death of the securityholder, or the date the private sale took place). SCHEDULE “B” CONDITIONS PRECEDENT CERTIFICATE‌ EXERCISE FORM TO: PARADIGM CAPITAL INCLogiq, Inc. c/o Odyssey Trust Company 000 0xx Xxx. AND TO: SPROTT CAPITAL PARTNERS LP Reference is made to XX, Xxxxx 0000, Xxxxxxx, XX X0X 0X0 The undersigned holder of the subscription receipt agreement dated as within Warrants hereby irrevocably subscribes for Common Shares of February 11Logiq, 2020 Inc. (the "Subscription Receipt Agreement"“Corporation”) among Regency Gold Corp. (on the "Corporation"), Computershare Trust Company of Canada (terms and conditions set forth in the "Subscription Receipt Agent"), Paradigm Capital Inc. attached Warrant Certificate and Sprott Capital Partners LP (the "Co-Lead Agents")Warrant Indenture. Unless Any capitalized term in this Warrant Certificate that is not otherwise defined herein, words and terms with the letter or letters thereof capitalized shall have the meanings given to such words and terms meaning ascribed thereto in the Subscription Receipt AgreementWarrant Indenture. This Condition Precedent The undersigned hereby directs that the said Common Shares be issued as follows: NAME(S) IN FULL ADDRESS(ES) NUMBER OF COMMON SHARES (Please print.) DATED this _____ day of ____________, 20_ _. Signature Guaranteed* Name of Warrantholder Name of Authorized Representative Signature of Warrantholder or Authorized Representative Title or Capacity of Authorized Representative Daytime Phone Number of Warrantholder or Authorized Representative ☐ Please check this box if the securities are to be picked up at the office where the Warrant Certificate is being provided pursuant surrendered, failing which the securities will be mailed to the Subscription Receipt Agreement address shown on the register. Instructions: The signature of the Holder must be the signature of the registered holder appearing on the face of the Warrant Certificate without alteration or enlargement or any change whatsoever. If this Exercise Form is signed by a trustee, executor, administrator, curator, guardian, attorney, officer of a corporation or any person acting in a fiduciary or representative capacity, the Warrant Certificate must be accompanied by evidence of authority to sign satisfactory to the Warrant Agent and the undersignedCorporation, does hereby certify for acting reasonably. *If the Common Shares are to be issued to a person other than to the registered Holder, then the signature on this Exercise Form must be guaranteed by a Schedule 1 Canadian chartered bank, medallion guaranteed by a recognized medallion signature guarantee program or in any other manner satisfactory to the Warrant Agent. The guarantor must affix a stamp bearing the actual words “Signature Guaranteed”. Signature guarantees are not accepted from Treasury Branches or credit unions unless they are members of the Stamp Medallion Program. In the United States, signature guarantees must be done by members of the “Medallion Signature Guarantee Program” only. If securities are to be issued to a person other than the registered Holder, the Transfer Form must be completed and on behalf the Holder must pay or cause to be paid to the Corporation or the Warrant Agent all applicable transfer or similar taxes, if any, and the Corporation shall not be required to issue or deliver certificates evidencing the Common Shares and Warrants unless and until such Holder shall have paid to the Corporation or the Warrant Agent the amount of such tax or shall have established to the satisfaction of the Corporation and not in his that such tax has been paid or her personal capacity that all of the Escrow Release Conditions, other than the delivery of the Escrow Release Notice, have been satisfied. DATED this day of , 2020. REGENCY GOLD CORP. By: Name: Title: SCHEDULE “C” ESCROW RELEASE NOTICE‌ TO: COMPUTERSHARE TRUST COMPANY OF CANADA Reference no tax is made to the subscription receipt agreement dated as of February 11, 2020 (the "Subscription Receipt Agreement") among Regency Gold Corp. (the "Corporation"), Computershare Trust Company of Canada (the "Subscription Receipt Agent"), Paradigm Capital Inc. and Sprott Capital Partners LP (the "Co-Lead Agents"). Unless otherwise defined herein, words and terms with the letter or letters thereof capitalized shall have the meanings given to such words and terms in the Subscription Receipt Agreement. The Subscription Receipt Agent is hereby notified that the Escrow Release Conditions (other than delivery of this Escrow Release Notice) have been satisfied in full or waived in accordance with the Subscription Receipt Agreement, and, accordingly, the Subscription Receipt Agent is hereby irrevocably directed and authorized to, in accordance with Section 4 and Section 6.3 of the Subscription Receipt Agreement, release on or within one Business Day following the Release Date to:due.

Appears in 1 contract

Samples: Warrant Indenture (Logiq, Inc.)

REASON FOR TRANSFER – FOR US RESIDENTS ONLY. Consistent with US IRS regulations, Computershare is required to request cost basis information from US securityholders. Please indicate the reason for requesting the transfer as well as the date of event relating to the reason. The event date is not the day in which the transfer is finalized, but rather the date of the event which led to the transfer request (i.e. date of gift, date of death of the securityholder, or the date the private sale took place). SCHEDULE “B” CONDITIONS PRECEDENT CERTIFICATE‌ ESCROW RELEASE NOTICE‌ TO: PARADIGM CAPITAL INC. AND TO: SPROTT CAPITAL PARTNERS LP COMPUTERSHARE TRUST COMPANY OF CANADA Reference is made to the subscription receipt Flow-Through Unit Subscription Receipt agreement dated as of February 11August 19, 2020 2021, (the "“Flow-Through Unit Subscription Receipt Agreement") among Regency Gold between Fabled Copper Corp. (the "Corporation"), Research Capital Corporation (the “Agent”) and Computershare Trust Company of Canada (the "Subscription Receipt Agent"), Paradigm Capital Inc. and Sprott Capital Partners LP (the "Co-Lead Agents"). Unless otherwise defined herein, words and terms with the letter or letters thereof capitalized shall have the meanings given to such words and terms in the Subscription Receipt Agreement. This Condition Precedent Certificate is being provided pursuant to the Subscription Receipt Agreement and the undersigned, does hereby certify for and on behalf of the Corporation and not in his or her personal capacity that all of the Escrow Release Conditions, other than the delivery of the Escrow Release Notice, have been satisfied. DATED this day of , 2020. REGENCY GOLD CORP. By: Name: Title: SCHEDULE “C” ESCROW RELEASE NOTICE‌ TO: COMPUTERSHARE TRUST COMPANY OF CANADA Reference is made to the subscription receipt agreement dated as of February 11, 2020 (the "Subscription Receipt Agreement") among Regency Gold Corp. (the "Corporation"), Computershare Trust Company of Canada (the "Subscription Receipt Agent"), Paradigm Capital Inc. and Sprott Capital Partners LP (the "CoFlow-Lead Agents"). Unless otherwise defined herein, words and terms with the letter or letters thereof capitalized shall have the meanings given to such words and terms in the Through Unit Subscription Receipt Agreement. The Subscription Receipt Agent is hereby notified that the Escrow Release Conditions (other than delivery of this Escrow Release Notice) have been satisfied in full or waived in accordance with the Flow-Through Unit Subscription Receipt Agreement, and, accordingly, the Subscription Receipt Agent is hereby irrevocably directed and authorized to, in accordance with Section 4 and Section 6.3 4.1(c) of the Flow-Through Unit Subscription Receipt Agreement, to release on or within one Business Day following the Escrowed Funds (less an amount payable to the Subscription Receipt Agent equal to its reasonable fees for services rendered and disbursements incurred) to the Corporation by means of a wire transfer to the bank account indicated in the attached. This Release Date toNotice, which may be signed in counterparts and delivered by facsimile, is irrevocable and shall constitute your good and sufficient authority for taking the actions described herein. DATED this day of , 2021 FABLED COPPER CORP. Per: Name: Title: RESEARCH CAPITAL CORPORATION Per: Name:

Appears in 1 contract

Samples: Subscription Receipt Agreement

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