RECAPITALIZATION OR CAPITAL ADJUSTMENT. 1. In the case of any negative stock split, recapitalization or other capital adjustment requiring a change in the form of Share certificates, the Bank will issue Share certificates in the new form in exchange for, or upon transfer of, outstanding Share certificates in the old form, upon receiving:
Appears in 148 contracts
Samples: Stock Transfer Agency Agreement (Calamos Global Convertible & Dynamic Income Trust), Stock Transfer Agency Agreement (Calamos Long/Short Equity & Income 2028 Term Trust), Stock Transfer Agency Agreement (Calamos Dynamic Convertible & Income Fund)
RECAPITALIZATION OR CAPITAL ADJUSTMENT. 1. In the case of any negative stock split, recapitalization or other capital adjustment requiring a change in the form of Share certificates, the Bank Transfer Agent will issue Share certificates in the new form in exchange for, or upon transfer of, outstanding Share certificates in the old form, upon receiving:
Appears in 37 contracts
Samples: Transfer Agency Agreement (Dreyfus Manager Funds Ii), Transfer Agency Agreement (Dreyfus Laurel Tax Free Municipal Funds), Transfer Agency Agreement (Dreyfus Investment Funds)
RECAPITALIZATION OR CAPITAL ADJUSTMENT. 1. In the case of any negative stock split, recapitalization or other capital adjustment requiring a change in the form of Share certificates, the Bank will issue Share certificates (or any electronic equivalent thereof in the DRS (as defined below)) in the new form in exchange for, or upon transfer of, outstanding Share certificates (or any electronic equivalent) in the old form, upon receiving:
Appears in 3 contracts
Samples: Stock Transfer Agency Agreement (NASDAQ Premium Income & Growth Fund Inc.), Stock Transfer Agency Agreement (MLP & Strategic Equity Fund Inc.), Stock Transfer Agency Agreement (Dow 30 Enhanced Premium & Income Fund Inc.)
RECAPITALIZATION OR CAPITAL ADJUSTMENT. 1. In the case of any negative stock split, recapitalization or other capital adjustment requiring a change in the form of Share certificates, the Bank Agent will issue Share certificates in the new form in exchange for, or upon transfer of, outstanding Share certificates in the old form, upon receiving:
Appears in 2 contracts
Samples: Stock Transfer Agency Agreement (Cohen & Steers MLP Income & Energy Opportunity Fund), Stock Transfer Agency Agreement (Cohen & Steers LTD Duration Preferred & Income Fund, Inc.)
RECAPITALIZATION OR CAPITAL ADJUSTMENT. 1. In the case of any negative stock split, recapitalization or other capital adjustment requiring a change in the form of Share certificates, the Bank Transfer Agent will issue Share share certificates in the new form in exchange for, or upon transfer of, outstanding Share certificates in the old form, upon receiving:
Appears in 2 contracts
Samples: Transfer Agency Agreement (Bull & Bear Special Equities Fund Inc), Transfer Agency Agreement (Bull & Bear Gold Investors LTD)
RECAPITALIZATION OR CAPITAL ADJUSTMENT. 1. i. In the case of any negative stock split, recapitalization or other capital adjustment requiring a change in the form of Share certificates, the Bank will issue Share certificates in the new form in exchange for, or upon transfer of, outstanding Share certificates in the old form, upon receiving:
Appears in 1 contract
Samples: Stock Transfer Agency Agreement (Dreman Claymore Dividend & Income Fund)
RECAPITALIZATION OR CAPITAL ADJUSTMENT. 1. I. In the case of any negative stock split, recapitalization or other capital adjustment requiring a change in the form of Share certificates, the Bank will issue Share certificates in the new form in exchange for, or upon transfer of, outstanding Share certificates in the old form, upon receiving:
Appears in 1 contract
Samples: Stock Transfer Agency Agreement (Fiduciary/Claymore Dynamic Equity Fund)
RECAPITALIZATION OR CAPITAL ADJUSTMENT. 1. In the case of any negative stock split, recapitalization or other capital adjustment requiring a change in the form of Share certificates, the Bank will issue Share certificates in the new form in exchange for, or upon transfer of, outstanding Share certificates in the old form, upon receiving:;
Appears in 1 contract
Samples: Stock Transfer Agency Agreement (Voskian Funds Trust)
RECAPITALIZATION OR CAPITAL ADJUSTMENT. 1. (a) In the case of any negative stock split, recapitalization or other capital adjustment requiring a change in the form of Share certificates, certificates the Bank will issue Share share certificates in the new form in exchange for, or upon transfer of, outstanding Share certificates in the old form, upon receiving:
Appears in 1 contract
Samples: Transfer Agency Agreement (Eagle Picher Holdings Inc)
RECAPITALIZATION OR CAPITAL ADJUSTMENT. 1. In the case of any negative stock split, recapitalization or other capital adjustment requiring a change in the form of Share certificates, the Bank will issue Share certificates in the new form in exchange for, or upon transfer of, outstanding Share certificates in the old form, upon receivingupon.receiving:
Appears in 1 contract
