Recapitalization or Readjustment. In case of any recapitalization, readjustment or other change in the capital structure of the Trust requiring a change in the form of Certificates, BOSTON FINANCIAL will issue or register Certificates in the new form in exchange for, or in transfer of, the outstanding Certificates in the old form, upon receiving:
A. Written instructions from an officer of the Trust;
B. Certified copy of the amendment to the Declaration of Trust or other document effecting the change;
C. Certified copy of the order or consent of each governmental or regulatory authority, required by law to the issuance of the stock in the new form, and an opinion of counsel that the order or consent of no other government or regulatory authority is required;
D. Specimens of the new Certificates in the form approved by the Board of Trustees of the Trust, with a certificate of the Secretary of the Trust as to such approval;
Recapitalization or Readjustment. In case of any recapitalization, readjustment or other change in the capital structure of Fund requiring a change in the form of stock certificates, DST will, upon agreement with Fund as to the charges to apply thereto, issue or register certificates in the new form in exchange for, or in transfer of, the outstanding certificates in the old form, upon receiving:
A. Written instructions from an officer of Fund;
B. Certified copy of the amendment to the Articles of Incorporation or other document effecting the change;
C. Certified copy of the order or consent of each governmental or regulatory authority required by law to the issuance of the stock in the new form, and an opinion of counsel that the order or consent of no other government or regulatory authority is required;
D. Specimens of the new certificates in the form approved by the Board of Directors or Trustees of Fund, with a certificate of the Secretary of Fund as to such approval;
Recapitalization or Readjustment. In case of any recapitalization, readjustment or other change in the capital structure of Fund requiring a change in the form of stock certificates, DST will issue or register certificates in the new form in exchange for, or in transfer of, the outstanding certificates in the old form, upon receiving:
A. Written instructions from an officer of Fund;
B. Certified copy of the amendment to the Articles of Incorporation or other document effecting the change;
C. Certified copy of the order or consent of each governmental or regulatory authority, required by law to the issuance of the stock in the new form, and an opinion of counsel that the order or consent of no other government or regulatory authority is required;
D. Specimens of the new certificates in the form approved by the Board of Directors of Fund, with a certificate of the Secretary of Fund as to such approval;
Recapitalization or Readjustment. In case of any recapitalization, readjustment or other change in the capital structure of the Trust requiring a change in the shares contained in book entry form on the stock record of the Trust as maintained by DST, DST will effectuate or transfer ownership of, the outstanding shares in book entry, upon receiving:
A. Written instructions from an officer of the Trust;
B. Certified copy of the amendment to the Articles of Incorporation or other document effecting the change;
C. Certified copy of any order or consent of each governmental or regulatory authority, required by law to the issuance of new book entry shares;
D. Opinion of counsel for the Trust stating:
i. The status of the shares of stock of the Trust in the new form under the Securities Act of 1933, as amended and any other applicable federal or state statute; and
ii. That the issued shares in the new form are, and all unissued shares will be, when issued, validly issued, fully paid and nonassessable.
Recapitalization or Readjustment. In case of any recapitalization, readjustment or other change in the capital structure of a Fund requiring a change in the form of stock certificates, DST will issue or register certificates in the new form in exchange for, or in transfer of, the outstanding certificates in the old form, upon receiving:
A. Written instructions from an officer of the Fund Transfer Agent;
B. Certified copy of the amendment to the Fund's Articles of Incorporation or other document effecting the change;
C. Certified copy of the order or consent of each governmental or regulatory authority, required by law to the issuance of the stock in the new form, and an opinion of counsel that the order or consent of no other government or regulatory authority is required;
D. Specimens of the new certificates in the form approved by the Board of Directors of the affected Fund, with a certificate of the Secretary of the Fund as to such approval; and
E. Opinion of counsel for the Fund or the Fund Transfer Agent stating:
(1) The status of the shares of stock of the Fund in the new form under the 1933 Act and any other applicable federal or state statute; and
(2) That the issued shares in the new form are, and all unissued shares will be, when issued, validly issued, fully paid and nonassessable.
Recapitalization or Readjustment. In case of any recapitalization, readjustment or other change in the capital structure of the Fund requiring a change in the form of stock certificates, DST will issue or register certificates in the new form in exchange for, or in transfer of, the outstanding certificates in the old form, upon receiving:
A. Written instructions from an officer of the Fund;
B. Certified copy of the amendment to the Articles of Incorporation or other document effecting the change;
C. Certified copy of the order or consent of each governmental or regulatory authority, required by law to the issuance of the stock in the new form, and an opinion of counsel that the order or consent of no other government or regulatory authority is required;
D. Specimens of the new certificates in the form approved by the Board of Directors of the Fund, with a certificate of the Secretary of the Fund as to such approval;
E. A certificate by the Secretary or similarly situated officer of the Fund (who may be the Fund’s General Counsel) stating:
(1) The status of the shares of stock of the Fund in the new form under the 1933 Act, and any other applicable federal or state statute; and
(2) That the issued shares in the new form are, and all unissued shares will be, when issued, validly issued, fully paid and nonassessable.
Recapitalization or Readjustment. In case of any recapitalization, readjustment or other change in the capital structure of the Fund requiring a change in the Fund’s shares, DST will issue or register shares in exchange for, or in transfer of, the outstanding shares in the old form, upon receiving:
A. Proper Instructions from an Authorized Person or authorized officer of the Fund;
B. Certified copy of the amendment to the Declaration of Trust or other document effecting the change;
C. If applicable, certified copy of the order or consent of each governmental or regulatory authority required by law to the issuance of the new membership interests, and an opinion of counsel that the order or consent of no other government or regulatory authority is required.
Recapitalization or Readjustment. In case of any recapitalization, readjustment or other change in the capital structure of the Financial Product requiring a change in the form of share certificates, DST will issue or register certificates in the new form in exchange for, or in transfer of, the outstanding certificates in the old form, upon receiving:
A. Written instructions from an officer of the Financial Product;
B. Certified copy of the amendment to the Declaration of Trust or other document effecting the change;
C. Certified copy of the order or consent of each governmental or regulatory authority, required by law to the issuance of the stock in the new form;
Recapitalization or Readjustment. In case of any recapitalization, readjustment or other change in the capital structure of the Fund requiring a change in the shares contained in book entry form on the stock record of the Fund as maintained by DST, DST will effectuate or transfer ownership of, the outstanding shares in book entry, upon receiving:
A. Written instructions from an officer of the Fund;
B. Certified copy of the amendment to the Agreement and Declaration of Trust or other document effecting the change;
C. Certified copy of any order or consent of each governmental or regulatory authority, required by law to the issuance of new book entry shares, and an opinion of counsel that the order or consent of no or no other government or regulatory authority is required;
D. A certificate by the secretary or similarly situated officer of the Fund or alternatively, at the Fund’s option, an opinion of counsel for the Fund (who may be the Fund’s Chief Legal Officer and electronic mail being sufficient) stating:
(1) The status of the shares of stock of the Fund in the new form under the 1933 Act, as amended and any other applicable federal or state statute; and
(2) That the issued shares in the new form are, and all unissued shares will be, when issued, validly issued, fully paid and non-assessable.
Recapitalization or Readjustment. In case of any recapitalization, readjustment or other change in the capital structure of the Fund, DST will accomplish such recapitalization or readjustment by book entry upon receiving:
A. Written instructions from an officer of the Corporation or the affected Fund; and
