Receipt of Disclosures. You hereby acknowledge receipt of our Privacy Policy Notice and a copy of our written disclosure statement as set forth on Part II of Form ADV (Uniform Application for Investment Adviser Registration) or otherwise meeting the requirements of Rule 204-3 of the Advisers Act.
Appears in 9 contracts
Samples: Investment Management Agreement, Investment Management Agreement, Investment Management Agreement
Receipt of Disclosures. You hereby acknowledge receipt of our Privacy Policy Notice and a copy of our written disclosure statement as set forth on Part II of Form ADV Part 2A & 2B (Uniform Application for Investment Adviser Registration) or otherwise meeting the requirements of Rule 204-3 of the Advisers Act.
Appears in 9 contracts
Samples: Discretionary Investment Management Agreement, Discretionary Investment Management Agreement, Discretionary Investment Management Agreement
Receipt of Disclosures. You Client hereby acknowledge receipt of our Privacy Policy Notice and a copy of our written disclosure statement as set forth on Part II 2 of Form ADV (Uniform Application for Investment Adviser Registration) or otherwise meeting the requirements of Rule 204-3 of the Advisers Act, and/or applicable state law.
Appears in 3 contracts
Samples: Financial Planning Agreement, Financial Planning Agreement, Financial Planning Agreement
Receipt of Disclosures. You hereby acknowledge receipt of our Privacy Policy Notice and a copy of our written disclosure statement as set forth on Part II of Form ADV (Uniform Application for Investment Adviser Registration) or otherwise meeting the requirements of required by Rule 204-3 of the Advisers Act.
Appears in 2 contracts
Samples: Discretionary Investment Management Agreement, Discretionary Investment Management Agreement
Receipt of Disclosures. You hereby acknowledge receipt of our Privacy Policy Notice and a copy of our written disclosure statement as set forth on Part II of Form ADV (Uniform Application for Investment Adviser Registration) or otherwise meeting the requirements of Rule 204-3 of the Advisers Act.. β
Appears in 2 contracts
Samples: Discretionary Sub Advisory Agreement (Shelton Funds), Discretionary Sub Advisory Agreement (Shelton Funds)
Receipt of Disclosures. a. You hereby acknowledge receipt of our Privacy Policy Notice (Appendix E) and a copy of our written disclosure statement as set forth on Part II of Form ADV (Uniform Application for Investment Adviser Registration) or otherwise another document meeting the disclosure requirements of Rule 204-3 of the Advisers Act.
Appears in 1 contract
Samples: Investment Sub Advisory Agreement
Receipt of Disclosures. You hereby acknowledge receipt of our Personal Data Privacy Policy Notice and a copy of our written disclosure statement as set forth on in Part II 2 of Form ADV (Uniform Application for Investment Adviser Registration) or otherwise meeting the requirements of Rule 204-3 of the Advisers Act.
Appears in 1 contract
Samples: Advisory Agreement
Receipt of Disclosures. You hereby acknowledge receipt of our Privacy Policy Notice and a copy of our written disclosure statement as set forth on Part II of Form ADV Part 2A & 2B (Uniform Application for Investment Adviser Registration) or otherwise meeting the requirements of Rule 204-3 of the Advisers Act.. _______________________________________________
Appears in 1 contract
Receipt of Disclosures. You hereby acknowledge receipt of our Privacy Policy Notice and Notice, a copy of our written disclosure statement as set forth on Part II of Form ADV Part 2A & 2B (Uniform Application for Investment Adviser Registration) or otherwise meeting the requirements of Rule 204-3 of the Advisers Act, and our Form CRS, as required by Rule 204-5.
Appears in 1 contract
Receipt of Disclosures. You hereby acknowledge receipt of our Privacy Policy Notice and a copy of our written disclosure statement as set forth on Part II 2A & Part 2B (Brochure Supplement) of Form ADV (Uniform Application for Investment Adviser Registration) ); if a wrap fee client, Form ADV Part 2A Appendix I, or otherwise meeting the requirements of Rule 204-3 of the Advisers Act. If using a third party manager, you acknowledge having also received their Form ADV, Part 2A and applicable schedules.
Appears in 1 contract
Samples: Investment Management Agreement
Receipt of Disclosures. You hereby acknowledge receipt of our Privacy Policy Notice and a copy of our written disclosure statement as set forth on Part II 2 of Form ADV (Uniform Application for Investment Adviser Registration) or otherwise meeting the requirements of Rule 204-3 of the Advisers Act.
Appears in 1 contract
Samples: Investment Management Agreement
Receipt of Disclosures. You hereby acknowledge receipt of our Privacy Policy Notice and a copy of our written disclosure statement as set forth on Part II of Form form ADV (Uniform Application for Investment Adviser Registration) or otherwise meeting the requirements of Rule 204-3 of the Advisers Act.
Appears in 1 contract
Receipt of Disclosures. You hereby acknowledge receipt of our Privacy Policy Notice and a copy of our written disclosure statement as set forth on Part II 2 of Form ADV (Uniform Application for Investment Adviser Registration) or a brochure otherwise meeting the requirements of Rule 204-3 of the Advisers Act. We will deliver Part 2 or a Summary of Material changes annually.
Appears in 1 contract
Samples: Financial Planning Agreement
Receipt of Disclosures. You hereby acknowledge receipt of our Privacy Policy Notice and a copy of our written disclosure statement as set forth on Part II of Form ADV (Uniform Application for Investment Adviser Registration) or otherwise meeting the requirements of Rule 204-3 of the Advisers Act.204-
Appears in 1 contract
Samples: Investment Management Agreement