Common use of Recent Securities Transactions, etc Clause in Contracts

Recent Securities Transactions, etc. Except as contemplated in the Prospectus, subsequent to the respective dates as of which information is given in the Registration Statement and the Prospectus, and except as may otherwise be indicated or contemplated herein or therein, the Company has not: (i) issued any securities or incurred any liability or obligation, direct or contingent, for borrowed money; or (ii) declared or paid any dividend or made any other distribution on or in respect to its capital stock.

Appears in 252 contracts

Samples: Underwriting Agreement (99 Acquisition Group Inc.), Underwriting Agreement (99 Acquisition Group Inc.), Warrant Agreement (Biotech Group Acquisition Corp)

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Recent Securities Transactions, etc. Except as contemplated in the Prospectus, subsequent Subsequent to the respective dates as of which information is given in the Registration Statement and the Prospectus, and except as may otherwise be indicated or contemplated herein or therein, the Company has not: not (i) issued any securities or incurred any liability or obligation, direct or contingent, for borrowed money; or (ii) declared or paid any dividend or made any other distribution on or in respect to its capital stockequity securities.

Appears in 181 contracts

Samples: Underwriting Agreement (Oakmont Acquisition Corp.), Underwriting Agreement (Restaurant Acquisition Partners, Inc.), Underwriting Agreement (Symphony Acquisition Corp.)

Recent Securities Transactions, etc. Except as contemplated in the Prospectus, subsequent to the respective dates as of which information is given in the Registration Statement and the Prospectus, and except as may otherwise be indicated or contemplated herein or therein, the Company has not: (i) issued any securities or incurred any liability or obligation, direct or contingent, for borrowed money; or (ii) declared or paid any dividend or made any other distribution on or in respect to its capital stockshares.

Appears in 92 contracts

Samples: Underwriting Agreement (JVSPAC Acquisition Corp.), Underwriting Agreement (JVSPAC Acquisition Corp.), Underwriting Agreement (Mars Acquisition Corp.)

Recent Securities Transactions, etc. Except as contemplated in the Prospectus, subsequent Subsequent to the respective dates as of which information is given in the Registration Statement Statement, the Statutory Prospectus and the Prospectus, Prospectus and except as may otherwise be indicated or contemplated herein or therein, the Company has not: (i) issued any securities or incurred any liability or obligation, direct or contingent, for borrowed money; or (ii) declared or paid any dividend or made any other distribution on or in respect to its capital stockshares.

Appears in 89 contracts

Samples: Underwriting Agreement (Tavia Acquisition Corp.), Underwriting Agreement (DT Cloud Star Acquisition Corp), Underwriting Agreement (RF Acquisition Corp II)

Recent Securities Transactions, etc. Except as contemplated in the Prospectus, subsequent Subsequent to the respective dates as of which information is given in the Registration Statement Statement, the Statutory Prospectus and the Prospectus, Prospectus and except as may otherwise be indicated or contemplated herein or therein, the Company has not: (i) issued any securities or incurred any liability or obligation, direct or contingent, for borrowed money; or (ii) declared or paid any dividend or made any other distribution on or in respect to its capital stock.

Appears in 67 contracts

Samples: Underwriting Agreement (Distoken Acquisition Corp), Underwriting Agreement (Distoken Acquisition Corp), Underwriting Agreement (Distoken Acquisition Corp)

Recent Securities Transactions, etc. Except as contemplated in the Prospectus, subsequent Subsequent to the respective dates as of which information is given in the Registration Statement and the Prospectus, and except as may otherwise be indicated or contemplated herein or thereindisclosed in the Registration Statement and the Prospectus, the Company has not: (i) issued any securities or incurred any liability or obligation, direct or contingent, for borrowed money; or (ii) declared or paid any dividend or made any other distribution on or in respect to its capital stock.

Appears in 59 contracts

Samples: Equity Distribution Agreement (Fat Brands, Inc), Underwriting Agreement (Movano Inc.), Underwriting Agreement (Movano Inc.)

Recent Securities Transactions, etc. Except as contemplated in the Prospectus, subsequent Subsequent to the respective dates as of which information is given in the Registration Statement Statement, the Sale Preliminary Prospectus and the Prospectus, and except as may otherwise be indicated or contemplated herein or therein, the Company has not: not (i) issued any securities or incurred any liability or obligation, direct or contingent, for borrowed money; or (ii) declared or paid any dividend or made any other distribution on or in respect to its capital stockequity securities.

Appears in 56 contracts

Samples: Underwriting Agreement (Pacific Monument Acquisition Corp), Underwriting Agreement (Pacific Monument Acquisition Corp), Underwriting Agreement (Pacific Monument Acquisition Corp)

Recent Securities Transactions, etc. Except as contemplated in the Prospectus, subsequent Subsequent to the respective dates as of which information is given in the Registration Statement and the Prospectus, and except as may otherwise be indicated or contemplated herein or therein, the Company has not: (i) issued any securities or incurred any liability or obligation, direct or contingent, for borrowed money; or (ii) declared or paid any dividend or made any other distribution on or in respect to its capital stock.

Appears in 45 contracts

Samples: Underwriting Agreement (Star Maritime Acquisition Corp.), Underwriting Agreement (Pinpoint Advance CORP), Underwriting Agreement (Healthcare Acquisition Corp)

Recent Securities Transactions, etc. Except as contemplated in the Prospectus, subsequent Subsequent to the respective dates as of which information is given in the Registration Statement and the Prospectus, and except as may otherwise be indicated or contemplated herein or therein, the Company has not: not (i) issued any securities or incurred any liability or obligation, direct or contingent, for borrowed money; or (ii) declared or paid any dividend or made any other distribution on or in respect to its capital stock.

Appears in 41 contracts

Samples: Underwriting Agreement (Millstream Acquisition Corp), Underwriting Agreement (Millstream Acquisition Corp), Underwriting Agreement (Fortress America Acquisition CORP)

Recent Securities Transactions, etc. Except as contemplated in the Prospectus, subsequent Subsequent to the respective dates as of which information is given in the Registration Statement Statement, the Statutory Prospectus, and the Prospectus, and except as may otherwise be indicated or contemplated herein or therein, the Company has not: (i) issued any securities or incurred any liability or obligation, direct or contingent, for borrowed money; or (ii) declared or paid any dividend or made any other distribution on or in respect to its capital stock.

Appears in 40 contracts

Samples: Services Agreement (RF Acquisition Corp.), Services Agreement (RF Acquisition Corp.), Services Agreement (RF Acquisition Corp.)

Recent Securities Transactions, etc. Except as contemplated in the Prospectus, subsequent to the respective dates as of which information is given in the Registration Statement and the Prospectus, and except as may otherwise be indicated or contemplated herein or therein, the Company has not: (i) issued any securities or incurred any liability or obligation, direct or contingent, for borrowed money; or (ii) declared or paid any dividend or made any other distribution on or in respect to its capital stockshare capital.

Appears in 28 contracts

Samples: Underwriting Agreement (Bayview Acquisition Corp), Underwriting Agreement (Bayview Acquisition Corp), Underwriting Agreement (YHN Acquisition I LTD)

Recent Securities Transactions, etc. Except as contemplated in the Prospectus, subsequent to Since the respective dates as of which information is given in the Registration Statement and the Prospectus, and except as may otherwise be indicated or contemplated herein or therein, the Company has not: not (i) issued any securities or incurred any liability or obligation, direct or contingent, for borrowed money; or (ii) declared or paid any dividend or made any other distribution on or in respect to its capital stock.

Appears in 15 contracts

Samples: Underwriting Agreement (Gurunet Corp), Underwriting Agreement (Passport Restaurants, Inc.), Underwriting Agreement (Gurunet Corp)

Recent Securities Transactions, etc. Except as contemplated in the Prospectus, subsequent Subsequent to the respective dates as of which information is given in the Registration Statement Statement, the Preliminary Prospectus and the Prospectus, and except as may otherwise be indicated or contemplated herein or therein, the Company has not: not (i) issued any securities or incurred any liability or obligation, direct or contingent, for borrowed money; or (ii) declared or paid any dividend or made any other distribution on or in respect to its capital stockequity securities.

Appears in 15 contracts

Samples: Underwriting Agreement (New Asia Partners China I Corp), Underwriting Agreement (2020 ChinaCap Acquirco, Inc.), Underwriting Agreement (2020 ChinaCap Acquirco, Inc.)

Recent Securities Transactions, etc. Except as contemplated in the Prospectus, subsequent Subsequent to the respective dates as of which information is given in the Registration Statement Statement, the Sale Preliminary Prospectus and the Prospectus, Prospectus and except as may otherwise be indicated or contemplated herein or therein, the Company has not: (i) issued any securities or incurred any liability or obligation, direct or contingent, for borrowed money; or (ii) declared or paid any dividend or made any other distribution on or in respect to its capital stock.

Appears in 11 contracts

Samples: Underwriting Agreement (Korea Milestone Acquisition CORP), Underwriting Agreement (Seanergy Maritime Corp.), Underwriting Agreement (Korea Milestone Acquisition CORP)

Recent Securities Transactions, etc. Except as contemplated in the Prospectus, subsequent Subsequent to the respective dates as of which information is given in the Registration Statement Statement, the Statutory Prospectus and the Prospectus, Prospectus and except as may otherwise be indicated or contemplated herein or therein, the Company has not: (i) issued any securities or incurred any liability or obligation, direct or contingent, for borrowed money; or (ii) declared or paid any dividend or made any other distribution on or in respect to its capital stockshare capital.

Appears in 11 contracts

Samples: Underwriting Agreement (Andina Acquisition Corp. II), Underwriting Agreement (Andina Acquisition Corp. II), Underwriting Agreement (Andina Acquisition Corp. II)

Recent Securities Transactions, etc. Except as contemplated stated in the Registration Statement, the Sale Preliminary Prospectus and the Prospectus, subsequent to the respective dates as of which information is given in the Registration Statement and the Prospectus, and except as may otherwise be indicated or contemplated herein or therein, the Company has not: (i) issued any securities or incurred any liability or obligation, direct or contingent, for borrowed money; or (ii) declared or paid any dividend or made any other distribution on or in respect to its capital stock.

Appears in 11 contracts

Samples: Underwriting Agreement (United Refining Energy Corp), Underwriting Agreement (TransTech Services Partners Inc.), Underwriting Agreement (United Refining Energy Corp)

Recent Securities Transactions, etc. Except as contemplated in the Prospectus, subsequent Subsequent to the respective dates as of which information is given in the Registration Statement Statement, the Sale Preliminary Prospectus and the Prospectus, and except as may otherwise be indicated or contemplated herein or therein, the Company has not: not (i) issued any securities or incurred any material liability or obligation, direct or contingent, for borrowed money; or (ii) declared or paid any dividend or made any other distribution on or in respect to its capital stock.

Appears in 6 contracts

Samples: Underwriting Agreement (InterAmerican Acquisition Group Inc), Underwriting Agreement (InterAmerican Acquisition Group Inc), Underwriting Agreement (InterAmerican Acquisition Group Inc)

Recent Securities Transactions, etc. Except as contemplated in the Prospectus, subsequent Subsequent to the respective dates as of which information is given in the Registration Statement Statement, the Statutory Prospectus and the Prospectus, and except as may otherwise be indicated specifically stated therein or contemplated herein or thereinin this Agreement, the Company has not: (i) issued any securities or incurred any liability or obligation, direct or contingent, for borrowed money; or (ii) declared or paid any dividend or made any other distribution on or in respect to its capital stock.

Appears in 4 contracts

Samples: Underwriting Agreement (JK Acquisition Corp.), Underwriting Agreement (JK Acquisition Corp.), Underwriting Agreement (Energy Services Acquisition Corp.)

Recent Securities Transactions, etc. Except as contemplated in the Prospectus, subsequent Subsequent to the respective dates as of which information is given in the Registration Statement Statement, the Sale Preliminary Prospectus and the Prospectus, and except as may otherwise be indicated or contemplated herein or therein, the Company has not: (i) issued any securities or incurred any liability or obligation, direct or contingent, for borrowed money; or (ii) declared or paid any dividend or made any other distribution on or in respect to its capital stock.

Appears in 4 contracts

Samples: Underwriting Agreement (Megalith Financial Acquisition Corp), Underwriting Agreement (Megalith Financial Acquisition Corp), Underwriting Agreement (Star Maritime Acquisition Corp.)

Recent Securities Transactions, etc. Except as contemplated in the Prospectus, subsequent Subsequent to the respective dates as of which information is given in the Registration Statement and the Statutory Prospectus, and except as may otherwise be indicated or contemplated herein or therein, the Company has not: not (i) issued any securities or incurred any liability or obligation, direct or contingent, for borrowed money; or (ii) declared or paid any dividend or made any other distribution on or in respect to its capital stockequity securities.

Appears in 3 contracts

Samples: Underwriting Agreement (Apex Bioventures Acquisition Corp), Underwriting Agreement (Advanced Technology Acquisition Corp.), Underwriting Agreement (Advanced Technology Acquisition Corp.)

Recent Securities Transactions, etc. Except as contemplated in the Prospectus, subsequent Subsequent to the respective dates as of which information is given in the Registration Statement and the Statutory Prospectus, and except as may otherwise be indicated or contemplated herein or thereintherein and in the Prospectus, the Company has not: not (i) issued any securities or incurred any liability or obligation, direct or contingent, for borrowed money; or (ii) declared or paid any dividend or made any other distribution on or in respect to its capital stockequity securities.

Appears in 3 contracts

Samples: Underwriting Agreement (Shine Media Acquisition Corp.), Underwriting Agreement (Shine Media Acquisition Corp.), Underwriting Agreement (Shine Media Acquisition Corp.)

Recent Securities Transactions, etc. Except as set forth in or contemplated in by the Registration Statement, Statutory Prospectus, and the Prospectus, subsequent to the respective dates as of which information is given in the Registration Statement Statement, the Statutory Prospectus and the Prospectus, Prospectus and except as may otherwise be indicated or contemplated herein or therein, the Company has not: (i) issued any securities or incurred any liability or obligation, direct or contingent, for borrowed money; or (ii) declared or paid any dividend or made any other distribution on or in respect to its capital stockshares.

Appears in 3 contracts

Samples: Underwriting Agreement (Western Acquisition Ventures Corp.), Underwriting Agreement (Western Acquisition Ventures Corp.), Underwriting Agreement (Western Acquisition Ventures Corp.)

Recent Securities Transactions, etc. Except as contemplated in the Prospectus, subsequent Subsequent to the respective dates as of which information is given in the Registration Statement and the Prospectus, and except as may otherwise be indicated specifically stated therein or contemplated herein or thereinin this Agreement, the Company has not: (i) issued any securities or incurred any liability or obligation, direct or contingent, for borrowed money; or (ii) declared or paid any dividend or made any other distribution on or in respect to its capital stock.

Appears in 3 contracts

Samples: Underwriting Agreement (JK Acquisition Corp.), Underwriting Agreement (JK Acquisition Corp.), Underwriting Agreement (Harbor Acquisition Corp.)

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Recent Securities Transactions, etc. Except as contemplated in the Prospectus, subsequent Subsequent to the respective dates as of which information is given in the Registration Statement and the Prospectus, and except as may otherwise be indicated or contemplated herein or therein, the Company has not: not (i) issued any securities or incurred any liability or obligation, direct or contingent, for borrowed money; or (iiiii) declared or paid any dividend or made any other distribution on or in respect to its capital stock.

Appears in 2 contracts

Samples: Objectsoft Corp, Objectsoft Corp

Recent Securities Transactions, etc. Except as contemplated in the Prospectus, subsequent Subsequent to the respective dates as of which information is given in the Registration Statement and the Prospectus, and except as may otherwise be indicated or contemplated herein or therein, the Company has not: not (i) issued any securities or incurred any liability or obligation, direct or contingent, for borrowed money; , or (ii) declared or paid any dividend or made any other distribution on or in respect to its capital stockequity securities.

Appears in 2 contracts

Samples: Underwriting Agreement (TAC Acquisition Corp.), Underwriting Agreement (TAC Acquisition Corp.)

Recent Securities Transactions, etc. Except as contemplated in the Prospectus, subsequent Subsequent to the respective dates as of which information is given in the Registration Statement and the Prospectus, and except as may otherwise be indicated or contemplated herein or therein, the Company has not: not (i) issued any securities securities, incurred any liability outside the ordinary course of business or incurred any liability or obligation, direct or contingent, for borrowed money; or (ii) declared or paid any dividend or made any other distribution on or in respect to its capital stock.

Appears in 2 contracts

Samples: Underwriting Agreement (Shochet Holding Corp), Underwriting Agreement (Take to Auction Com Inc)

Recent Securities Transactions, etc. Except as contemplated in the Prospectus, subsequent Subsequent to the respective dates as of which information is given in the Registration Statement and the Prospectus, and except as may otherwise be indicated or contemplated herein or thereindisclosed in the Registration Statement and the Prospectus, the Company has not: (i) issued any securities or incurred any liability or obligation, direct or contingent, for borrowed money; or (ii) declared or paid any dividend or made any other distribution on or in respect to its capital stockshare capital.

Appears in 2 contracts

Samples: Underwriting Agreement (Cazador Acquisition Corp Ltd.), Underwriting Agreement (Cazador Acquisition Corp Ltd.)

Recent Securities Transactions, etc. Except as contemplated in the Prospectus, subsequent Subsequent to the respective dates as of which information is given in the Registration Statement Statement, Sale Preliminary Prospectus and the Prospectus, and except as may otherwise be indicated or contemplated herein or therein, the Company has not: not (i) issued any securities or incurred any liability or obligation, direct or contingent, for borrowed money; money or (ii) declared or paid any dividend or made any other distribution on or in respect to its capital stockequity securities.

Appears in 1 contract

Samples: Underwriting Agreement (Beverage Acquisition CORP)

Recent Securities Transactions, etc. Except as contemplated in the Prospectus, subsequent Subsequent to the ------------------------------------ respective dates as of which information is given in the Registration Statement and the Prospectus, and except as may otherwise be indicated or contemplated herein or therein, the Company has not: not (i) issued any securities or incurred any liability or obligation, direct or contingent, for borrowed money; or (ii) declared or paid any dividend or made any other distribution on or in respect to its capital stock.

Appears in 1 contract

Samples: Underwriting Agreement (Specialty Catalog Corp)

Recent Securities Transactions, etc. Except as contemplated in the Prospectus, subsequent Subsequent to the respective dates as of which information is given in the Registration Statement Statement, the Statutory Prospectus, the Prospectus and the Canadian Prospectus, and except as may otherwise be indicated or contemplated herein or therein, the Company has not: (i) issued any securities or incurred any liability or obligation, direct or contingent, for borrowed money; or (ii) declared or paid any dividend or made any other distribution on or in respect to its capital stock.

Appears in 1 contract

Samples: Services Agreement (Merida Merger Corp. I)

Recent Securities Transactions, etc. Except as contemplated in the Prospectus, subsequent to the respective dates as of which information is given in the Registration Statement and the Prospectus, and except as may otherwise be indicated or contemplated herein or therein, the Company has not: (i) issued any securities or incurred any liability or obligation, direct or contingent, for borrowed money; or (ii) declared or paid any dividend or made any other distribution on or in respect to its capital stock.

Appears in 1 contract

Samples: Underwriting Agreement (Energy Infrastructure Acquisition Corp.)

Recent Securities Transactions, etc. Except as contemplated in the Prospectus, subsequent Subsequent to the respective dates as of which information is given in the Preliminary Prospectus, the Registration Statement and the Prospectus, and except as may otherwise be indicated or contemplated herein or therein, the Company has not: not (i) issued any securities or incurred any liability or obligation, direct or contingent, for borrowed money; or (ii) declared or paid any dividend or made any other distribution on or in respect to its capital stockequity securities.

Appears in 1 contract

Samples: North American Insurance Leaders, Inc.

Recent Securities Transactions, etc. Except as contemplated in the Prospectus, subsequent Subsequent to the ------------------------------------ respective dates as of which information is given in the Registration Statement and the Prospectus, and and, except as may otherwise be indicated or contemplated herein or therein, the Company has not: not (i) issued any securities or incurred any liability or obligation, direct or contingent, for borrowed money; or (ii) declared or paid any dividend or made any other distribution on or in respect to its capital stock.

Appears in 1 contract

Samples: Underwriting Agreement (U S Energy Systems Inc)

Recent Securities Transactions, etc. Except as contemplated in the Prospectus, subsequent Subsequent to the respective dates as of which information is given in the Registration Statement and the Prospectus, and except as may otherwise be indicated or contemplated herein or thereindisclosed in the Registration Statement, the Prospectus and any Permitted Free Writing Prospectus, the Company has not: (i) issued any securities or incurred any liability or obligation, direct or contingent, for borrowed money; or (ii) declared or paid any dividend or made any other distribution on or in respect to its capital stock.

Appears in 1 contract

Samples: Distribution Agreement (Stemline Therapeutics Inc)

Recent Securities Transactions, etc. Except as contemplated in the Prospectus, subsequent Subsequent to the respective dates as of which information is given in the Registration Statement Statement, the Pre-Pricing Prospectus and the Prospectus, and except as may otherwise be indicated or contemplated herein or therein, the Company has not: not (i) issued any securities or incurred any liability or obligation, direct or contingent, for borrowed money; , or (ii) declared or paid any dividend or made any other distribution on or in respect to its capital stockequity securities.

Appears in 1 contract

Samples: Underwriting Agreement (Global Logistics Acquisition CORP)

Recent Securities Transactions, etc. Except as contemplated in the Prospectus, subsequent to the respective dates as of which information is given in the Registration Statement and the Prospectus, and except as may otherwise be indicated or contemplated herein or therein, the Company has not: (i) issued any securities or incurred any material liability or material obligation, direct or contingent, for borrowed money; or (ii) declared or paid any dividend or made any other distribution on or in respect to its capital stock.

Appears in 1 contract

Samples: Underwriting Agreement (UK Wisdom LTD)

Recent Securities Transactions, etc. Except as contemplated in the Prospectus, subsequent to the respective dates as of which information is given in the Registration Statement and the Prospectus, and except as may otherwise be indicated or contemplated herein or therein, the Company has not: (i) issued any securities or incurred any liability or obligation, direct or contingent, for borrowed money; or (ii) declared or paid any dividend or made any other distribution on or in respect to its capital stockshares.

Appears in 1 contract

Samples: Underwriting Agreement (Aimfinity Investment Corp. I)

Recent Securities Transactions, etc. Except as contemplated in the Prospectus, subsequent to the respective dates as of which information is given in the Registration Statement and the Prospectus, and except as may otherwise be indicated or contemplated herein or therein, the Company has not: (i) issued any securities or incurred any liability or obligation, direct or contingent, for borrowed money; or (ii) declared or paid any dividend or made any other distribution on or in respect to its capital stockshare capital.

Appears in 1 contract

Samples: Underwriting Agreement (Ace Global Business Acquisition LTD)

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