RECORDS MAINTAINED BY TRANSFER AGENT. Account applications § Checks including check registers, reconciliation records, any adjustment records and tax withholding documentation § Indemnity bonds for replacement of lost or missing checks § Liquidation, repurchase, withdrawal and transfer requests including signature guarantees and any supporting documentation § Shareholder correspondence § Shareholder transaction records § Share transaction history of the Fund
Appears in 8 contracts
Samples: Transfer Agency Agreement (Privacore PCAAM Alternative Income Fund), Transfer Agency Agreement (Hamilton Lane Private Infrastructure Fund), Transfer Agency and Service Agreement (Eagle Point Institutional Income Fund)
RECORDS MAINTAINED BY TRANSFER AGENT. ▪ Account applications § ▪ Checks including check registers, reconciliation records, any adjustment records and tax withholding documentation § ▪ Indemnity bonds for replacement of lost or missing checks § ▪ Liquidation, repurchase, withdrawal and transfer requests including signature guarantees and any supporting documentation § ▪ Shareholder correspondence § ▪ Shareholder transaction records § ▪ Share transaction history of the Fund
Appears in 4 contracts
Samples: Transfer Agency Agreement (Jackson Credit Opportunities Fund), Transfer Agency Agreement (Forum Real Estate Income Fund), Transfer Agency Agreement (Bow River Capital Evergreen Fund)
RECORDS MAINTAINED BY TRANSFER AGENT. Account applications § Checks including check registers, reconciliation records, any adjustment records and tax withholding documentation § Indemnity bonds for replacement of lost or missing checks § Liquidation, repurchaseredemption, withdrawal and transfer requests including signature guarantees and any supporting documentation § Shareholder correspondence § Shareholder transaction records § Share transaction history of the FundFunds
Appears in 3 contracts
Samples: Transfer Agency Agreement (Destra Investment Trust), Transfer Agency Agreement (EntrepreneurShares Series Trust), Transfer Agency Agreement (Gottex Trust)
RECORDS MAINTAINED BY TRANSFER AGENT. ◾ Account applications § ◾ Checks including check registers, reconciliation records, any adjustment records and tax withholding documentation § ◾ Indemnity bonds for replacement of lost or missing checks § Liquidation, repurchase, withdrawal ◾ Subscription and transfer requests redemption documentation including signature guarantees and any supporting documentation § Shareholder ◾ Limited Partner correspondence § Shareholder ◾ Limited Partner transaction records § Share ◾ Unit transaction history of the Fund
Appears in 2 contracts
Samples: Transfer Agency Agreement (Tactical Diversified Futures Fund L.P.), Transfer Agency Agreement (Managed Futures Premier Graham L.P.)
RECORDS MAINTAINED BY TRANSFER AGENT. Account applications § Checks including check registers, reconciliation records, any adjustment records and tax withholding documentation § Indemnity bonds for replacement of lost or missing checks § Liquidation, repurchase, withdrawal Subscription and transfer requests tender offer documentation including signature guarantees and any supporting documentation § Shareholder correspondence § Shareholder transaction records § Share transaction history of the Fund
Appears in 2 contracts
Samples: Transfer Agency Agreement (BBR ALO Fund, LLC), Transfer Agency Agreement (AIP Alternative Lending Fund P)
RECORDS MAINTAINED BY TRANSFER AGENT. Account applications § Checks including check registers, reconciliation records, any adjustment records and tax withholding documentation § Indemnity bonds for replacement of lost or missing checks § Liquidation, repurchase, withdrawal and transfer requests including signature guarantees and any supporting documentation § Shareholder correspondence § Shareholder transaction records § Share transaction history of the FundFunds
Appears in 1 contract
RECORDS MAINTAINED BY TRANSFER AGENT. ● Account applications § ● Checks including check registers, reconciliation records, any adjustment records and tax withholding documentation § ● Indemnity bonds for replacement of lost or missing checks § ● Liquidation, repurchaseredemption, withdrawal and transfer requests including signature guarantees and any supporting documentation § ● Shareholder correspondence § ● Shareholder transaction records § ● Share transaction history of the FundFunds
Appears in 1 contract
RECORDS MAINTAINED BY TRANSFER AGENT. ◾ Account applications § ◾ Checks including check registers, reconciliation records, any adjustment records and tax withholding documentation § ◾ Indemnity bonds for replacement of lost or missing checks § ◾ Liquidation, repurchaseredemption, withdrawal and transfer requests including signature guarantees and any supporting documentation § ◾ Shareholder correspondence § ◾ Shareholder transaction records § ◾ Share transaction history of the FundFunds
Appears in 1 contract
RECORDS MAINTAINED BY TRANSFER AGENT. Account applications § Checks including check registers, reconciliation records, any adjustment records and tax withholding documentation § Indemnity bonds for replacement of lost or missing checks § Liquidation, repurchase, withdrawal withdrawal, and transfer requests including signature guarantees and any supporting documentation § Shareholder correspondence § Shareholder transaction records § Share transaction history of the Fund
Appears in 1 contract
Samples: Transfer Agency Agreement (MA Specialty Credit Income Fund)
RECORDS MAINTAINED BY TRANSFER AGENT. ◾ Account applications § ◾ Checks including check registers, reconciliation records, any adjustment records and tax withholding documentation § ◾ Indemnity bonds for replacement of lost or missing checks § ◾ Liquidation, repurchase, withdrawal and transfer requests including signature guarantees and any supporting documentation § ◾ Shareholder correspondence § ◾ Shareholder transaction records § ◾ Share transaction history of the Fund
Appears in 1 contract
Samples: Transfer Agency Agreement (StepStone Private Markets)
