References and Headings. In this Agreement and in any such amendment, references to this Agreement and all expressions such as “herein,” “hereof,” and “hereunder’” shall be deemed to refer to this Agreement as amended or affected by any such amendments. Headings are placed herein for convenience of reference only and shall not be taken as a part hereof or control or affect the meaning, construction, or effect of this Agreement. This Agreement may be executed in any number of counterparts, each of which shall be deemed an original. Dated: November 13, 2007 NUVEEN INVESTMENT TRUST II ATTEST BY /s/ Xxxxx X. XxXxxxxx Vice President /s/ Xxxxxxxx X’Xxxx NUVEEN ASSET MANAGEMENT ATTEST BY /s/ Xxxxx X. Xxxxxxxxx Managing Director /s/ Xxxxx X. Xxxxxx –9– NUVEEN INVESTMENT TRUST II MANAGEMENT AGREEMENT SCHEDULE A The Funds of the Trust currently subject to this Agreement and the effective date of each are as follows: FUND EFFECTIVE DATE INITIAL TERM Nuveen Xxxxxxxxxxx Growth Fund November 13, 2007 Until August 1, 2008 Nuveen Santa Xxxxxxx Growth Fund November 13, 2007 Until August 1, 2008 Nuveen Santa Xxxxxxx Growth Opportunities Fund November 13, 2007 Until August 1, 2008 Nuveen Santa Xxxxxxx Dividend Growth Fund November 13, 2007 Until August 1, 2008 Nuveen Symphony All-Cap Core Fund November 13, 2007 Until August 1, 2008 Nuveen Symphony Large-Cap Value Fund November 13, 2007 Until August 1, 2008 Nuveen Symphony Small-Mid Cap Core Fund November 13, 2007 Until August 1, 2008 Nuveen Symphony Mid-Cap Core Fund November 13, 2007 Until August 1, 2008 Nuveen Symphony Large-Cap Growth Fund November 13, 2007 Until August 1, 2008 Nuveen Tradewinds Global Resources Fund November 13, 2007 Until August 1, 2008 Nuveen Symphony Optimized Alpha Fund November 13, 2007 Until August 1, 2008 –10– NUVEEN INVESTMENT TRUST II MANAGEMENT AGREEMENT SCHEDULE B AMENDED AS OF NOVEMBER 13, 2007
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References and Headings. In this Agreement and in any such amendment, references to this Agreement and all expressions such as “"herein,” “" "hereof,” " and “"hereunder’” '" shall be deemed to refer to this Agreement as amended or affected by any such amendments. Headings are placed herein for convenience of reference only and shall not be taken as a part hereof or control or affect the meaning, construction, or effect of this Agreement. This Agreement may be executed in any number of counterparts, each of which shall be deemed an original. Dated: November 13October 31, 2007 1997 NUVEEN INVESTMENT TRUST II ATTEST BY /s/ Xxxxx X. XxXxxxxx Vice President /s/ Xxxxxxxx X’Xxxx ---------------------------------- ----------------------------------- NUVEEN ASSET MANAGEMENT INSTITUTIONAL ADVISORY CORP. ATTEST BY /s/ Xxxxx X. Xxxxxxxxx Managing Director /s/ Xxxxx X. Xxxxxx –9– ---------------------------------- ------------------------------------ -9- NUVEEN INVESTMENT TRUST II MANAGEMENT AGREEMENT SCHEDULE A The Funds of the Trust currently subject to this Agreement and the effective date of each are as follows: FUND EFFECTIVE DATE INITIAL TERM Nuveen Xxxxxxxxxxx Rittenhouse Growth Fund November 13October 31, 2007 1997 Until August 1, 2008 1999 Nuveen Santa Xxxxxxx Growth Innovation Fund November 13December 17, 2007 1999 Until August 1, 2008 2001 Nuveen Santa Xxxxxxx International Growth Opportunities Fund November 13December 17, 2007 1999 Until August 1, 2008 2001 Nuveen Santa Xxxxxxx Dividend Growth Select Stock Fund November 13Commencement of Investment Operations Until August, 2007 Until August 1, 2008 Nuveen Symphony All-Cap Core Fund November 13, 2007 Until August 1, 2008 Nuveen Symphony Large-Cap Value Fund November 13, 2007 Until August 1, 2008 Nuveen Symphony Small-Mid Cap Core Fund November 13, 2007 Until August 1, 2008 Nuveen Symphony Mid-Cap Core Fund November 13, 2007 Until August 1, 2008 Nuveen Symphony Large-Cap Growth Fund November 13, 2007 Until August 1, 2008 Nuveen Tradewinds Global Resources Fund November 13, 2007 Until August 1, 2008 Nuveen Symphony Optimized Alpha Fund November 13, 2007 Until August 1, 2008 –10– 2002 NUVEEN INVESTMENT TRUST II MANAGEMENT AGREEMENT SCHEDULE B AMENDED AS OF NOVEMBER 13, 2007Compensation pursuant to Section 7 of this Agreement shall be calculated with respect to each Fund in accordance with the following schedule applicable to the average daily net assets of the Fund: NUVEEN RITTENHOUSE GROWTH FUND AVERAGE DAILY NET ASSET VALUE FUND MANAGEMENT FEE For the first $125 million .8500 of 1% For the next $125 million .8375 of 1% For the next $250 million .8250 of 1% For the next $500 million .8125 of 1% For the next $1 billion .8000 of 1% For assets over $2 billion .7750 of 1% NUVEEN INNOVATION FUND AVERAGE DAILY NET ASSET VALUE FUND MANAGEMENT FEE For the first $125 million 1.0000 of 1% For the next $125 million .9875 of 1% For the next $250 million .9750 of 1% For the next $500 million .9625 of 1% For the next $1 billion .9500 of 1% For assets over $2 billion .9250 of 1% NUVEEN INTERNATIONAL GROWTH FUND AVERAGE DAILY NET ASSET VALUE FUND MANAGEMENT FEE For the first $125 million 1.0500 of 1% For the next $125 million 1.0375 of 1% For the next $250 million 1.0250 of 1% For the next $500 million 1.0125 of 1% For the next $1 billion 1.0000 of 1% For assets over $2 billion .9750 of 1% NUVEEN SELECT STOCK FUND AVERAGE DAILY NET ASSET VALUE FUND MANAGEMENT FEE For the first $125 million 1.1000 of 1% For the next $125 million 1.0875 of 1% For the next $250 million 1.0750 of 1% For the next $500 million 1.0625 of 1% For the next $1 billion 1.0500 of 1% For assets over $2 billion 1.0250 of 1%
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References and Headings. In this Agreement and in any such amendment, references to this Agreement and all expressions such as “"herein,” “" "hereof,” " and “"hereunder’” '" shall be deemed to refer to this Agreement as amended or affected by any such amendments. Headings are placed herein for convenience of reference only and shall not be taken as a part hereof or control or affect the meaning, construction, or effect of this Agreement. This Agreement may be executed in any number of counterparts, each of which shall be deemed an original. Dated: November 13October 19, 2007 1999 NUVEEN INVESTMENT TRUST II SENIOR INCOME FUND ATTEST BY /s/ Xxxxx X. XxXxxxxx Vice President /s/ Xxxxxxxx X’Xxxx ------------------------------- ----------------------------------- NUVEEN SENIOR LOAN ASSET MANAGEMENT INC. ATTEST BY /s/ Xxxxx X. Xxxxxxxxx Managing Director /s/ Xxxxx X. Xxxxxx –9– ------------------------------- ----------------------------------- NUVEEN INVESTMENT TRUST II FLOATING RATE FUND MANAGEMENT AGREEMENT SCHEDULE A The Funds of the Trust currently Fund subject to this Agreement and Agreement, the effective date of each are and initial term is as follows: FUND EFFECTIVE DATE INITIAL TERM Nuveen Xxxxxxxxxxx Growth Floating Rate Fund November 13October 29, 2007 1999 Until August 1, 2008 Nuveen Santa Xxxxxxx Growth Fund November 13, 2007 Until August 2001 Compensation pursuant to Section 7 of this Agreement shall be calculated in accordance with the following schedule applicable to the Managed Assets of the Fund: MANAGED ASSETS MANAGEMENT FEE Up to $1.0 billion .7500 of 1, 2008 Nuveen Santa Xxxxxxx Growth Opportunities Fund November 13, 2007 Until August % $1.0 billion to $2.0 billion .7375 of 1, 2008 Nuveen Santa Xxxxxxx Dividend Growth Fund November 13, 2007 Until August % $2.0 billion to $5.0 billion .7250 of 1, 2008 Nuveen Symphony All-Cap Core Fund November 13, 2007 Until August % $5.0 billion to $10.0 billion .7000 of 1, 2008 Nuveen Symphony Large-Cap Value Fund November 13, 2007 Until August % $10.0 billion and over .6750 of 1, 2008 Nuveen Symphony Small-Mid Cap Core Fund November 13, 2007 Until August 1, 2008 Nuveen Symphony Mid-Cap Core Fund November 13, 2007 Until August 1, 2008 Nuveen Symphony Large-Cap Growth Fund November 13, 2007 Until August 1, 2008 Nuveen Tradewinds Global Resources Fund November 13, 2007 Until August 1, 2008 Nuveen Symphony Optimized Alpha Fund November 13, 2007 Until August 1, 2008 –10– NUVEEN INVESTMENT TRUST II % MANAGEMENT AGREEMENT SCHEDULE B AMENDED AS OF NOVEMBER 13BETWEEN NUVEEN FLOATING RATE FUND AND NUVEEN SENIOR LOAN ASSET MANAGEMENT INC. NUVEEN FLOATING RATE FUND, 2007a Massachusetts business trust registered under the Investment Company Act of 1940 ("1940 Act") as a closed-end management investment company ("Fund"), hereby appoints NUVEEN SENIOR LOAN ASSET MANAGEMENT INC., a Delaware corporation registered under the Investment Advisers Act of 1940 as an investment adviser, of Chicago, Illinois ("Manager"), to furnish investment advisory and management services and certain administrative services with respect to the assets represented by the shares of beneficial interest issued by the Fund. Fund and Manager hereby agree that:
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References and Headings. In this Agreement and in any such amendment, references to this Agreement and all expressions such as “"herein,” “" "hereof,” " and “"hereunder’” '" shall be deemed to refer to this Agreement as amended or affected by any such amendments. Headings are placed herein for convenience of reference only and shall not be taken as a part hereof or control or affect the meaning, construction, or effect of this Agreement. This Agreement may be executed in any number of counterparts, each of which shall be deemed an original. Dated: November 13October 31, 2007 1997 NUVEEN INVESTMENT TRUST II ATTEST BY /s/ Xxxxx GIFFXXX X. XxXxxxxx Vice President XXXXXXXXX ----------------------------------- /s/ Xxxxxxxx X’Xxxx KAREX X. XXXXX NUVEEN ASSET MANAGEMENT INSTITUTIONAL ADVISORY CORP. ---------------------------- ATTEST BY /s/ Xxxxx THOMXX X. Xxxxxxxxx Managing Director XXXXXXXX ----------------------------------- /s/ Xxxxx X. Xxxxxx –9– LARRX XXXXXX ---------------------------- -9- 10 NUVEEN INVESTMENT TRUST II MANAGEMENT AGREEMENT SCHEDULE A The Funds of the Trust currently subject to this Agreement and the effective date of each are as follows: FUND EFFECTIVE DATE INITIAL TERM Nuveen Xxxxxxxxxxx Growth Rittxxxxxxx Xxxwth Fund November 13, 2007 Until August 1, 2008 Nuveen Santa Xxxxxxx Growth Fund November 13, 2007 Until August 1, 2008 Nuveen Santa Xxxxxxx Growth Opportunities Fund November 13, 2007 Until August 1, 2008 Nuveen Santa Xxxxxxx Dividend Growth Fund November 13, 2007 Until August 1, 2008 Nuveen Symphony All-Cap Core Fund November 13, 2007 Until August 1, 2008 Nuveen Symphony Large-Cap Value Fund November 13, 2007 Until August 1, 2008 Nuveen Symphony Small-Mid Cap Core Fund November 13, 2007 Until August 1, 2008 Nuveen Symphony Mid-Cap Core Fund November 13, 2007 Until August 1, 2008 Nuveen Symphony Large-Cap Growth Fund November 13, 2007 Until August 1, 2008 Nuveen Tradewinds Global Resources Fund November 13, 2007 Until August 1, 2008 Nuveen Symphony Optimized Alpha Fund November 13, 2007 Until August 1, 2008 –10– 1997 NUVEEN INVESTMENT TRUST II MANAGEMENT AGREEMENT SCHEDULE B AMENDED AS OF NOVEMBER 13, 2007Compensation pursuant to Section 7 of this Agreement shall be calculated with respect to each Fund in accordance with the following schedule applicable to the average daily net assets of the Fund: NUVEEN RITTXXXXXXX XXXWTH FUND AVERAGE DAILY NET ASSET VALUE FUND MANAGEMENT FEE For the first $125 million .8500 of 1% For the next $125 million .8375 of 1% For the next $250 million .8250 of 1% For the next $500 million .8125 of 1% For the next $1 billion .8000 of 1% For assets over $2 billion .7875 of 1%
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References and Headings. In this Agreement and in any such amendment, references to this Agreement and all expressions such as “"herein,” “" "hereof,” " and “"hereunder’” '" shall be deemed to refer to this Agreement as amended or affected by any such amendments. Headings are placed herein for convenience of reference only and shall not be taken as a part hereof or control or affect the meaning, construction, or effect of this Agreement. This Agreement may be executed in any number of counterparts, each of which shall be deemed an original. Dated: November 13______, 2007 NUVEEN INVESTMENT TRUST II ATTEST BY /s/ Xxxxx X. XxXxxxxx Vice President /s/ Xxxxxxxx X’Xxxx NUVEEN ASSET MANAGEMENT ATTEST BY /s/ Xxxxx X. Xxxxxxxxx Managing Director /s/ Xxxxx X. Xxxxxx –9– NUVEEN INVESTMENT TRUST II MANAGEMENT AGREEMENT SCHEDULE 2001 Nuveen Exchange-Traded Index Trust Attest By _______________________________ _________________________ Nuveen Advisory Corp. Attest By _______________________________ __________________________ Nuveen Exchange-Traded Index Trust Management Agreement Schedule A The Funds of the Trust currently subject to this Agreement and the effective date of each are as follows: FUND EFFECTIVE DATE INITIAL TERM Nuveen Xxxxxxxxxxx Growth America's Fastest Growing Commencement of Investment Until July 31, 2003 Companies Index Fund November 13Operations Nuveen 1 Year FITRs Commencement of Investment Until July 31, 2007 2003 Index Fund Operations Nuveen 2 Year FITRs Commencement of Investment Until August 1July 31, 2008 2003 Index Fund Operations Nuveen Santa Xxxxxxx Growth 5 Year FITRs Commencement of Investment Until July 31, 2003 Index Fund November 13Operations Nuveen 10 Year FITRs Commencement of Investment Until July 31, 2007 Until August 1, 2008 2003 Index Fund Operations Nuveen Santa Xxxxxxx Growth Opportunities Exchange-Traded Index Trust Management Agreement Schedule B Compensation pursuant to Section 7 of this Agreement shall be calculated with respect to each Fund November 13, 2007 Until August 1, 2008 in accordance with the following schedule applicable to the average daily net assets of the Fund: Management Fee as a Voluntary Expense FUND Percentage of Average Daily Cap as a Percentage Net Assets of Average Daily Net Assets Nuveen Santa Xxxxxxx Dividend Growth America's Fastest Growing 0.45% 0.45% Companies Index Fund November 13, 2007 Until August 1, 2008 Nuveen Symphony All-Cap Core 1 Year FITRs Index Fund November 13, 2007 Until August 1, 2008 0.20% 0.20% Nuveen Symphony Large-Cap Value 2 Year FITRs Index Fund November 13, 2007 Until August 1, 2008 0.20% 0.20% Nuveen Symphony Small-Mid Cap Core 5 Year FITRs Index Fund November 13, 2007 Until August 1, 2008 0.20% 0.20% Nuveen Symphony Mid-Cap Core Fund November 13, 2007 Until August 1, 2008 Nuveen Symphony Large-Cap Growth Fund November 13, 2007 Until August 1, 2008 Nuveen Tradewinds Global Resources Fund November 13, 2007 Until August 1, 2008 Nuveen Symphony Optimized Alpha Fund November 13, 2007 Until August 1, 2008 –10– NUVEEN INVESTMENT TRUST II MANAGEMENT AGREEMENT SCHEDULE B AMENDED AS OF NOVEMBER 13, 200710 Year FITRs Shares Index 0.20% 0.20% Fund
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Samples: Management Agreement (Nuveen Exchange Traded Index Trust)
References and Headings. In this Agreement and in any such amendmentamendment hereto, references to this Agreement and all expressions such as “herein,” “hereof,” and “hereunder’” shall be deemed to refer to this Agreement as amended or affected by any such amendments. Headings are placed herein for convenience of reference only and shall not be taken as a part hereof or control or affect the meaning, construction, or effect of this Agreement. This Agreement may be executed in any number of counterparts, each of which shall be deemed an original. Dated: November 13January 1, 2007 2011 FIRST AMERICAN STRATEGY FUNDS, INC. ATTEST BY /s/ Xxxxxxxx Xxxxxxxxx Vice President /s/ Xxxx Xxxx NUVEEN INVESTMENT TRUST II FUND ADVISORS, INC. ATTEST BY /s/ Xxxxx X. XxXxxxxx Vice President /s/ Xxxxxxxx X’Xxxx NUVEEN ASSET MANAGEMENT ATTEST BY /s/ Xxxxx X. Xxxxxxxxx Managing Director /s/ Xxxxx X. Xxxxxx –9– NUVEEN INVESTMENT TRUST II FIRST AMERICAN STRATEGY FUNDS, INC. MANAGEMENT AGREEMENT SCHEDULE A The Funds of the Trust Company currently subject to this Agreement and the effective date of for each are as follows: FUND EFFECTIVE DATE INITIAL TERM Nuveen Xxxxxxxxxxx Strategy Aggressive Growth Allocation Fund November 131/1/2011 1/1/2011 through 12/31/2012 Nuveen Strategy Growth Allocation Fund 1/1/2011 1/1/2011 through 12/31/2012 Nuveen Strategy Balanced Allocation Fund 1/1/2011 1/1/2011 through 12/31/2012 Nuveen Strategy Conservative Allocation Fund 1/1/2011 1/1/2011 through 12/31/2012 FIRST AMERICAN STRATEGY FUNDS, 2007 Until August 1, 2008 Nuveen Santa Xxxxxxx Growth Fund November 13, 2007 Until August 1, 2008 Nuveen Santa Xxxxxxx Growth Opportunities Fund November 13, 2007 Until August 1, 2008 Nuveen Santa Xxxxxxx Dividend Growth Fund November 13, 2007 Until August 1, 2008 Nuveen Symphony All-Cap Core Fund November 13, 2007 Until August 1, 2008 Nuveen Symphony Large-Cap Value Fund November 13, 2007 Until August 1, 2008 Nuveen Symphony Small-Mid Cap Core Fund November 13, 2007 Until August 1, 2008 Nuveen Symphony Mid-Cap Core Fund November 13, 2007 Until August 1, 2008 Nuveen Symphony Large-Cap Growth Fund November 13, 2007 Until August 1, 2008 Nuveen Tradewinds Global Resources Fund November 13, 2007 Until August 1, 2008 Nuveen Symphony Optimized Alpha Fund November 13, 2007 Until August 1, 2008 –10– NUVEEN INVESTMENT TRUST II INC. MANAGEMENT AGREEMENT SCHEDULE B AMENDED AS OF NOVEMBER 13Compensation pursuant to Section 7 of this Agreement for each Fund shall be equal to 0.10% of the average total daily net assets of such Fund. Dated: January 1, 20072011 FIRST AMERICAN STRATEGY FUNDS, INC. ATTEST BY /s/ Xxxxxxxx Xxxxxxxxx Vice President /s/ Xxxx Xxxx NUVEEN FUND ADVISORS, INC. ATTEST BY /s/ Xxxxx XxXxxxxx Managing Director /s/ Xxxxx Xxxxxx
Appears in 1 contract
Samples: Management Agreement (First American Strategy Funds Inc)
References and Headings. In this Agreement and in any such amendment, references to this Agreement and all expressions such as “"herein,” “" "hereof,” " and “"hereunder’” '" shall be deemed to refer to this Agreement as amended or affected by any such amendments. Headings are placed herein for convenience of reference only and shall not be taken as a part hereof or control or affect the meaning, construction, or effect of this Agreement. This Agreement may be executed in any number of counterparts, each of which shall be deemed an original. Dated: November 13July 29, 2007 1996 NUVEEN INVESTMENT TRUST II ATTEST BY /s/ Xxxxx X. XxXxxxxx Vice President /s/ Xxxxxxxx X’Xxxx BY______________________________________ ________________________________ NUVEEN ASSET MANAGEMENT INSTITUTIONAL ADVISORY CORP. ATTEST BY /s/ Xxxxx X. Xxxxxxxxx Managing Director /s/ Xxxxx X. Xxxxxx –9– BY______________________________________ ________________________________ -9- NUVEEN INVESTMENT TRUST II MANAGEMENT AGREEMENT SCHEDULE A The Funds of the Trust currently subject to this Agreement and the original effective date of each are as follows: FUND EFFECTIVE DATE INITIAL TERM Nuveen Xxxxxxxxxxx Growth and Income Stock Fund November 13July 29, 2007 Until August 11996 Nuveen Balanced Stock and Bond Fund July 29, 2008 1996 Nuveen Santa Xxxxxxx Growth Balanced Municipal and Stock Fund November 13July 29, 2007 Until August 1, 2008 1996 Nuveen Santa Xxxxxxx Growth Opportunities Fund November 13, 2007 Until August 1, 2008 Nuveen Santa Xxxxxxx Dividend Growth Fund November 13, 2007 Until August 1, 2008 Nuveen Symphony All-Cap Core Fund November 13, 2007 Until August 1, 2008 Nuveen Symphony Large-Cap European Value Fund November 13May 29, 2007 Until August 11998 Nuveen Balanced (State) Municipal and Stock Fund(s) _____________ Amended: May 16, 2008 Nuveen Symphony Small-Mid Cap Core Fund November 13, 2007 Until August 1, 2008 Nuveen Symphony Mid-Cap Core Fund November 13, 2007 Until August 1, 2008 Nuveen Symphony Large-Cap Growth Fund November 13, 2007 Until August 1, 2008 Nuveen Tradewinds Global Resources Fund November 13, 2007 Until August 1, 2008 Nuveen Symphony Optimized Alpha Fund November 13, 2007 Until August 1, 2008 –10– 1998 NUVEEN INVESTMENT TRUST II MANAGEMENT AGREEMENT SCHEDULE B AMENDED AS OF NOVEMBER 13Compensation pursuant to Section 7 of this Agreement shall be calculated with respect to each Fund in accordance with the following schedule applicable to the average daily net assets of the Fund: NUVEEN GROWTH AND INCOME STOCK FUND AVERAGE DAILY NET ASSET VALUE FUND MANAGEMENT FEE For the first $125 million .8500 of 1% For the next $125 million .8375 of 1% For the next $250 million .8250 of 1% For the next $500 million .8125 of 1% For the next $1 billion .8000 of 1% For assets over $2 billion .7750 of 1% NUVEEN BALANCED STOCK AND BOND FUND AVERAGE DAILY NET ASSET VALUE FUND MANAGEMENT FEE For the first $125 million .7500 of 1% For the next $125 million .7375 of 1% For the next $250 million .7250 of 1% For the next $500 million .7125 of 1% For the next $1 billion .7000 of 1% For assets over $2 billion .6750 of 1% NUVEEN BALANCED MUNICIPAL AND STOCK FUND NUVEEN BALANCED (STATE) MUNICIPAL AND STOCK FUND(S) AVERAGE DAILY NET ASSET VALUE FUND MANAGEMENT FEE For the first $125 million .7500 of 1% For the next $125 million .7375 of 1% For the next $250 million .7250 of 1% For the next $500 million .7125 of 1% For the next $1 billion .7000 of 1% For assets over $2 billion .6750 of 1% NUVEEN EUROPEAN VALUE FUND AVERAGE DAILY NET ASSET VALUE FUND MANAGEMENT FEE For the first $125 million .9500 of 1% For the next $125 million .9375 of 1% For the next $250 million .9250 of 1% For the next $500 million .9125 of 1% For the next $1 billion .9000 of 1% For assets over $2 billion .8750 of 1% Amended: May 16, 20071998
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