Common use of REFUSAL TO EXECUTE ORDERS Clause in Contracts

REFUSAL TO EXECUTE ORDERS. 11.1. The Client accepts that the Company reserves the right to refuse the provision of any investment and ancillary service, at any time, including but not limited to the execution of instructions for trading any type of financial instrument of the Company, without prior notice to the Client. The circumstances under which the Company shall proceed to the above actions are the following: (a) If the Client has insufficient funds in his/her Client Account; (b) If the order affects the orderly function of the market; (c) If the order aims at manipulating the market of the underlying financial instrument; (d) If the order constitutes the exploitation of confidential information; (e) If the order affects the orderly operation of the trading platform; and (f) If the order contributes to the legalization of proceeds from illegal actions (money laundering) 11.2. The Client understands that any act of refusal by the Company for the execution of any order will not affect any obligation of the Client towards the Company under the Legal Documents.

Appears in 8 contracts

Samples: Client Agreement, Client Agreement, Client Agreement

AutoNDA by SimpleDocs

REFUSAL TO EXECUTE ORDERS. 11.1. The Client accepts that the Company reserves the right to refuse the provision of any investment and ancillary service, at any time, including but not limited to the execution of instructions for trading any type of financial instrument of the Company, without prior notice to the Client. The circumstances under which the Company shall proceed to the above actions are the following: (a) If the Client has insufficient funds in his/her Client Account; (b) If the order affects the orderly function of the market; (c) If the order aims at manipulating the market of the underlying financial instrument;. (d) If the order constitutes the exploitation of confidential information; (e) If the order affects the orderly operation of the trading platform; and (f) If the order contributes to the legalization of proceeds from illegal actions (money laundering) 11.2. ) The Client understands that any act of refusal by the Company for the execution of any order will not affect any obligation of the Client towards the Company under the Legal Documents.

Appears in 2 contracts

Samples: Client Agreement, Client Agreement

REFUSAL TO EXECUTE ORDERS. 11.11. The Client accepts that the Company reserves the right to refuse the provision of any investment and ancillary service, at any time, including but not limited to the execution of instructions for trading any type of financial instrument of the Company, without prior notice to the Client. The circumstances under which the Company shall proceed to the above actions are the following: (a) i. If the Client has insufficient funds in his/her Client Account; (b) ii. If the order affects the orderly function of the market; (c) iii. If the order aims at manipulating the market of the underlying financial instrument; (d) iv. If the order constitutes the exploitation of confidential information; (e) v. If the order affects the orderly operation of the trading platform; and (f) vi. If the order contributes to the legalization of proceeds from illegal actions (money laundering) 11.22. The Client understands that any act of refusal by the Company for the execution of any order will not affect any obligation of the Client towards the Company under the Legal Documents.

Appears in 2 contracts

Samples: Client Agreement, Client Agreement

REFUSAL TO EXECUTE ORDERS. 11.1. 11.1 The Client accepts that the Company reserves the right to refuse the provision of any investment and ancillary service, at any time, including but not limited to the execution of instructions for trading any type of financial instrument of the Company, without prior notice to the Client. The circumstances under which the Company shall proceed to the above actions are the following: (a) If the Client has insufficient funds in his/her Client Account; (b) If the order affects the orderly function of the market; (c) If the order aims at manipulating the market of the underlying financial instrument; (d) If the order constitutes the exploitation of confidential information; (e) If the order affects the orderly operation of the trading platform; and (f) If the order contributes to the legalization of proceeds from illegal actions (money laundering) 11.2. 11.2 The Client understands that any act of refusal by the Company for the execution of any order will not affect any obligation of the Client towards the Company under the Legal Documents.

Appears in 1 contract

Samples: Client Agreement

REFUSAL TO EXECUTE ORDERS. 11.1. 7.1 The Client Customer accepts that the Company reserves the right to refuse the provision of any investment and ancillary service, at any time, including but not limited to the execution of instructions for trading any type of financial instrument of the Company, without prior notice to the Client. Customer. 7.2 The circumstances under which the Company shall proceed to the above actions are the followingas follows: (a) If the Client Customer has insufficient funds in his/her Client Accountaccount; (b) If the order affects the orderly function of the market; (c) ;  If the order aims at manipulating the market of the underlying financial instrument; (d) ;  If the order constitutes the exploitation of confidential information; (e) ;  If the order affects the orderly operation of the trading platform; and (f) and  If the order contributes to the legalization of proceeds from illegal actions (money laundering). 11.2. 7.3 The Client Customer understands that any act of refusal by the Company for the execution of any order will not affect any obligation of the Client Customer towards the Company under the Legal DocumentsService Agreement.

Appears in 1 contract

Samples: Customer Agreement

AutoNDA by SimpleDocs

REFUSAL TO EXECUTE ORDERS. 11.1. The Client accepts that the Company reserves the right to refuse the provision of any investment and ancillary service, at any time, including but not limited to the execution of instructions for trading any type of financial instrument of the Company, without prior notice to the Client. The circumstances under which the Company shall proceed to the above actions are the following: (a) If the Client has insufficient funds in his/her Client Account; (b) If the order affects the orderly function of the market; (c) If the order aims at manipulating the market of the underlying financial instrument; (d) If the order constitutes the exploitation of confidential information; (e) If the order affects the orderly operation of the trading platform; and (f) If the order contributes to the legalization of proceeds from illegal actions (money laundering) 11.2. The Client understands that any act of refusal by the Company for the execution of any order will not affect any obligation of the Client towards the Company under the Legal Documents.

Appears in 1 contract

Samples: Client Agreement

REFUSAL TO EXECUTE ORDERS. 11.1. ‌‌ 11.1 The Client accepts that the Company reserves the right to refuse the provision of any investment and ancillary service, at any time, including but not limited to the execution of instructions for trading any type of financial instrument of the Company, without prior notice to the Client. The circumstances under which the Company shall proceed to the above actions are the following: (a) If the Client has insufficient funds in his/her Client Account; (b) If the order affects the orderly function of the market; (c) If the order aims at manipulating the market of the underlying financial instrument; (d) If the order constitutes the exploitation of confidential information; (e) If the order affects the orderly operation of the trading platform; and (f) If the order contributes to the legalization of proceeds from illegal actions (money laundering) 11.2. 11.2 The Client understands that any act of refusal by the Company for the execution of any order will not affect any obligation of the Client towards the Company under the Legal Documents.

Appears in 1 contract

Samples: Client Agreement

Draft better contracts in just 5 minutes Get the weekly Law Insider newsletter packed with expert videos, webinars, ebooks, and more!