Common use of Registered Securities Clause in Contracts

Registered Securities. Broker-Dealer understands that the offering of Notes is being offered pursuant to a Registration Statement under the Securities Act of 1933.

Appears in 3 contracts

Samples: Broker Dealer Agreement (Medical Capital Management Inc), Broker Dealer Agreement (Medical Capital Management Inc), Broker Dealer Agreement (Medical Capital Management Inc)

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Registered Securities. Broker-Dealer understands that the offering of Notes is being offered pursuant to a Registration Statement under the Securities Act of 1933. A copy of the Registration Statement is currently in review with the Securities and Exchange Commission, a copy of which is attached to this agreement.

Appears in 3 contracts

Samples: Broker Dealer Agreement (Medical Capital Management Inc), Broker Dealer Agreement (Medical Capital Management Inc), Broker Dealer Agreement (Medical Capital Management Inc)

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