Registration and Listing; Effective Registration. Until such time as six months following the date on which all of the Warrants have either have been exercised or have expired, the Company will cause the Shares to continue at all times to be registered under Sections 12(b) or (g) of the 1934 Act or listed on AIM, will comply in all material respects with its reporting and filing obligations under the 1934 Act or under the bylaws or rules of AIM, and will not take any action or file any document (whether or not permitted by the 1934 Act or the rules thereunder) to terminate or suspend such reporting and filing obligations. Until such time as the Warrants are no longer outstanding, the Company shall use its best efforts to continue the listing or trading of the Shares and the Warrant Shares, if applicable, on the Principal Market or one of the other Approved Markets and shall comply in all material respects with the Company's reporting, filing and other obligations under the bylaws or rules of the Approved Market on which the Common Stock is listed. The Company shall use its best efforts to cause the Warrant Shares to be listed on the Principal Market or one of the other Approved Markets no later than the date of issuance of the Warrant, and shall use its best efforts to continue such listing(s) on one of the Approved Markets, for so long as the Warrants are outstanding.
Appears in 3 contracts
Samples: Stock Purchase Agreement (Clean Power Technologies Inc.), Stock Purchase Agreement (Clean Power Technologies Inc.), Stock Purchase Agreement (Clean Power Technologies Inc.)
Registration and Listing; Effective Registration. Until such time as six months following the date on which all of Note is not outstanding and the Warrants have either have been exercised or have expired, Warrant has expired the Company will cause the Shares Common Stock to continue at all times to be registered under Sections 12(b) or (g) of the 1934 Act or listed on AIMAct, will comply in all material respects with its reporting and filing obligations under the 1934 Act or under the bylaws or rules of AIMAct, and will not take any action or file any document (whether or not permitted by the 1934 Act or the rules thereunder) to terminate or suspend such reporting and filing obligations. Until such time as the Warrants Notes and Warrant are no longer not outstanding, the Company shall use its best efforts to continue the listing or trading of the Shares and the Warrant Shares, if applicable, Common Stock on the Principal Market or one of the other Approved Markets and shall comply in all material respects with the Company's reporting, filing and other obligations under the bylaws or rules of the Approved Market on which the Common Stock is listed. The Company shall use its best efforts to cause the Common Shares and Warrant Shares to be listed on the Principal Market or one of the other Approved Markets no later than the date of issuance effectiveness of the Warrantregistration of the Common Shares and Warrant Shares under the 1934 Act, and shall use its best efforts to continue such listing(s) on one of the Approved Markets, for so long as the Warrants Note or Warrant are outstanding.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Liquidmetal Technologies Inc), Securities Purchase Agreement (Liquidmetal Technologies Inc)
Registration and Listing; Effective Registration. Until such time as six the earlier of (i) three (3) months following after the date on which all the Initial Shares, Additional Shares and Warrant Shares are freely saleable by the Investors without limitations pursuant to Rule 144, or (ii) a merger in which the Company is not the surviving corporation or the consolidation or sale of all or substantially all of the Warrants have either have been exercised or have expiredassets of the Company (the "Termination Date"), the Company will cause the Shares Common Stock to continue at all times to be registered under Sections 12(b) or (g) of the 1934 Act or listed on AIMExchange Act, will comply in all material respects with its reporting and filing obligations under the 1934 Securities Exchange Act or under of 1934, as amended (the bylaws or rules of AIM"Exchange Act"), and will not take any action or file any document (whether or not permitted by the 1934 Exchange Act or the rules thereunder) to terminate or suspend such reporting and filing obligations. Until such time as the Warrants are no longer outstandingTermination Date, the Company shall use its best efforts to continue the listing or trading of the Shares and the Warrant Shares, if applicable, Common Stock on the Principal Market Nasdaq National Market, Nasdaq SmallCap Market, New York Stock Exchange or one of the other American Stock Exchange (each, an "Approved Markets Market") and shall comply in all material respects with the Company's reporting, filing and other obligations under the bylaws or rules of the Approved Market on which the Common Stock is listed. The Company shall use its best efforts to cause the Warrant Shares to be listed on the Principal Market or one of the other Approved Markets no later than the date of issuance of the Warrant, and shall use its best efforts to continue such listing(s) on one of the Approved Markets, for so long as the Warrants are outstanding.
Appears in 1 contract
Registration and Listing; Effective Registration. Until such time as six months following the date on which all of the Note is no longer outstanding and the Warrants have either have been exercised or have expired, the Company will cause the Shares Common Stock to continue at all times to be registered under Sections 12(b) or (g) of the 1934 Act or listed on AIMAct, will comply in all material respects with its reporting and filing obligations under the 1934 Act or under the bylaws or rules of AIMAct, and will not take any action or file any document (whether or not permitted by the 1934 Act or the rules thereunder) to terminate or suspend such reporting and filing obligations. Until such time as the Notes and Warrants are no longer outstanding, the Company shall use its best efforts to continue the listing or trading of the Shares and the Warrant Shares, if applicable, Common Stock on the Principal Market or one of the other Approved Markets and shall comply in all material respects with the Company's reporting, filing and other obligations under the bylaws or rules of the Approved Market on which the Common Stock is listed. The Company shall use its best efforts to cause the Common Shares and Warrant Shares to be listed on the Principal Market or one of the other Approved Markets no later than the date of issuance of the WarrantCommon Shares and Warrant Shares under the 1934 Act, and shall use its best efforts to continue such listing(s) on one of the Approved Markets, for so long as the Warrants Note or Warrant are outstanding.
Appears in 1 contract
Samples: Securities Purchase Agreement (Clean Power Technologies Inc.)
Registration and Listing; Effective Registration. Until such time as six months following the date on which all of Note is no longer outstanding and the Warrants have either have been exercised or have expired, Warrant has expired the Company will cause the Shares Common Stock to continue at all times to be registered under Sections 12(b) or (g) of the 1934 Act or listed on AIMAct, will comply in all material respects with its reporting and filing obligations under the 1934 Act or under the bylaws or rules of AIMAct, and will not take any action or file any document (whether or not permitted by the 1934 Act or the rules thereunder) to terminate or suspend such reporting and filing obligations. Until such time as the Warrants Notes and Warrant are no longer outstanding, the Company shall use its best efforts to continue the listing or trading of the Shares and the Warrant Shares, if applicable, Common Stock on the Principal Market or one of the other Approved Markets and shall comply in all material respects with the Company's reporting, filing and other obligations under the bylaws or rules of the Approved Market on which the Common Stock is listed. The Company shall use its best efforts to cause the Common Shares and Warrant Shares to be listed on the Principal Market or one of the other Approved Markets no later than the date of issuance effectiveness of the Warrantregistration of the Common Shares and Warrant Shares under the 1934 Act, and shall use its best efforts to continue such listing(s) on one of the Approved Markets, for so long as the Warrants Note or Warrant are outstanding.
Appears in 1 contract
Samples: Securities Purchase Agreement (Terra Nostra Resources Corp.)