Common use of Registration, Transfer and Exchange of Warrants Clause in Contracts

Registration, Transfer and Exchange of Warrants. (a) The Company shall keep at its principal office a register in which shall be entered the names and addresses of the Holders of Warrants issued by it and particulars of the respective Warrants held by them and of all transfers of such Warrants. The ownership of any of the Warrants shall be proven by such register and the Company may conclusively rely upon such register. (b) The Holder of any of the Warrants may at any time and from time to time prior to exercise thereof surrender any Warrant held by it for exchange or (subject to compliance with Section 13 hereof) transfer at said office of the Company. On surrender for exchange of the Warrants, properly endorsed, to the Company, the Company at its expense will issue and deliver to or on the order of the Holder thereof a new Warrant or Warrants of like tenor, in the name of such Holder or, upon payment by such Holder of any applicable transfer taxes, as such Holder may direct, calling in the aggregate on the face or faces thereof for the number of shares of Warrant Shares called for on the face or faces of the Warrants so surrendered. The Company will pay shipping and insurance charges, from and to each Holder's principal office, involved in the exchange or transfer of any Warrant. (c) Each Warrant issued hereunder, whether originally or in substitution for, or upon transfer or exchange of, any Warrant shall be registered on the date of execution thereof by the Company. The registered Holder of a Warrant shall be deemed to be the owner of such Warrant for all purposes of this Agreement. All notices given hereunder to such Holder shall be deemed validly given if given in the manner specified in Section 15 hereof.

Appears in 1 contract

Samples: Securities Purchase Agreement (Eloquent Inc)

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Registration, Transfer and Exchange of Warrants. (a) The Company shall keep at its principal office a register in which shall be entered the names and addresses of the Holders of Warrants issued by it and particulars of the respective Warrants held by them and of all transfers of such Warrants. The ownership of any of the Warrants shall be proven by such register and the Company may conclusively rely upon such register. (b) The Holder of any of the Warrants may at any time and from time to time prior to exercise exercise, repurchase or redemption thereof surrender any Warrant held by it for exchange or (subject to compliance with Section 13 15 hereof) transfer at said office of the Company. On surrender for exchange of the Warrants, properly endorsed, to the Company, the Company at its expense will issue and deliver to or on the order of the Holder thereof a new Warrant or Warrants of like tenor, in the name of such Holder or, upon payment by such Holder of any applicable transfer taxes, as such Holder may direct, calling in the aggregate on the face or faces thereof for the number of shares of Warrant Shares called for on the face or faces of the Warrants so surrendered. The Company will pay shipping and insurance charges, from and to each Holder's principal office, involved in the exchange or transfer of any Warrant. (c) Each Warrant issued hereunder, whether originally or in substitution for, or upon transfer or exchange of, any Warrant shall be registered on the date of execution thereof by the Company. The registered Holder of a Warrant shall be deemed to be the owner of such Warrant for all purposes of this Agreement. All notices given hereunder to such Holder shall be deemed validly given if given in the manner specified in Section 15 17 hereof.

Appears in 1 contract

Samples: Securities Purchase and Loan Agreement (National Investment Managers Inc.)

Registration, Transfer and Exchange of Warrants. (a) The Company shall keep at its principal office a register in which shall be entered the names and addresses of the Holders of Warrants issued by it and particulars of the respective Warrants held by them and of all transfers of such Warrants. The ownership of any of the Warrants shall be proven by such register and the Company may conclusively rely upon such register. (b) The Holder of any of the Warrants may at any time and from time to time prior to exercise or redemption thereof surrender any Warrant held by it for exchange or (subject to compliance with Section 13 hereof) transfer at said office of the Company. On surrender for exchange of the Warrants, properly endorsed, to the Company, the Company at its expense will issue and deliver to or on the order of the Holder thereof a new Warrant or Warrants of like tenor, in the name of such Holder or, upon payment by such Holder of any applicable transfer taxes, as such Holder may direct, calling in the aggregate on the face or faces thereof for the number of shares of Warrant Shares called for on the face or faces of the Warrants so surrendered. The Company will pay shipping and insurance charges, from and to each the Holder's ’s principal office, involved in the exchange or transfer of any Warrant. (c) Each Warrant issued hereunder, whether originally or in substitution for, or upon transfer or exchange of, any Warrant shall be registered on the date of execution thereof by the Company. The registered Holder of a Warrant shall be deemed to be the owner of such Warrant for all purposes of this Agreement. All notices given hereunder to such Holder shall be deemed validly given if given in the manner specified in Section 15 §11.1 hereof.

Appears in 1 contract

Samples: Warrant Purchase Agreement (Harvest Natural Resources, Inc.)

Registration, Transfer and Exchange of Warrants. (a) The Company shall keep at its principal office a register in which shall be entered the names and addresses of the Holders holders of Warrants issued by it and particulars of the respective Warrants held by them and of all transfers of such Warrants. References to the "holder" or "holder of record" of any Warrant shall mean the holder thereof unless the holder shall have presented such Warrant to the Company for transfer and the transferee shall have been entered in said register as a subsequent holder, in which case the terms shall mean such subsequent holder. The ownership of any of the Warrants shall be proven by such register and the Company may conclusively rely upon such register. (b) The Holder holder of any of the Warrants may at any time and from time to time prior to exercise exercise, repurchase or redemption thereof surrender any Warrant held by it for exchange or (subject to compliance with Section 13 16 hereof) transfer at said office of the Company. On surrender for exchange of the Warrants, properly endorsed, to the Company, the Company at its expense will issue and deliver to or on the order of the Holder holder thereof a new Warrant warrant or Warrants warrants of like tenor, in the name of such Holder holder or, upon payment by such Holder holder of any applicable transfer taxes, as such Holder holder may direct, calling in the aggregate on the face or faces thereof for the number of shares of Warrant Common Shares called for on the face or faces of the Warrants so surrendered. The Company will pay shipping and insurance charges, from and to each Holderholder's principal office, involved in the exchange or transfer of any Warrant. (c) Each Warrant issued hereunder, whether originally or in substitution for, or upon transfer or exchange of, any Warrant shall be registered on the date of execution thereof by the Company. The registered Holder holder of a Warrant record shall be deemed to be the owner of such the Warrant for all purposes of this Agreement. All notices given hereunder to such Holder the holder of record shall be deemed validly given if given in the manner specified in Section 15 18 hereof.

Appears in 1 contract

Samples: Securities Purchase Agreement (Andersen Group Inc)

Registration, Transfer and Exchange of Warrants. (a) The Company shall keep at its principal office a register in which shall be entered the names name and addresses address of the Holders of Warrants issued by it and particulars Holder of the respective applicable Warrants held by them and of all permitted transfers of such Warrants. The ownership of any of the Warrants shall be proven by such register and the Company may conclusively rely upon such register. (b) The Subject to applicable transfer restrictions and the terms and conditions of this Agreement and the Warrant, the Holder of any of the Warrants may a Warrant may, at any time and from time to time prior to the exercise thereof thereof, surrender any Warrant one or more of the Warrants held by it for exchange or (subject to compliance with Section 13 hereof) transfer at said the principal office of the Company. On surrender for exchange of the Warrants, properly endorsed, to the Company, the Company Company, at its expense expense, will issue and deliver to or on the order of the Holder thereof a new Warrant or Warrants of like tenor, in the name of such Holder or, upon payment by such Holder of any applicable transfer taxes, as such Holder may direct, calling in the aggregate on the face or faces thereof for the number of shares of Warrant Shares called for on the face or faces of the Warrants so surrendered. The Company will pay shipping and insurance charges, from and to each Holder's principal office, involved in the exchange or transfer of any Warrant. (c) Each Warrant issued hereunder, whether originally or in substitution for, or upon transfer or exchange of, any Warrant shall be registered on the date of execution thereof by the Company. The registered Holder of a Warrant shall be deemed to be the owner of such Warrant for all purposes of this Agreement. All notices given hereunder to such Holder shall be deemed validly given if given in the manner specified in Section 15 hereof8.2.

Appears in 1 contract

Samples: Warrant Consent and Conversion Agreement (GP Investments Acquisition Corp.)

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Registration, Transfer and Exchange of Warrants. (a) The Company shall keep at its principal office a register in which shall be entered the names and addresses of the Holders of Warrants issued by it and particulars of the respective Warrants held by them and of all transfers of such Warrants. The ownership of any of the Warrants shall be proven by such register and the Company may conclusively rely upon such register. (b) The Holder of any of the Warrants may at any time and from time to time prior to exercise exercise, repurchase or redemption thereof surrender any Warrant held by it for exchange or (subject to compliance with Section 13 12 hereof) transfer at said office of the Company. On surrender for exchange of the Warrants, properly endorsed, to the Company, the Company at its expense will issue and deliver to or on the order of the Holder thereof a new Warrant or Warrants of like tenor, in the name of such Holder or, upon payment by such Holder of any applicable transfer taxes, as such Holder may direct, calling in the aggregate on the face or faces thereof for in the aggregate the Holder's Percentage (if prior to the Determination Date) or the number of shares of Warrant Shares called for on the face or faces of the Warrants so surrendered. The Company will pay shipping and insurance charges, from and to each Holder's principal office, involved in the exchange or transfer of any Warrant. (c) Each Warrant issued hereunder, whether originally or in substitution for, or upon transfer or exchange of, any Warrant shall be registered on the date of execution thereof by the Company. The registered Holder of a Warrant shall be deemed to be the owner of such Warrant for all purposes of this Agreement. All notices given hereunder to such Holder shall be deemed validly given if given in the manner specified in Section 15 14 hereof.

Appears in 1 contract

Samples: Securities Purchase Agreement (Buffalo Wild Wings Inc)

Registration, Transfer and Exchange of Warrants. (a) The Company shall keep at its principal office a register in which shall be entered the names and addresses of the Holders holders of Warrants issued by it and particulars of the respective Warrants held by them and of all transfers of such Warrants. References to the “holder” or “holder of record” of any Warrant shall mean the holder thereof unless the holder shall have presented such Warrant to the Company for transfer and the transferee shall have been entered in said register as a subsequent holder, in which case the terms shall mean such subsequent holder. The ownership of any of the Warrants shall be proven by such register and the Company may conclusively rely upon such register. (b) The Holder holder of any of the Warrants may at any time and from time to time prior to exercise exercise, repurchase or redemption thereof surrender any Warrant held by it for exchange or (subject to compliance with Section 13 10 hereof) transfer at said office of the Company. On surrender for exchange of the Warrants, properly endorsed, to the Company, the Company at its expense will issue and deliver to or on the order of the Holder holder thereof a new Warrant warrant or Warrants warrants of like tenor, in the name of such Holder holder or, upon payment by such Holder holder of any applicable transfer taxes, as such Holder holder may direct, calling in the aggregate on the face or faces thereof for the number of shares of Warrant Shares Stock called for on the face or faces of the Warrants so surrendered. The Company will pay shipping and insurance charges, from and to each Holder's holder’s principal office, involved in the exchange or transfer of any Warrant. (c) Each Warrant issued hereunder, whether originally or in substitution for, or upon transfer or exchange of, any Warrant shall be registered on the date of execution thereof by the Company. The registered Holder holder of a Warrant record shall be deemed to be the owner of such the Warrant for all purposes of this Agreement. All notices given hereunder to such Holder the holder of record shall be deemed validly given if given in the manner specified in Section 15 12 hereof.

Appears in 1 contract

Samples: Warrant Purchase Agreement (Workflow Management Inc)

Registration, Transfer and Exchange of Warrants. (a) The Company shall keep at its principal office a register in which shall be entered the names and addresses of the Holders holders of Warrants issued by it and particulars of the respective Warrants held by them and of all transfers of such Warrants. References to the "holder" or "holder of record" of any Warrant shall mean the holder thereof unless the holder shall have presented such Warrant to the Company for transfer and the transferee shall have been entered in said register as a subsequent holder, in which case the terms shall mean such subsequent holder. The ownership of any of the Warrants shall be proven by such register and the Company may conclusively rely upon such register. (b) The Holder holder of any of the Warrants may at any time and from time to time prior to exercise exercise, repurchase or redemption thereof surrender any Warrant held by it for exchange or (subject to compliance with Section 13 hereof) transfer at said office of the Company. On surrender for exchange of the Warrants, properly endorsed, to the Company, the Company at its expense will issue and deliver to or on the order of the Holder holder thereof a new Warrant warrant or Warrants warrants of like tenor, in the name of such Holder holder or, upon payment by such Holder holder of any applicable transfer taxes, as such Holder holder may direct, calling in the aggregate on the face or faces thereof for the number of shares of Warrant Shares Stock called for on the face or faces of the Warrants so surrendered. The Company will pay shipping and insurance charges, from and to each Holderholder's principal office, involved in the exchange or transfer of any Warrant. (c) Each Warrant issued hereunder, whether originally or in substitution for, or upon transfer or exchange of, any Warrant shall be registered on the date of execution thereof by the Company. The registered Holder of a Warrant shall be deemed to be the owner of such Warrant for all purposes of this Agreement. All notices given hereunder to such Holder shall be deemed validly given if given in the manner specified in Section 15 hereof.execution

Appears in 1 contract

Samples: Securities Purchase Agreement (Meade Instruments Corp)

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