Common use of Regulated Persons and Entities Clause in Contracts

Regulated Persons and Entities. Unless Customer notifies IB UK otherwise, Customer represents that Customer is not a broker-dealer; futures commission merchant; or affiliate, associated person or employee thereof. Customer agrees to notify IB UK immediately by telephone or electronically through the IB UK website if Customer becomes employed or associated with a broker-dealer or futures commission merchant.

Appears in 5 contracts

Samples: www.whselfinvest.com, Customer Agreement, Customer Agreement

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Regulated Persons and Entities. Unless Customer notifies IB UK otherwise, Customer represents that Customer is not a broker-dealer; futures commission merchant; or affiliate, associated person or employee thereof. Customer agrees to notify IB UK immediately by telephone or electronically through the IB UK website if Customer becomes employed or associated with a broker-dealer or futures commission merchant.

Appears in 3 contracts

Samples: Interactive Brokers LLC Customer Agreement, Interactive Brokers LLC Customer Agreement, Interactive Brokers LLC Customer Agreement

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Regulated Persons and Entities. Unless Customer notifies IB UK otherwise, Customer represents that Customer is not a broker-dealer; futures commission merchant; or affiliate, associated person or employee thereof. Customer agrees to notify IB UK immediately by telephone or electronically through the IB UK website if Customer becomes employed or associated with a broker-broker- dealer or futures commission merchant.

Appears in 1 contract

Samples: Interactive Brokers LLC Customer Agreement

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