Common use of Regulatory Affairs and Corporate Governance Clause in Contracts

Regulatory Affairs and Corporate Governance. A. Prepare and file post-effective amendments to the Fund's registration statement on Form N-1A and supplements as needed. B. Prepare and file proxy materials and administer shareholder meetings. C. Prepare and file all state registrations of the Fund's securities including annual renewals, registering new Portfolios, preparing and filing sales reports, filing copies of the registration statement and final prospectus and statement of additional information, and increasing registered amounts of securities in individual states. D. Prepare Board materials for all Board meetings. E. Assist with the review and monitoring of fidelity bond and errors and omissions insurance coverage and make any related regulatory filings. F. Prepare and update documents such as charter document, by-laws, foreign qualification filings. G. Prepare and file Rule 24f-2 Notice. H. Assist in identifying and monitoring pertinent regulatory and legislative developments which may affect the Fund and, in response to the results of such monitoring, coordinate and provide support to UAMFSI, the Fund and the Fund's investment adviser with respect to those developments and results, including support with respect to routine regulatory examinations or investigations of the Fund, and with respect to such matters, to work in conjunction with outside counsel, auditors and other professional organizations engaged by the Fund. I. File copies of financial reports to shareholders with the SEC under Rule 30b2-1. J. Liaison with the Fund's Distributor and outside counsel.