Regulatory Affairs and Corporate Governance. A. Assist Fund counsel in the preparation and filing of post-effective amendments to the Fund's registration statement on Form N-lA and supplements as needed. B. Administer shareholder meetings, and assist Fund counsel in the preparation and filing of proxy materials. Unified Fund Services, Inc. 04/20/2005 Unified Series Trust - 17 C. Prepare and file Rule 24f-2 notices. D. Prepare and file all state notifications of intent to sell the Portfolios’ securities including annual renewals, adding new Portfolios, preparing and filing sales reports, filing copies of the registration statement and final prospectuses and statements of additional information, and increasing registered amounts of securities in individual states. E. Prepare Board materials for all Board meetings. F. Monitor fidelity bond and errors and omissions insurance coverage and make any related regulatory filings. G. Prepare and update documents such as charter document, By-Laws, foreign qualification filings. H. Assist in identifying and monitoring pertinent regulatory and legislative developments which may affect the Portfolios and, in response to the results of such monitoring, coordinate and provide support to the Portfolios and their advisors and sub-advisors with respect to those developments and results, including support with respect to routine regulatory examinations or investigations of a Portfolio, and with respect to such matters, to work in conjunction with outside counsel, auditors and other professional organizations engaged by the Fund. I. File copies of financial reports to shareholders with the SEC under Rule 30b2-1.
Appears in 1 contract
Samples: Mutual Fund Services Agreement (Unified Series Trust)
Regulatory Affairs and Corporate Governance. A. Assist Fund fund counsel in the preparation and filing of post-effective amendments to the Fundfund's registration statement on Form N-lA and supplements as needed.
B. Administer shareholder meetings, and assist Fund fund counsel in the preparation and filing of proxy materials. Unified Fund Services, Inc. 04/20/2005 Unified Series Trust - 17.
C. Prepare and file Rule 24f-2 notices.. Unified Fund Services, Inc. 09/12/2003 Sirius Funds - 16
D. Prepare and file all state notifications of intent to sell the Portfolios’ fund's securities including annual renewals, adding new Portfoliosportfolios, preparing and filing sales reports, filing copies of the registration statement and final prospectuses prospectus and statements statement of additional information, and increasing registered amounts of securities in individual states.
E. Prepare Board materials for all Board meetings.
F. Monitor Assist with the review and monitoring of fidelity bond and errors and omissions insurance coverage and make any related regulatory filings.
G. Prepare and update documents such as charter document, By-Laws, foreign qualification filings.
H. Assist in identifying and monitoring pertinent regulatory and legislative developments which may affect the Portfolios fund and, in response to the results of such monitoring, coordinate and provide support to the Portfolios fund and their advisors and sub-advisors the fund's investment advisor with respect to those developments and results, including support with respect to routine regulatory examinations or investigations of a Portfoliothe fund, and with respect to such matters, to work in conjunction with outside counsel, auditors and other professional organizations engaged by the Fundfund.
I. File copies of financial reports to shareholders with the SEC under Rule 30b2-1.
Appears in 1 contract
Samples: Mutual Fund Services Agreement (Sirius Investment Trust)
Regulatory Affairs and Corporate Governance. A. Assist Fund fund counsel in the preparation and filing of post-effective amendments to the Fundfund's registration statement on Form N-lA and supplements as needed.
B. Administer shareholder meetings, and assist Fund fund counsel in the preparation and filing of proxy materials. Unified Fund Services, Inc. 04/20/2005 Unified Series Trust - 17.
C. Prepare and file Rule 24f-2 notices.. Unified Fund Services, Inc. 5/29/03 AmeriPrime Funds - 33
D. Prepare and file all state notifications of intent to sell the Portfolios’ fund's securities including annual renewals, adding new Portfoliosportfolios, preparing and filing sales reports, filing copies of the registration statement and final prospectuses prospectus and statements statement of additional information, and increasing registered amounts of securities in individual states.
E. Prepare Board materials for all Board meetings.
F. Monitor Assist with the review and monitoring of fidelity bond and errors and omissions insurance coverage and make any related regulatory filings.
G. Prepare and update documents such as charter document, By-Laws, foreign qualification filings.
H. Assist in identifying and monitoring pertinent regulatory and legislative developments which may affect the Portfolios fund and, in response to the results of such monitoring, coordinate and provide support to the Portfolios fund and their advisors and sub-advisors the fund's investment adviser with respect to those developments and results, including support with respect to routine regulatory examinations or investigations of a Portfoliothe fund, and with respect to such matters, to work in conjunction with outside counsel, auditors and other professional organizations engaged by the Fundfund.
I. File copies of financial reports to shareholders with the SEC under Rule 30b2-1.
Appears in 1 contract
Regulatory Affairs and Corporate Governance. A. Assist Fund counsel in the preparation and filing of post-effective amendments to the Fund's registration statement on Form N-lA and supplements as needed.
B. Administer shareholder meetings, and assist Fund counsel in the preparation and filing of proxy materials. Unified Fund Services, Inc. 04/20/2005 Unified Series Trust - 17.
C. Prepare and file Rule 24f-2 noticesNotices and related legal opinions (state corporate law legal opinion to be furnished by Fund counsel).
D. Prepare and file all state notifications registrations of intent to sell the Portfolios’ Fund's securities including annual renewals, adding registering new Portfolios, preparing and filing sales reports, filing copies of the registration statement and final prospectuses prospectus and statements statement of additional information, and increasing registered amounts of securities in individual states.
E. Prepare Board materials for all Board meetings.
F. Monitor Assist with the review and monitoring of fidelity bond and errors and omissions insurance coverage and make any related regulatory filings.
G. Prepare and update documents such as charter document, By-Laws, foreign qualification filings.
H. Assist in identifying and monitoring pertinent regulatory and legislative developments which may affect the Portfolios Fund and, in response to the results of such monitoring, coordinate and provide support to the Portfolios Fund and their advisors and sub-advisors the Fund's investment adviser with respect to those developments and results, including support with respect to routine regulatory examinations or investigations of a Portfoliothe Fund, and with respect to such matters, to work in on conjunction with outside counsel, auditors and other professional organizations engaged by the Fund.
I. File copies of financial reports to shareholders with the SEC under Rule 30b2-1.
Appears in 1 contract