Common use of Regulatory Compliance and Policies and Procedures Clause in Contracts

Regulatory Compliance and Policies and Procedures. 5.1 The Executive will read and comply strictly with: 5.1.1 any rules, policies and procedures that apply to each Group Company at all times; 5.1.2 the Quoted Company Requirements; 5.1.3 any other laws and regulations material to the conduct of the business of the Company or any Group Company. 5.2 Although the Company's rules, policies and procedures do not form part of this Agreement, failure to comply with them may result in disciplinary action up to and including dismissal. 5.3 The Executive is aware of the Quoted Company Requirements and that a breach of the Quoted Company Requirements carries sanctions including criminal liability, disciplinary action by the Company (up to and including summary dismissal) and disciplinary action by the relevant regulatory authority. Due to the Executive's position the Executive shall be named on the Company's list of persons with access to inside information relating to the Company which may be made available to relevant authorities. 6.

Regulatory Compliance and Policies and Procedures. 5.1 The Executive will read and comply strictly with: 5.1.1 any rules, policies and procedures that apply to each Group Company at all times; 5.1.2 the Quoted Company Requirements; 5.1.3 any other laws and regulations material to the conduct of the business of the Company or any Group Company. 5.2 Although the Company's ’s rules, policies and procedures do not form part of this Agreement, failure to comply with them may result in disciplinary action up to and including dismissal. 5.3 The Executive is aware of the Quoted Company Requirements and that a breach of the Quoted Company Requirements carries sanctions including criminal liability, disciplinary action by the Company (up to and including summary dismissal) and disciplinary action by the relevant regulatory authority. Due to the Executive's position the Executive shall be named on the Company's list of persons with access to inside information relating to the Company which may be made available to relevant authorities. 6.