Regulatory Permits. The Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits could not reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 3233 contracts
Samples: At the Market Offering Agreement (Iveda Solutions, Inc.), Subscription Agreement (Agape ATP Corp), Securities Purchase Agreement (BioSig Technologies, Inc.)
Regulatory Permits. The Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits could would not reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 383 contracts
Samples: Securities Purchase Agreement (BioXcel Therapeutics, Inc.), Securities Purchase Agreement (MacKenzie Realty Capital, Inc.), Securities Purchase Agreement (Boxlight Corp)
Regulatory Permits. The Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits could not have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 328 contracts
Samples: Securities Purchase Agreement, Securities Purchase Agreement (Chron Organization, Inc.), Securities Purchase Agreement (Endonovo Therapeutics, Inc.)
Regulatory Permits. The Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reportsbusinesses, except where the failure to possess such permits could not reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 167 contracts
Samples: Securities Purchase Agreement (Luxurban Hotels Inc.), Securities Purchase Agreement (Comstock Inc.), Securities Purchase Agreement (Addentax Group Corp.)
Regulatory Permits. The Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits could not not, individually or in the aggregate, have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”)Effect, and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permitsuch permits.
Appears in 111 contracts
Samples: Securities Purchase Agreement (E-Home Household Service Holdings LTD), Securities Purchase Agreement (E-Home Household Service Holdings LTD), Note Purchase Agreement (Energy Focus, Inc/De)
Regulatory Permits. The Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits could not have or reasonably be expected to result in a Material Adverse Effect (“"Material Permits”"), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 109 contracts
Samples: Securities Purchase Agreement (Pura Naturals, Inc.), Securities Purchase Agreement (Cool Technologies, Inc.), Securities Purchase Agreement (Leo Motors, Inc.)
Regulatory Permits. The Except as would not cause a Material Adverse Effect, the Company and the its Subsidiaries possess all material certificates, authorizations and permits issued by the appropriate federal, state, local state or foreign regulatory authorities necessary to conduct own their respective businesses as described in the SEC Reports, except where the failure to possess such permits could not reasonably be expected to result in a Material Adverse Effect (“Material Permits”)businesses, and neither the Company nor any such Subsidiary has received any written notice of proceedings relating to the revocation or modification of any Material Permitsuch certificate, authorization or permits.
Appears in 109 contracts
Samples: Standby Equity Purchase Agreement (ZOOZ Power Ltd.), Equity Purchase Facility Agreement (New Era Helium Inc.), Standby Equity Purchase Agreement (ZOOZ Power Ltd.)
Regulatory Permits. The Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC ReportsProspectus, except where the failure to possess such permits could not reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 84 contracts
Samples: Underwriting Agreement (3 E Network Technology Group LTD), Underwriting Agreement (3 E Network Technology Group LTD), Underwriting Agreement (Plutus Financial Group LTD)
Regulatory Permits. The Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits could not reasonably be expected to result in a Material Adverse Effect (“"Material Permits”"), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 76 contracts
Samples: Securities Purchase Agreement (Flora Growth Corp.), Securities Purchase Agreement (KWESST Micro Systems Inc.), Securities Purchase and Exchange Agreement (Volcon, Inc.)
Regulatory Permits. The Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such certificates, authorizations or permits could not reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 68 contracts
Samples: Securities Purchase Agreement (Plus Therapeutics, Inc.), Securities Purchase and Exchange Agreement (Plus Therapeutics, Inc.), Securities Purchase Agreement (Lichen China LTD)
Regulatory Permits. The Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits could not reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and neither the Company nor any Subsidiary has received any notice of proceedings Proceedings relating to the revocation or modification of any Material Permit.
Appears in 58 contracts
Samples: Securities Purchase Agreement (Petros Pharmaceuticals, Inc.), Securities Purchase Agreement (Petros Pharmaceuticals, Inc.), Securities Purchase Agreement (Petros Pharmaceuticals, Inc.)
Regulatory Permits. The Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits could would not have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 57 contracts
Samples: Securities Purchase Agreement (Arq, Inc.), Securities Purchase Agreement (Context Therapeutics Inc.), Securities Purchase Agreement (Nexeon Medsystems Inc)
Regulatory Permits. The Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits could not reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and neither the Company nor any Subsidiary has received any written notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 47 contracts
Samples: Securities Purchase Agreement (Evaxion Biotech a/S), Securities Purchase Agreement (Evaxion Biotech a/S), Securities Purchase Agreement (Evaxion Biotech a/S)
Regulatory Permits. The Company and the Subsidiaries possess possesses all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses its business as described in the SEC Reports, except where the failure to possess such permits could not reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and neither the Company nor any Subsidiary has not received any notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 47 contracts
Samples: Securities Purchase Agreement (Parkervision Inc), Subscription Agreement (Renovaro Inc.), Securities Purchase Agreement (RiskOn International, Inc.)
Regulatory Permits. The Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reportspresently conducted, and as contemplated to be conducted, except where the failure to possess such permits could not reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 45 contracts
Samples: Securities Exchange Agreement (AgEagle Aerial Systems Inc.), Securities Purchase Agreement (CarbonMeta Technologies, Inc.), Securities Exchange Agreement (Unique Logistics International Inc)
Regulatory Permits. The Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits could would not reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and neither the Company nor any Subsidiary has received any written notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 41 contracts
Samples: Securities Purchase Agreement (Oramed Pharmaceuticals Inc.), Securities Purchase Agreement (Scilex Holding Co), At the Market Offering Agreement (Iterum Therapeutics PLC)
Regulatory Permits. The Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits could not not, individually or in the aggregate, have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 38 contracts
Samples: Securities Purchase Agreement (Altamira Therapeutics Ltd.), Securities Purchase Agreement (Altamira Therapeutics Ltd.), At the Market Offering Agreement (AppTech Payments Corp.)
Regulatory Permits. The Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits could not would not, individually or in the aggregate, have or reasonably be expected to result in a Material Adverse Effect (“"Material Permits”"), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 37 contracts
Samples: Securities Purchase Agreement (Soligenix, Inc.), Securities Purchase Agreement (Dor Biopharma Inc), Securities Purchase Agreement (Dor Biopharma Inc)
Regulatory Permits. The Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits could not not, individually or in the aggregate, have or reasonably be expected to result in a Material Adverse Effect (“"Material Permits”"), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 36 contracts
Samples: Securities Purchase Agreement (Smartire Systems Inc), Securities Purchase Agreement (Tor Minerals International Inc), Securities Purchase Agreement (Exabyte Corp /De/)
Regulatory Permits. The Company and the each of its Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their its respective businesses business as currently conducted and as described in the SEC Reports, except where the failure to possess such permits could permits, individually or in the aggregate, has not and would not have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and neither the Company nor any Subsidiary of its Subsidiaries has received any notice of proceedings Proceedings relating to the revocation or modification of any such Material PermitPermits.
Appears in 36 contracts
Samples: Securities Purchase Agreement (Biofrontera Inc.), Securities Purchase Agreement (Blue Ridge Bankshares, Inc.), Securities Purchase Agreement (Blue Ridge Bankshares, Inc.)
Regulatory Permits. The Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits could not have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”"MATERIAL PERMITS"), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 36 contracts
Samples: Securities Purchase Agreement (Islandia Lp), Securities Purchase Agreement (Genius Products Inc), Securities Purchase Agreement (Secured Services Inc)
Regulatory Permits. The Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits could not reasonably be expected to not, individually or in the aggregate, have or result in a Material Adverse Effect (“Material Permits”), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 34 contracts
Samples: Common Stock Purchase Agreement (Lantronix Inc), Securities Purchase Agreement (Sibling Group Holdings, Inc.), Securities Purchase Agreement (Global Epoint Inc)
Regulatory Permits. The Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reportscurrently conducted, except where the failure to possess such permits could not reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 33 contracts
Samples: Securities Purchase Agreement (Rubini Jonathan Brian), Securities Purchase Agreement (G Medical Innovations Holdings Ltd.), Securities Purchase Agreement (Gaming Technologies, Inc.)
Regulatory Permits. The Company and the Subsidiaries each Subsidiary possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Public Reports, except where the failure to possess such permits could not would not, individually or in the aggregate, reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 33 contracts
Samples: Stock Purchase Agreement (Camber Energy, Inc.), Loan Agreement (Camber Energy, Inc.), Stock Purchase Agreement (Camber Energy, Inc.)
Regulatory Permits. The Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits could not would not, individually or in the aggregate, have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 32 contracts
Samples: At the Market Offering Agreement (Shapeways Holdings, Inc.), Securities Purchase Agreement (American Technology Corp /De/), Securities Purchase Agreement (Navarre Corp /Mn/)
Regulatory Permits. The Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reportsbusinesses, except where the failure to possess such permits could not have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 30 contracts
Samples: Asset Purchase Agreement (Oxford City Football Club, Inc.), Note Purchase Agreement (CannLabs, Inc.), Securities Purchase Agreement (CannLabs, Inc.)
Regulatory Permits. The Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits could would not have or reasonably be expected to result in a Material Adverse Effect (“"Material Permits”"), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 30 contracts
Samples: Common Stock Purchase Agreement (Smartire Systems Inc), Securities Purchase Agreement (DDS Technologies Usa Inc), Common Stock Purchase Agreement (Smartire Systems Inc)
Regulatory Permits. The Except as set forth in the SEC Reports, the Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits could not reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 29 contracts
Samples: Securities Purchase Agreement (Singularity Future Technology Ltd.), Securities Purchase Agreement (Blue Hat Interactive Entertainment Technology), Securities Purchase Agreement (Blue Hat Interactive Entertainment Technology)
Regulatory Permits. The Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits could not reasonably be expected to not, individually or in the aggregate, have or result in a Material Adverse Effect (“"Material Permits”"), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 29 contracts
Samples: Securities Purchase Agreement (Shenzhen City Qianhai Xinshi Education Management Co., Ltd.), Securities Purchase Agreement (Summus Inc Usa), Securities Purchase Agreement (Avi Biopharma Inc)
Regulatory Permits. The Company and the its Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local state or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reportscurrently conducted, except where when the failure to so possess such certificates, authorizations or permits could not reasonably be expected to result have, individually or in the aggregate, a Material Adverse Effect (“Material Permits”)Effect, and neither the Company nor any such Subsidiary has received any written notice of proceedings relating to the revocation or modification of any Material Permitsuch material certificate, authorization or permit.
Appears in 27 contracts
Samples: Common Stock Purchase Agreement (Athersys, Inc / New), Common Stock Purchase Agreement (Athersys, Inc / New), Common Stock Purchase Agreement (Valeritas Holdings Inc.)
Regulatory Permits. The Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC ReportsFilings, except where the failure to possess such permits could not reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 26 contracts
Samples: Share Purchase Agreement (NovaBay Pharmaceuticals, Inc.), Share Purchase Agreement (NovaBay Pharmaceuticals, Inc.), Share Purchase Agreement (NovaBay Pharmaceuticals, Inc.)
Regulatory Permits. The Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC ReportsTime of Sale Disclosure Package, except where the failure to possess such permits could not reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 26 contracts
Samples: Placement Agency Agreement (Cyngn Inc.), Placement Agency Agreement (GeoVax Labs, Inc.), Placement Agency Agreement (GeoVax Labs, Inc.)
Regulatory Permits. The Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC ReportsRegistration Statement, the General Disclosure Package and the Prospectus, except where the failure to possess such certificates, authorizations or permits could not reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 24 contracts
Samples: Securities Purchase Agreement (ZyVersa Therapeutics, Inc.), Securities Purchase Agreement (ZyVersa Therapeutics, Inc.), Securities Purchase Agreement (ZyVersa Therapeutics, Inc.)
Regulatory Permits. The Company and the its Subsidiaries possess all material certificates, authorizations and permits issued by the appropriate federal, state, local state or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reportscurrently conducted, except where when the failure to so possess such certificates, authorizations or permits could not reasonably be expected to result have, individually or in the aggregate, a Material Adverse Effect (“Material Permits”)Effect, and neither the Company nor any such Subsidiary has received any written notice of proceedings relating to the revocation or modification of any Material Permitsuch material certificate, authorization or permit.
Appears in 24 contracts
Samples: Common Stock Purchase Agreement (Athersys, Inc / New), Common Stock Purchase Agreement (GBT Technologies Inc.), Ordinary Share Purchase Agreement (Vascular Biogenics Ltd.)
Regulatory Permits. The Company and the Subsidiaries possess possesses all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits could not reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and neither the Company nor any Subsidiary has not received any notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 23 contracts
Samples: Securities Purchase Agreement (Acuitas Group Holdings, LLC), Securities Purchase Agreement (Biovie Inc.), Underwriting Agreement (CNS Pharmaceuticals, Inc.)
Regulatory Permits. The Except as disclosed in the SEC Reports, the Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits could not reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 23 contracts
Samples: Exchange Agreement (Edible Garden AG Inc), Note Purchase Agreement (Netcapital Inc.), Note Purchase Agreement (Netcapital Inc.)
Regulatory Permits. The Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reportsbusinesses, except where the failure to possess such permits could would not have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 22 contracts
Samples: Securities Purchase Agreement (Stemtech Corp), Securities Exchange Agreement (Cardiff Lexington Corp), Securities Purchase Agreement (Lucy Scientific Discovery, Inc.)
Regulatory Permits. The Except as otherwise disclosed in the Offering Materials, the Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC ReportsProspectus, except where the failure to possess such permits could not reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 22 contracts
Samples: Underwriting Agreement (MED EIBY Holding Co., LTD), Underwriting Agreement (MED EIBY Holding Co., LTD), Underwriting Agreement (Fuxing China Group LTD)
Regulatory Permits. The To the knowledge of the Company, the Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits could not reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 21 contracts
Samples: Purchase Agreement (RemSleep Holdings Inc.), Purchase Agreement (RemSleep Holdings Inc.), Purchase Agreement (Ozop Energy Solutions, Inc.)
Regulatory Permits. The Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits could not not, individually or in the aggregate, have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”"MATERIAL PERMITS"), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 21 contracts
Samples: Securities Purchase Agreement (Accupoll Holding Corp), Common Stock Purchase Agreement (Wilsons the Leather Experts Inc), Securities Purchase Agreement (Accupoll Holding Corp)
Regulatory Permits. The Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reportspresently conducted, except where the failure to possess such permits could not reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 19 contracts
Samples: Unit Purchase Agreement (Guerrilla RF, Inc.), Unit Purchase Agreement (Summit Wireless Technologies, Inc.), Unit Purchase Agreement (Relmada Therapeutics, Inc.)
Regulatory Permits. The Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as actually conducted and as described in the SEC Reports, except where the failure to possess such permits could not reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 18 contracts
Samples: Securities Purchase Agreement (Sigma Labs, Inc.), Securities Purchase Agreement (DropCar, Inc.), Securities Purchase Agreement (Gratitude Health, Inc.)
Regulatory Permits. The Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, Reports (“Permits”) except where the failure to possess such permits could not reasonably be expected to result in a Material Adverse Effect (“Material Permits”)Effect, and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 18 contracts
Samples: Securities Purchase Agreement (Harvard Apparatus Regenerative Technology, Inc.), Securities Purchase Agreement (Harvard Apparatus Regenerative Technology, Inc.), Securities Purchase Agreement (Biostage, Inc.)
Regulatory Permits. The Except as would not cause a Material Adverse Effect, the Company and the its Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local state or foreign regulatory authorities necessary to conduct own their respective businesses as described in the SEC Reports, except where the failure to possess such permits could not reasonably be expected to result in a Material Adverse Effect (“Material Permits”)businesses, and neither the Company nor any such Subsidiary has received any written notice of proceedings relating to the revocation or modification of any Material Permitsuch certificate, authorization or permits.
Appears in 17 contracts
Samples: Purchase Agreement (Aspire Biopharma Holdings, Inc.), Purchase Agreement (Currenc Group Inc.), Purchase Agreement (Reborn Coffee, Inc.)
Regulatory Permits. The Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such certificates, authorizations or permits could would not reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 17 contracts
Samples: Securities Purchase Agreement (SELLAS Life Sciences Group, Inc.), Securities Purchase Agreement (Stardust Power Inc.), Securities Purchase Agreement (BioCardia, Inc.)
Regulatory Permits. The Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits could not reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and neither the Company nor any Subsidiary has received any written notice of proceedings Proceedings relating to the revocation or modification of any Material Permit.
Appears in 16 contracts
Samples: Securities Purchase Agreement (Digital Brands Group, Inc.), Securities Purchase Agreement (Digital Brands Group, Inc.), Securities Purchase Agreement (Mobiquity Technologies, Inc.)
Regulatory Permits. The Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits could would not have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”"MATERIAL PERMITS"), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 16 contracts
Samples: Securities Purchase Agreement (Empire Resorts Inc), Securities Purchase Agreement (Electronic Clearing House Inc), Securities Purchase Agreement (Aethlon Medical Inc)
Regulatory Permits. The Company and the its Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local state or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits could not reasonably be expected to not, individually or in the aggregate, have or result in a Material Adverse Effect (“"Material Permits”"), and neither the Company nor any such Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 16 contracts
Samples: Securities Purchase Agreement (Cybershop International Inc), Convertible Debenture Purchase Agreement (Computer Concepts Corp /De), Securities Purchase Agreement (Fidelity Holdings Inc)
Regulatory Permits. The Company and the Subsidiaries possess all certificates, licenses, authorizations and permits issued by the appropriate federal, state, local or foreign international regulatory authorities (governmental or otherwise) necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits could not reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 15 contracts
Samples: Securities Purchase Agreement (Performance Shipping Inc.), Securities Purchase Agreement (Performance Shipping Inc.), Securities Purchase Agreement (Performance Shipping Inc.)
Regulatory Permits. The Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits could not reasonably be expected to not, individually or in the aggregate, have or result in a Material Adverse Effect (“Material Permits”"MATERIAL PERMITS"), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 15 contracts
Samples: Securities Purchase Agreement (I Stat Corporation /De/), Securities Purchase Agreement (Stratasys Inc), Securities Purchase Agreement (Lynx Therapeutics Inc)
Regulatory Permits. The Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC ReportsReports (“Material Permits”), except where the failure to possess such permits could not does not, individually or in the aggregate, have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”)Effect, and neither the Company nor any Subsidiary has received any written notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 14 contracts
Samples: Securities Purchase Agreement (Pacific Ethanol, Inc.), Securities Purchase Agreement (Scientific Learning Corp), Securities Purchase and Registration Rights Agreement (ONE Bio, Corp.)
Regulatory Permits. The Company and the its Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local state or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC ReportsDocuments, except where the failure to possess such permits could not reasonably be expected to not, individually or in the aggregate, have or result in a Material Adverse Effect (“"Material Permits”"), and neither the Company nor any such Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 14 contracts
Samples: Convertible Debenture Purchase Agreement (Tidel Technologies Inc), Convertible Preferred Stock Purchase Agreement (E Digital Corp), Convertible Debenture Purchase Agreement (Tidel Technologies Inc)
Regulatory Permits. The Company and the its Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federalFederal, state, local state or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC ReportsDocuments, except where the failure to possess such permits could not reasonably be expected to not, individually or in the aggregate, have or result in a Material Adverse Effect (“"Material Permits”"), and neither the Company nor any such Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 14 contracts
Samples: Secured Convertible Debenture Purchase Agreement (Collectible Concepts Group Inc), Convertible Debenture Purchase Agreement (Vitech America Inc), Convertible Preferred Stock Purchase Agreement (Coyote Network Systems Inc)
Regulatory Permits. The Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits could not would not, individually or in the aggregate, have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”"MATERIAL PERMITS"), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 14 contracts
Samples: Securities Purchase Agreement (Hollywood Media Corp), Securities Purchase Agreement (Peregrine Pharmaceuticals Inc), Securities Purchase Agreement (Dor Biopharma Inc)
Regulatory Permits. The Company and the its Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federalFederal, state, local state or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC ReportsDocuments, except where the failure to possess such permits could not reasonably be expected to not, individually or in the aggregate, have or result in a Material Adverse Effect (“Material Permits”"MATERIAL PERMITS"), and neither the Company nor any such Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 13 contracts
Samples: Convertible Debenture Purchase Agreement (Kanakaris Communications Inc), Convertible Note Purchase Agreement (Universal Broadband Networks Inc), Convertible Preferred Stock Purchase Agreement (Tro Learning Inc)
Regulatory Permits. The Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such certificates, authorizations and permits could not reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 13 contracts
Samples: At the Market Offering Agreement (Genprex, Inc.), Securities Purchase Agreement (SharpLink Gaming Ltd.), Securities Purchase Agreement (Aptevo Therapeutics Inc.)
Regulatory Permits. The Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits could not have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit, except where such potential revocation or modification would not reasonably be expected to result in a Material Adverse Effect.
Appears in 12 contracts
Samples: Placement Agency Agreement (Wireless Ronin Technologies Inc), Placement Agency Agreement (Manitex International, Inc.), Placement Agency Agreement (Wireless Ronin Technologies Inc)
Regulatory Permits. The Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as currently conducted as described in the SEC Reports, except where the failure to possess such permits could not reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 12 contracts
Samples: Securities Purchase Agreement (Rare Element Resources LTD), Subscription Agreement (Inventergy Global, Inc.), Subscription Agreement (Sito Mobile, Ltd.)
Regulatory Permits. The Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits could not reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material PermitPermit which would reasonably expected to result in a Material Adverse Effect.
Appears in 12 contracts
Samples: Securities Purchase Agreement (Akari Therapeutics PLC), Securities Purchase Agreement (Akari Therapeutics PLC), Securities Purchase Agreement (Akari Therapeutics PLC)
Regulatory Permits. The Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits could not reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and neither the Company nor any Subsidiary has not received any notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 12 contracts
Samples: Securities Purchase Agreement (iQSTEL Inc), Securities Purchase Agreement (Protalex Inc), Securities Purchase Agreement (ADVANCED MEDICAL ISOTOPE Corp)
Regulatory Permits. The Company and the Subsidiaries possess possesses all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reportsbusiness, except where the failure to possess such permits could not reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and neither the Company nor any Subsidiary has not received any notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 12 contracts
Samples: Securities Exchange Agreement (Grow Solutions Holdings, Inc.), Securities Exchange Agreement (Iconic Brands, Inc.), Securities Exchange Agreement (Accel Brands, Inc.)
Regulatory Permits. The Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as currently conducted as described in the SEC Reports, except where the failure to possess such permits could would not reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or adverse modification of any Material Permit.
Appears in 12 contracts
Samples: Securities Purchase Agreement (SANUWAVE Health, Inc.), Securities Purchase Agreement (SANUWAVE Health, Inc.), Securities Purchase Agreement (SANUWAVE Health, Inc.)
Regulatory Permits. The Company and the Subsidiaries possess all certificates, authorizations authorizations, licenses and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess any such certificates, authorizations, licenses or permits could not would not, individually or in the aggregate, have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”)Effect, and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permitsuch certificate, authorization, license or permit.
Appears in 12 contracts
Samples: Securities Purchase Agreement (InsPro Technologies Corp), Securities Purchase Agreement (InsPro Technologies Corp), Securities Purchase Agreement (InsPro Technologies Corp)
Regulatory Permits. The Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits could would not reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 12 contracts
Samples: At the Market Offering Agreement (Gevo, Inc.), At the Market Offering Agreement (Knightscope, Inc.), Securities Purchase Agreement (INFOSONICS Corp)
Regulatory Permits. The Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as currently conducted and as described in the SEC Reports, except where the failure to possess such permits could not reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 12 contracts
Samples: Note Purchase Agreement (Pure Bioscience, Inc.), Note Purchase Agreement (Pure Bioscience, Inc.), Securities Purchase Agreement (Golden Minerals Co)
Regulatory Permits. The To the Company’s knowledge, the Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits could not reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 12 contracts
Samples: Securities Purchase Agreement (Synthesis Energy Systems Inc), Securities Purchase and Exchange Agreement (Synthesis Energy Systems Inc), Securities Purchase Agreement (Synthesis Energy Systems Inc)
Regulatory Permits. The Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reportsbusinesses, except where the failure to possess such permits could not reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 11 contracts
Samples: Unit Purchase Agreement (Hoth Therapeutics, Inc.), Unit Purchase Agreement (Medovex Corp.), Unit Purchase Agreement (Medovex Corp.)
Regulatory Permits. The Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits could not reasonably be expected to result in a Material Adverse Effect (each, a “Material PermitsPermit”), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 11 contracts
Samples: Underwriting Agreement (Intelligent Bio Solutions Inc.), Underwriting Agreement (Intelligent Bio Solutions Inc.), Underwriting Agreement (Intelligent Bio Solutions Inc.)
Regulatory Permits. The Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits could not reasonably be expected to does not, individually or in the aggregate, have or result in a Material Adverse Effect (“Material Permits”), and neither the Company nor any Subsidiary has received any written notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 10 contracts
Samples: Securities Purchase Agreement (Akorn Inc), Securities Purchase Agreement (Akorn Inc), Securities Purchase Agreement (Buca Inc /Mn)
Regulatory Permits. The To the knowledge of the Company, the Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits could would not reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 10 contracts
Samples: Securities Purchase Agreement (Superconductor Technologies Inc), Securities Purchase Agreement (Superconductor Technologies Inc), Securities Purchase Agreement (Superconductor Technologies Inc)
Regulatory Permits. The Company and the each of its Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reportsbusinesses, except where the failure to possess such permits could is not reasonably be expected material to result in the Company and its Subsidiaries taken as a Material Adverse Effect whole (“Material Permits”), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 10 contracts
Samples: Securities Purchase Agreement (Phoenix Venture Fund LLC), Securities Purchase Agreement (Phoenix Venture Fund LLC), Securities Purchase Agreement (Communication Intelligence Corp)
Regulatory Permits. The Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reportsbusinesses, except where the failure to possess such permits could not have or reasonably be expected to result in a Material Adverse Effect (“"Material Permits”"), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 10 contracts
Samples: Securities Purchase Agreement (Mach One Corp), Securities Purchase Agreement (Mach One Corp), Securities Purchase Agreement (National Investment Managers Inc.)
Regulatory Permits. The Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC ReportsRegistration Statement and the Prospectus, except where the failure to possess such permits could not reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 10 contracts
Samples: Securities Purchase Agreement (Revelation Biosciences, Inc.), Securities Purchase Agreement (Revelation Biosciences, Inc.), Securities Purchase Agreement (Revelation Biosciences, Inc.)
Regulatory Permits. The Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC ReportsRegistration Statement, except where the failure to possess such permits could would not reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and neither the Company nor any Subsidiary has received any written notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 9 contracts
Samples: Underwriting Agreement (La Rosa Holdings Corp.), Underwriting Agreement (La Rosa Holdings Corp.), Underwriting Agreement (La Rosa Holdings Corp.)
Regulatory Permits. The Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits could not not, individually or in the aggregate, reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 9 contracts
Samples: Securities Purchase Agreement (Catasys, Inc.), Securities Purchase Agreement (Catasys, Inc.), Securities Purchase Agreement (Catasys, Inc.)
Regulatory Permits. The Except as disclosed in the SEC Documents, the Company and the its Subsidiaries possess all material certificates, authorizations and permits issued by the appropriate federal, state, local state or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits could not reasonably be expected to result in a Material Adverse Effect (“Material Permits”), currently conducted and neither the Company nor any such Subsidiary has received any notice of proceedings relating to the revocation or modification of any such certificate, authorization or permit, except in the case of each of the two foregoing clauses, as would not reasonably be expected to have a Material PermitAdverse Effect.
Appears in 8 contracts
Samples: Purchase Agreement (Workhorse Group Inc.), Purchase Agreement (Lightwave Logic, Inc.), Purchase Agreement (Venus Concept Inc.)
Regulatory Permits. The Company and the Subsidiaries possess all certificates, authorizations authorizations, licenses and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reportsbusinesses, except where the failure to possess such permits could not reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 8 contracts
Samples: Securities Purchase Agreement (NextPlat Corp), Securities Purchase Agreement (Progressive Care Inc.), Securities Purchase Agreement (NextPlat Corp)
Regulatory Permits. The Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits could not would not, individually or in the aggregate, have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and neither the Company nor any Subsidiary has received any written notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 8 contracts
Samples: Securities Purchase Agreement (NYXIO TECHNOLOGIES Corp), Securities Purchase Agreement (Marina Biotech, Inc.), Securities Purchase Agreement (Oilsands Quest Inc)
Regulatory Permits. The Except where the absence of which would not have a Material Adverse Effect, the Company and the its Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local state or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits could not reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and neither businesses. Neither the Company nor any such Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permitsuch certificate, authorization or permit.
Appears in 8 contracts
Samples: Securities Purchase Agreement (Hpev, Inc.), Securities Purchase Agreement (CrowdGather, Inc.), Securities Purchase Agreement (CrowdGather, Inc.)
Regulatory Permits. The Company and the its Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local state or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reportsbusinesses, except where the failure to possess such permits could items would not reasonably be expected to result have, individually or in the aggregate, a Material Adverse Effect (“Material Permits”)Effect, and neither the Company nor any such Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permitsuch certificate, authorization or permit.
Appears in 8 contracts
Samples: Note Purchase Agreement (Datatec Systems Inc), Subordinated Secured Convertible Debentures and Warrants Purchase Agreement (Datatec Systems Inc), Note Purchase Agreement (Datatec Systems Inc)
Regulatory Permits. The Company and the Subsidiaries possess all licenses, certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reportsbusinesses, except where the failure to possess such permits could would not have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and believes it can obtain, without undue burden or expense, any similar authority for the conduct of its business as planned to be conducted, and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 7 contracts
Samples: Securities Purchase Agreement (Xa, Inc.), Securities Purchase Agreement (Xa, Inc.), Securities Purchase Agreement (Xa, Inc.)
Regulatory Permits. The Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC ReportsGeneral Disclosure Package, except where the failure to possess such certificates, authorizations or permits could not reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 7 contracts
Samples: Securities Purchase Agreement (Theriva Biologics, Inc.), Securities Purchase Agreement (Theriva Biologics, Inc.), Securities Purchase Agreement (Aptose Biosciences Inc.)
Regulatory Permits. The Company and the Subsidiaries Subsidiaries, as applicable, possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits could not reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and neither the Company nor any Subsidiary Subsidiary, as applicable, has received any notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 7 contracts
Samples: Securities Purchase Agreement (Trio Petroleum Corp.), Securities Purchase Agreement (1847 Holdings LLC), Securities Purchase Agreement (1847 Holdings LLC)
Regulatory Permits. The Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC ReportsDocuments, except where the failure to possess such permits could not have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 7 contracts
Samples: Convertible Note and Warrant Purchase Agreement (Axs One Inc), Standby Convertible Note Purchase Agreement (Axs One Inc), Securities Purchase Agreement (Iridex Corp)
Regulatory Permits. The Company and the each of its Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their its respective businesses business as currently conducted and as described in the SEC Reports, except where the failure to possess such permits could permits, individually or in the aggregate, has not reasonably be expected to result in and would not have a Material Adverse Effect (“Material Permits”), and neither . Neither the Company nor any Subsidiary of its Subsidiaries has received any notice of proceedings Proceedings relating to the revocation or material adverse modification of any such Material PermitPermits.
Appears in 7 contracts
Samples: Securities Purchase Agreement (Mri Interventions, Inc.), Securities Purchase Agreement (Mri Interventions, Inc.), Securities Purchase Agreement (Mri Interventions, Inc.)
Regulatory Permits. The Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits could not reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit. The Company and the Subsidiaries expressly do not make any representations regarding this representation on behalf of any of the vendors or manufacturers of the Company’s products.
Appears in 7 contracts
Samples: Securities Purchase Agreement (Toughbuilt Industries, Inc), Securities Purchase Agreement (Toughbuilt Industries, Inc), Securities Purchase Agreement (Grom Social Enterprises, Inc.)
Regulatory Permits. The Each of the Company and the Company Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local state or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reportsits business, except where the failure to possess have any such permits could certificate, authorization or permit would not reasonably be expected to result in have a Material Adverse Effect (“Material Permits”)Effect, and neither the Company nor any Company Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permitsuch certificate, authorization or permit.
Appears in 7 contracts
Samples: Securities Purchase and Loan Agreement (Echo Therapeutics, Inc.), Securities Purchase Agreement (Celsius Holdings, Inc.), Securities Purchase Agreement (Celsius Holdings, Inc.)
Regulatory Permits. The Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits could not reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit. For clarity, the Company has not received the approval of any regulatory agency to market or sell any of its product candidates.
Appears in 7 contracts
Samples: Securities Purchase Agreement (Adventrx Pharmaceuticals Inc), Securities Purchase Agreement (Adventrx Pharmaceuticals Inc), Securities Purchase Agreement (Adventrx Pharmaceuticals Inc)
Regulatory Permits. The Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC ReportsRegistration Statement, General Disclosure Package and the Prospectus, except where the failure to possess such permits could would not reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and neither the Company nor any Subsidiary has received any written notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 7 contracts
Samples: Underwriting Agreement (SRIVARU Holding LTD), Underwriting Agreement (SRIVARU Holding LTD), Underwriting Agreement (SRIVARU Holding LTD)
Regulatory Permits. The Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits could not reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit, except where such potential revocation or modification would not reasonably be expected to result in a Material Adverse Effect.
Appears in 7 contracts
Samples: Securities Purchase Agreement (Capitol Bancorp LTD), Securities Purchase Agreement (Spectrum Pharmaceuticals Inc), Securities Purchase Agreement (Spectrum Pharmaceuticals Inc)
Regulatory Permits. The Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate provincial, federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits could not reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 6 contracts
Samples: Securities Purchase Agreement (IntelGenx Technologies Corp.), Securities Purchase Agreement (IntelGenx Technologies Corp.), Securities Purchase Agreement (IntelGenx Technologies Corp.)
Regulatory Permits. The Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC ReportsDocuments, except where the failure to possess such permits could not would not, individually or in the aggregate, have or reasonably be expected to result in a Material Adverse Effect (each a “Material PermitsPermit”), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 6 contracts
Samples: Subscription Agreement (Mateon Therapeutics Inc), Subscription Agreement (Mateon Therapeutics Inc), Subscription Agreement (Mateon Therapeutics Inc)
Regulatory Permits. The Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC ISA Reports, except where the failure to possess such permits could not reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 6 contracts
Samples: Securities Purchase Agreement (Medigus Ltd.), Securities Purchase Agreement (Medigus Ltd.), Securities Purchase Agreement (Medigus Ltd.)
Regulatory Permits. The Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate Canadian, provincial, U.S, federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits could not reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 6 contracts
Samples: Securities Purchase Agreement (Viveve Medical, Inc.), Securities Purchase Agreement (Viveve Medical, Inc.), Securities Purchase Agreement (Viveve Medical, Inc.)
Regulatory Permits. The Company and the Subsidiaries possess all certificates, authorizations authorizations, and permits issued by the appropriate federal, state, local local, or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits could not reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 6 contracts
Samples: Securities Purchase Agreement (theMaven, Inc.), Securities Purchase Agreement (Verb Technology Company, Inc.), Securities Purchase Agreement (Syntax-Brillian Corp)
Regulatory Permits. The Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits could not would not, individually or in the aggregate, have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”)Effect, and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permitsuch permits.
Appears in 6 contracts
Samples: Securities Purchase Agreement (Progressive Gaming International Corp), Securities Purchase Agreement (Sona Mobile Holdings Corp), Securities Purchase Agreement (Brooke Corp)
Regulatory Permits. The To the best of the Company’s knowledge, the Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits could not reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 6 contracts
Samples: Securities Purchase Agreement (MassRoots, Inc.), Securities Purchase Agreement (MassRoots, Inc.), Securities Purchase Agreement (Cannabics Pharmaceuticals Inc.)
Regulatory Permits. The Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits could would not reasonably be expected to result in have a Material Adverse Effect (“Material Permits”), and neither the Company nor any Subsidiary has received any notice of proceedings Proceedings relating to the revocation or modification of any Material Permit.
Appears in 6 contracts
Samples: Securities Purchase Agreement (Evelo Biosciences, Inc.), Securities Purchase Agreement (Omega Therapeutics, Inc.), Securities Purchase Agreement (Omega Therapeutics, Inc.)
Regulatory Permits. The Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits could not reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit, or any notice of adverse finding, warning letter, or other correspondence or notice from any governmental authority alleging or asserting noncompliance with any Material Permits.
Appears in 6 contracts
Samples: Placement Agency Agreement, Placement Agent Agreement (Q BioMed Inc.), Placement Agent Agreement (Q BioMed Inc.)
Regulatory Permits. The Company and the its Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local state or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC ReportsDocuments, except where the failure to possess such permits could not reasonably be expected to not, individually or in the aggregate, have or result in a Material Adverse Effect (“Material Permits”"MATERIAL PERMITS"), and neither the Company nor any such Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 6 contracts
Samples: Convertible Preferred Stock Purchase Agreement (E Digital Corp), Convertible Preferred Stock and Common Stock Warrant Purchase Agreement (Sysview Technology, Inc.), Convertible Preferred Stock Purchase Agreement (E Digital Corp)